-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UXTHphF1TcmaPorKYhvPjlUF6lHCz6v8KIyL7gOdcsW5aazAKtV4SyAIkaorgJf1 GgCGOgJk9mcoLuuDimtSNg== 0001228899-05-000023.txt : 20051205 0001228899-05-000023.hdr.sgml : 20051205 20051205211450 ACCESSION NUMBER: 0001228899-05-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051201 FILED AS OF DATE: 20051205 DATE AS OF CHANGE: 20051205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EL HILLOW MICHAEL CENTRAL INDEX KEY: 0001228899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 051245742 BUSINESS ADDRESS: STREET 1: ADVANCED ENERGY STREET 2: 1625 SHARP POINT CITY: FORT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-12-01 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001228899 EL HILLOW MICHAEL 1625 SHARP POINT DRIVE FORT COLLINS CO US 0 1 0 0 EVP Finance and Admin. and CFO Common Stock 2005-12-01 4 M 0 9375 7.70 A 11375 D Common Stock 2005-12-01 4 M 0 13750 9.12 A 25125 D Common Stock 2005-12-01 4 M 0 12500 7.61 A 37625 D Common Stock 2005-12-01 4 M 0 5468 12.80 A 43093 D Common Stock 2005-12-01 4 M 0 4375 10.37 A 47468 D Common Stock 2005-12-01 4 S 0 9375 13.5729 D 38093 D Common Stock 2005-12-01 4 S 0 13750 13.5729 D 24343 D Common Stock 2005-12-01 4 S 0 12500 13.5729 D 11843 D Common Stock 2005-12-01 4 S 0 5468 13.5729 D 6375 D Common Stock 2005-12-01 4 S 0 4375 13.5729 D 2000 D Common Stock 9550 D Employee Stock Option (right to buy) 7.70 2005-12-01 4 M 0 9375 0 D 2003-10-17 2012-10-17 Common Stock 3125 3125 D Employee Stock Option (right to buy) 9.12 2005-12-01 4 M 0 13750 0 D 2004-02-12 2013-02-12 Common Stock 6250 9375 D Employee Stock Option (right to buy) 7.61 2005-12-01 4 M 0 12500 0 D 2004-04-16 2013-04-16 Common Stock 7500 16875 D Employee Stock Option (right to buy) 12.80 2005-12-01 4 M 0 5468 0 D 2005-07-20 2014-07-20 Common Stock 12032 28907 D Employee Stock Option (right to buy) 10.37 2005-12-01 4 M 0 4375 0 D 2005-10-19 2014-10-19 Common Stock 13125 42032 D Employee Stock Option (right to buy) 18.00 2002-10-10 2011-10-10 Common Stock 50000 92032 D Employee Stock Option (right to buy) 24.90 2003-02-12 2012-02-12 Common Stock 12500 104532 D Employee Stock Option (right to buy) 38.55 2003-04-16 2012-04-16 Common Stock 12500 117032 D Employee Stock Option (right to buy) 17.85 2003-07-18 2012-07-18 Common Stock 12500 129532 D Employee Stock Option (right to buy) 19.24 2004-07-23 2013-07-23 Common Stock 20000 149532 D Employee Stock Option (right to buy) 22.52 2004-10-15 2013-10-15 Common Stock 20000 169532 D Employee Stock Option (right to buy) 22.30 2005-02-11 2014-02-11 Common Stock 17500 187032 D Employee Stock Option (right to buy) 20.81 2005-04-14 2014-04-14 Common Stock 17500 204532 D Employee Stock Option (right to buy) 7.15 2006-01-31 2015-01-31 Common Stock 33900 238432 D Represents shares of restricted stock units. Stock options dated 10/17/2002, 02/12/2003, 04/16/2003, 07/20/2004, and 10/19/2004 are such that 25% of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 3 years thereafter. Stock options dated 10/10/2001, 02/12/2002, 04/16/2002, 07/18/2002, 07/23/2003, 10/15/2003, 02/11/2004, and 04/14/2004 are such that 25% of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 3 years thereafter until October 18, 2005 at which time they became fully vested. Stock option dated 01/31/05 is such that 25% of the shares become exercisable on the first anniversary following the date of grant and the remaining shares become exercisable in equal increments each year for 3 years thereafter. Mr. El-Hillow has Employee Stock Options (right to buy) for a total of 238,432 shares of Common Stock. Michael El-Hillow 2005-12-05 -----END PRIVACY-ENHANCED MESSAGE-----