0001209191-23-028173.txt : 20230509 0001209191-23-028173.hdr.sgml : 20230509 20230509111628 ACCESSION NUMBER: 0001209191-23-028173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230505 FILED AS OF DATE: 20230509 DATE AS OF CHANGE: 20230509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOSTER RONALD C CENTRAL INDEX KEY: 0001222896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 23900733 MAIL ADDRESS: STREET 1: 8000 S FEDERAL WAY, MS 1-557 CITY: BOISE STATE: ID ZIP: 83716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: MIKE ZEPPELIN STREET 2: 1595 WYNKOOP ST, SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 9704076626 MAIL ADDRESS: STREET 1: ATTN: MIKE ZEPPELIN STREET 2: 1595 WYNKOOP ST, SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-05 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001222896 FOSTER RONALD C 1595 WYNKOOP STREET, SUITE 800 DENVER CO 80202 1 0 0 0 0 Common Stock 12618 D Common Stock 18425 D Common Stock 18425 D Common Stock 0.00 2023-05-05 4 A 0 2257 0.00 A Common Stock 2257 2257 D Represents 2,655 unvested restricted stock units and 9,963 shares of common stock. Shares held by the Ronald C. Foster 2021 Trust, where his spouse serves as trustee and is a beneficiary. Shares held by the Kathryn A. Foster 2020 Spousal Trust, where the reporting person serves as a trustee and is a beneficiary. Represents an annual grant of restricted stock units on May 5, 2023 as the equity portion of non-employee directors' retainer for Board services under the 2023 Omnibus Incentive plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date. Restricted stock units are not exercisable. Restricted stock units do not have an expiration date. /s/ Elizabeth Vonne - Attorney-in-Fact 2023-05-08