0001209191-20-046982.txt : 20200817 0001209191-20-046982.hdr.sgml : 20200817 20200817185944 ACCESSION NUMBER: 0001209191-20-046982 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200813 FILED AS OF DATE: 20200817 DATE AS OF CHANGE: 20200817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGIMPSEY THOMAS O CENTRAL INDEX KEY: 0001245088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 201111190 MAIL ADDRESS: STREET 1: 380 INTERLOCKEN CRESCENT CITY: BROOMFIELD STATE: CO ZIP: 80021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1595 WYNKOOP STREET STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1595 WYNKOOP STREET STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-13 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001245088 MCGIMPSEY THOMAS O 1595 WYNKOOP STREET, SUITE 800 DENVER CO 80202 0 1 0 0 EVP & Gen Counsel Common Stock 2020-08-13 4 S 0 1725 80.00 D 40899 D Common Stock 2020-08-13 4 S 0 1629 80.00 D 39270 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person June 13, 2020. Represents 11,660 shares of unvested restricted stock units and 27,610 shares of common stock. /s/ Thomas O. McGimpsey 2020-08-17