-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RKjkMwm9oBl9MEAUaO90Knq4881LzSzCNbQ7kQANbg83gberwbceEh4MPSiPprly s7l3Yd47uuD+7dJ7vWuiyw== 0001228899-06-000009.txt : 20060203 0001228899-06-000009.hdr.sgml : 20060203 20060203103021 ACCESSION NUMBER: 0001228899-06-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060201 FILED AS OF DATE: 20060203 DATE AS OF CHANGE: 20060203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHATZ DOUGLAS S & SCHATZ JILL E FAMILY TRUST CENTRAL INDEX KEY: 0001228910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 06575974 BUSINESS ADDRESS: STREET 1: LOCHLAND MANAGEMENT CO STREET 2: 1 OLD TOWN SQ STE 302 CITY: FORT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9704935959 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHATZ DOUGLAS S CENTRAL INDEX KEY: 0001007705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 06575973 BUSINESS ADDRESS: BUSINESS PHONE: 5413828208 MAIL ADDRESS: STREET 1: 405 S.W. COLUMBIA ST. CITY: BEND STATE: OR ZIP: 97702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schatz Jill E CENTRAL INDEX KEY: 0001328181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 06575972 BUSINESS ADDRESS: BUSINESS PHONE: 970-416-1222 MAIL ADDRESS: STREET 1: P.O. BOX 481 CITY: FORT COLLINS STATE: CO ZIP: 80522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-02-01 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001228910 SCHATZ DOUGLAS S & SCHATZ JILL E FAMILY TRUST P.O. BOX 481 FORT COLLINS CO 80522 0 0 1 0 0001007705 SCHATZ DOUGLAS S P.O. BOX 481 FORT COLLINS CO 80522 1 0 1 0 0001328181 Schatz Jill E P.O. BOX 481 FORT COLLINS CO 80522 0 0 1 0 Common Stock 2006-02-01 4 S 0 32819 15.50 D 9481716 D Common Stock 2006-02-01 4 S 0 1600 15.51 D 9480116 D Common Stock 2006-02-01 4 S 0 1600 15.52 D 9478516 D Common Stock 2006-02-01 4 S 0 6600 15.53 D 9471916 D Common Stock 2006-02-01 4 S 0 100 15.54 D 9471816 D Common Stock 2006-02-01 4 S 0 1914 15.55 D 9469902 D Common Stock 2006-02-01 4 S 0 1478 15.56 D 9468424 D Common Stock 2006-02-01 4 S 0 2500 15.57 D 9465924 D Common Stock 2006-02-01 4 S 0 1356 15.59 D 9464568 D Common Stock 2006-02-01 4 S 0 1714 15.60 D 9462854 D Common Stock 2006-02-02 4 S 0 19600 15.50 D 9443254 D Common Stock 26350 D Per Rule 10b5-1 Sales Plan. These shares are owned directly by the Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust. Represents shares of restricted stock units held directly by Douglas S. Schatz. /s/ Mary K. Derr - Attorney-in-Fact 2006-02-03 /s/ Mary K. Derr - Attorney-in-Fact 2006-02-03 /s/ Mary K. Derr - Attorney-in-Fact 2006-02-03 -----END PRIVACY-ENHANCED MESSAGE-----