0001209191-21-029919.txt : 20210504 0001209191-21-029919.hdr.sgml : 20210504 20210504164451 ACCESSION NUMBER: 0001209191-21-029919 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210430 FILED AS OF DATE: 20210504 DATE AS OF CHANGE: 20210504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROHRS THOMAS M CENTRAL INDEX KEY: 0001254354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 21889272 MAIL ADDRESS: STREET 1: 2 RESULTS WAY CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1595 WYNKOOP STREET STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1595 WYNKOOP STREET STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-30 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001254354 ROHRS THOMAS M 1595 WYNKOOP STREET, SUITE 800 DENVER CO 80202 1 0 0 0 Common Stock 2021-04-30 4 A 0 1813 0.00 A 1813 D Common Stock 27000 I By Trust The restricted stock units granted on April 30, 2021 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2021 proxy. As of the date of this filing, 1,813 shares held by the reporting person are unvested. These shares are held in The Thomas M. Rohrs and Marion Rohrs Revocable Trust. Thomas O. McGimpsey - Attorney-in-Fact 2021-05-04