0001209191-23-012189.txt : 20230223 0001209191-23-012189.hdr.sgml : 20230223 20230223162826 ACCESSION NUMBER: 0001209191-23-012189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230221 FILED AS OF DATE: 20230223 DATE AS OF CHANGE: 20230223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oldham Paul R CENTRAL INDEX KEY: 0001421764 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 23660096 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1595 WYNKOOP STREET STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1595 WYNKOOP STREET STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-21 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001421764 Oldham Paul R 1595 WYNKOOP STREET, SUITE 800 DENVER CO 80202 0 1 0 0 EVP, CFO Common Stock 2023-02-21 4 A 0 2299 92.76 A 33832 D Common Stock 2023-02-21 4 F 0 976 92.76 D 32856 D These performance awards were reported voluntarily 3/3/2020. Certain Revenue and Earnings Per Shares 2020 performance metrics were met under the 2020 LTI Plan and the shares were approved for a 2/21/2023 release by the Board of Directors. Payment of tax liability by withholding securities incident to vesting of performance stock units. Represents 13,759 shares of unvested restricted stock units and 19,097 shares of common stock. /s/ Elizabeth Vonne - Attorney-in-Fact 2023-02-23