-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JB9HAbLBbdrVjD97m8Oi5x1GF5gIt3LKV3FTcpJOb2bq9EYlKQW+cL3wZYQgUu+M 9Xzk92Z2ex1SxUoYOuMqHg== 0001228899-05-000003.txt : 20050801 0001228899-05-000003.hdr.sgml : 20050801 20050801173300 ACCESSION NUMBER: 0001228899-05-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050801 FILED AS OF DATE: 20050801 DATE AS OF CHANGE: 20050801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BETZ HANS GEORG DR CENTRAL INDEX KEY: 0001242750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 05989398 BUSINESS ADDRESS: BUSINESS PHONE: 4089825818 MAIL ADDRESS: STREET 1: 47957 AVALON HEIGHTS TERR CITY: FREMONT STATE: CA ZIP: 94539 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-08-01 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001242750 BETZ HANS GEORG DR 1625 SHARP POINT DRIVE FORT COLLINS CO US 1 1 0 0 President and CEO Common Stock 2005-08-01 4 A 0 50000 A 50000 D Director Stock Option (right to buy) 12.80 2004-07-20 2014-07-20 Common Stock 15000 15000 D Director Stock Option (right to buy) 10.90 2005-05-04 2015-05-04 Common Stock 5000 20000 D Employee Stock Option (right to buy) 9.56 2005-08-01 4 A 0 140000 9.56 A 2006-08-01 2015-08-01 Common Stock 140000 160000 D Represents shares of restricted stock units. The director option dated July 20, 2004 is such that one-third of the shares become exercisable immediately then another one-third on each of the next two anniversaries of the date granted. The director stock options granted on May 4, 2005 are fully exercisable on the grant date. The employee stock options granted on August 1, 2005 will vest in four equal annual installments beginning on the first anniversary of the grant date. Mr. Betz has stock options (right to buy) for a total of 160,000 shares of Common Stock. /s/ Michael El-Hillow - Attorney-in-Fact 2005-08-01 -----END PRIVACY-ENHANCED MESSAGE-----