0001209191-24-003909.txt : 20240223
0001209191-24-003909.hdr.sgml : 20240223
20240223182906
ACCESSION NUMBER: 0001209191-24-003909
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240221
FILED AS OF DATE: 20240223
DATE AS OF CHANGE: 20240223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kelley Stephen Douglas
CENTRAL INDEX KEY: 0001443674
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26966
FILM NUMBER: 24673080
MAIL ADDRESS:
STREET 1: 1900 S. PRICE ROAD
CITY: CHANDLER
STATE: AZ
ZIP: 85286
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC
CENTRAL INDEX KEY: 0000927003
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 840846841
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: PAUL OLDHAM
STREET 2: 1595 WYNKOOP ST, SUITE 800
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 9704076626
MAIL ADDRESS:
STREET 1: ATTN: PAUL OLDHAM
STREET 2: 1595 WYNKOOP ST, SUITE 800
CITY: DENVER
STATE: CO
ZIP: 80202
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2024-02-21
0
0000927003
ADVANCED ENERGY INDUSTRIES INC
AEIS
0001443674
Kelley Stephen Douglas
1595 WYNKOOP STREET, SUITE 800
DENVER
CO
80202
1
1
0
0
President and CEO
0
Common Stock
2024-02-21
4
M
0
19801
99.60
A
102619
D
Common Stock
2024-02-21
4
F
0
8658
99.60
D
93691
D
Performance Units
0.00
2024-02-21
4
M
0
44103
0.00
D
Common Stock
44103
0
D
Represents the total number of shares vested pursuant to the performance unit award issued under the 2021 Long-Term Incentive Plan (the "2021 LTI Plan") and reported voluntarily on 3/2/2021, based on achievement of performance metrics under the 2021 LTI Plan. The shares were approved for a 2/21/2024 release by the Board of Directors.
Payment of tax liability by withholding securities incident to vesting of performance stock units.
Represents 57,908 shares of unvested restricted stock units and 36,053 shares of common stock.
These performance unit awards were issued under the 2021 LTI Plan at 200% of target and reported voluntarily on 3/2/2021. Following the end of the 3-year performance period, the awards vested based on achievement of performance metrics under the 2021 LTI Plan.
/s/ Elizabeth Vonne - Attorney-in-Fact
2024-02-23