-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QbZLtPlMol2gMqIsZa1QGyChxiO/spf/4OHd+mKKeKCfHvRGJC9UCRevxcGjjHMS GOqrY8nWfTVRSYfngJppfg== 0001228899-06-000012.txt : 20060213 0001228899-06-000012.hdr.sgml : 20060213 20060213164651 ACCESSION NUMBER: 0001228899-06-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060209 FILED AS OF DATE: 20060213 DATE AS OF CHANGE: 20060213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHATZ DOUGLAS S & SCHATZ JILL E FAMILY TRUST CENTRAL INDEX KEY: 0001228910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 06604267 BUSINESS ADDRESS: STREET 1: LOCHLAND MANAGEMENT CO STREET 2: 1 OLD TOWN SQ STE 302 CITY: FORT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9704935959 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHATZ DOUGLAS S CENTRAL INDEX KEY: 0001007705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 06604266 BUSINESS ADDRESS: BUSINESS PHONE: 5413828208 MAIL ADDRESS: STREET 1: 405 S.W. COLUMBIA ST. CITY: BEND STATE: OR ZIP: 97702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schatz Jill E CENTRAL INDEX KEY: 0001328181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 06604265 BUSINESS ADDRESS: BUSINESS PHONE: 970-416-1222 MAIL ADDRESS: STREET 1: P.O. BOX 481 CITY: FORT COLLINS STATE: CO ZIP: 80522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-02-09 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001228910 SCHATZ DOUGLAS S & SCHATZ JILL E FAMILY TRUST P.O. BOX 481 FORT COLLINS CO 80522 0 0 1 0 0001007705 SCHATZ DOUGLAS S P.O. BOX 481 FORT COLLINS CO 80522 1 0 1 0 0001328181 Schatz Jill E P.O. BOX 481 FORT COLLINS CO 80522 0 0 1 0 Common Stock 2006-02-09 4 S 0 4617 16.00 D 9228935 D Common Stock 2006-02-09 4 S 0 848 16.01 D 9228087 D Common Stock 2006-02-09 4 S 0 252 16.02 D 9227835 D Common Stock 2006-02-09 4 S 0 5200 16.03 D 9222635 D Common Stock 2006-02-09 4 S 0 2900 16.04 D 9219735 D Common Stock 2006-02-09 4 S 0 5000 16.05 D 9214735 D Common Stock 2006-02-09 4 S 0 48 16.06 D 9214687 D Common Stock 2006-02-09 4 S 0 700 16.08 D 9213987 D Common Stock 2006-02-09 4 S 0 30152 16.10 D 9183835 D Common Stock 2006-02-09 4 S 0 1100 16.12 D 9182735 D Common Stock 2006-02-09 4 S 0 200 16.13 D 9182535 D Common Stock 2006-02-09 4 S 0 500 16.15 D 9182035 D Common Stock 26350 D Per Rule 10b5-1 Sales Plan. These shares are owned directly by the Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust. Represents shares of restricted stock units held directly by Douglas S. Schatz. /s/ Mary K. Derr - Attorney-in-Fact 2006-02-13 /s/ Mary K. Derr - Attorney-in-Fact 2006-02-13 /s/ Mary K. Derr - Attorney-in-Fact 2006-02-13 -----END PRIVACY-ENHANCED MESSAGE-----