0001209191-20-031858.txt : 20200522 0001209191-20-031858.hdr.sgml : 20200522 20200522182010 ACCESSION NUMBER: 0001209191-20-031858 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200520 FILED AS OF DATE: 20200522 DATE AS OF CHANGE: 20200522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brinker Neil David CENTRAL INDEX KEY: 0001743693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 20907460 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1595 WYNKOOP STREET STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1595 WYNKOOP STREET STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-20 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001743693 Brinker Neil David 1595 WYNKOOP STREET, SUITE 800 DENVER CO 80202 0 1 0 0 President & COO Common Stock 2020-05-20 4 A 0 2209 0.00 A 27287 D Performance Units 0.00 2020-05-20 5 A 0 E 4419 0.00 A Common Stock 4419 4419 D Employee Restricted Stock Units granted on 05/20/2020 under the Company's 2020 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary date of the grant. Represents 22,762 shares of unvested restricted stock units and 4,525 shares of common stock. These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled. /s/ Thomas O. McGimpsey - Attorney-in-Fact 2020-05-22