0001209191-20-045977.txt : 20200810 0001209191-20-045977.hdr.sgml : 20200810 20200810171112 ACCESSION NUMBER: 0001209191-20-045977 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200806 FILED AS OF DATE: 20200810 DATE AS OF CHANGE: 20200810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WASSERMAN YUVAL CENTRAL INDEX KEY: 0001416894 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 201090264 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1595 WYNKOOP STREET STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1595 WYNKOOP STREET STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-06 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001416894 WASSERMAN YUVAL 1595 WYNKOOP STREET, SUITE 800 DENVER CO 80202 1 1 0 0 CEO Common Stock 2020-08-06 4 S 0 1971 75.559 D 167977 D Common Stock 2020-08-06 4 S 0 2829 76.418 D 165148 D Common Stock 2020-08-06 4 S 0 200 77.64 D 164948 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.92 to $75.92, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.95 to $76.83, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.18 to $78.10, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. Represents 52,313 shares of unvested restricted stock units and 112,635 shares of common stock. /s/ Thomas O. McGimpsey - Attorney-in-Fact 2020-08-10