0001209191-24-003909.txt : 20240223 0001209191-24-003909.hdr.sgml : 20240223 20240223182906 ACCESSION NUMBER: 0001209191-24-003909 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240221 FILED AS OF DATE: 20240223 DATE AS OF CHANGE: 20240223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kelley Stephen Douglas CENTRAL INDEX KEY: 0001443674 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 24673080 MAIL ADDRESS: STREET 1: 1900 S. PRICE ROAD CITY: CHANDLER STATE: AZ ZIP: 85286 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: PAUL OLDHAM STREET 2: 1595 WYNKOOP ST, SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 9704076626 MAIL ADDRESS: STREET 1: ATTN: PAUL OLDHAM STREET 2: 1595 WYNKOOP ST, SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2024-02-21 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001443674 Kelley Stephen Douglas 1595 WYNKOOP STREET, SUITE 800 DENVER CO 80202 1 1 0 0 President and CEO 0 Common Stock 2024-02-21 4 M 0 19801 99.60 A 102619 D Common Stock 2024-02-21 4 F 0 8658 99.60 D 93691 D Performance Units 0.00 2024-02-21 4 M 0 44103 0.00 D Common Stock 44103 0 D Represents the total number of shares vested pursuant to the performance unit award issued under the 2021 Long-Term Incentive Plan (the "2021 LTI Plan") and reported voluntarily on 3/2/2021, based on achievement of performance metrics under the 2021 LTI Plan. The shares were approved for a 2/21/2024 release by the Board of Directors. Payment of tax liability by withholding securities incident to vesting of performance stock units. Represents 57,908 shares of unvested restricted stock units and 36,053 shares of common stock. These performance unit awards were issued under the 2021 LTI Plan at 200% of target and reported voluntarily on 3/2/2021. Following the end of the 3-year performance period, the awards vested based on achievement of performance metrics under the 2021 LTI Plan. /s/ Elizabeth Vonne - Attorney-in-Fact 2024-02-23