0001209191-20-035507.txt : 20200610
0001209191-20-035507.hdr.sgml : 20200610
20200610162200
ACCESSION NUMBER: 0001209191-20-035507
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200608
FILED AS OF DATE: 20200610
DATE AS OF CHANGE: 20200610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Donikowski Tina
CENTRAL INDEX KEY: 0001700872
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26966
FILM NUMBER: 20954914
MAIL ADDRESS:
STREET 1: 1625 SHARP POINT DRIVE
CITY: FORT COLLINS
STATE: CO
ZIP: 80525
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC
CENTRAL INDEX KEY: 0000927003
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 840846841
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1595 WYNKOOP STREET
STREET 2: SUITE 800
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 9702214670
MAIL ADDRESS:
STREET 1: 1595 WYNKOOP STREET
STREET 2: SUITE 800
CITY: DENVER
STATE: CO
ZIP: 80202
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-06-08
0
0000927003
ADVANCED ENERGY INDUSTRIES INC
AEIS
0001700872
Donikowski Tina
1595 WYNKOOP STREET, SUITE 800
DENVER
CO
80202
1
0
0
0
Common Stock
2020-06-08
4
S
0
4900
71.48
D
8100
D
Common Stock
2020-06-08
4
S
0
900
72.63
D
7200
D
Common Stock
2020-06-08
4
S
0
200
73.31
D
7000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.20 to $71.72, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., and security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at teach separate price within the range set forth in the preceding sentence.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.22 to $73.20 inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., and security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at teach separate price within the range set forth in the preceding sentence.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.29 to $73.33, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., and security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at teach separate price within the range set forth in the preceding sentence.
Represents 3,500 shares of unvested restricted stock units and 3,500 shares of common stock.
/s/ Thomas O. McGimpsey - Attorney-in-Fact
2020-06-10