0001209191-21-014784.txt : 20210226 0001209191-21-014784.hdr.sgml : 20210226 20210226164255 ACCESSION NUMBER: 0001209191-21-014784 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210224 FILED AS OF DATE: 20210226 DATE AS OF CHANGE: 20210226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WASSERMAN YUVAL CENTRAL INDEX KEY: 0001416894 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 21690068 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1595 WYNKOOP STREET STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1595 WYNKOOP STREET STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-24 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001416894 WASSERMAN YUVAL 1595 WYNKOOP STREET, SUITE 800 DENVER CO 80202 1 1 0 0 President & CEO Common Stock 2021-02-24 4 A 0 12294 108.80 A 164599 D Common Stock 2021-02-24 4 F 0 5406 108.80 D 159193 D These performance stock units were reported voluntarily 3/3/2020. Certain 2020 Revenue and Earnings Per Shares performance metrics were met under the 2020 LTI Plan and the shares were approved for a 2/24/2021 release by the Board of Directors. Payment of tax liability by withholding securities incident to vesting of performance stock units. Represents 35,005 shares of unvested restricted stock units and 124,188 shares of common stock. /s/ Thomas O. McGimpsey - Attorney-in-Fact 2021-02-26