0001209191-20-030977.txt : 20200520
0001209191-20-030977.hdr.sgml : 20200520
20200520174015
ACCESSION NUMBER: 0001209191-20-030977
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200518
FILED AS OF DATE: 20200520
DATE AS OF CHANGE: 20200520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WASSERMAN YUVAL
CENTRAL INDEX KEY: 0001416894
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26966
FILM NUMBER: 20899158
MAIL ADDRESS:
STREET 1: 1625 SHARP POINT DRIVE
CITY: FORT COLLINS
STATE: CO
ZIP: 80525
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC
CENTRAL INDEX KEY: 0000927003
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 840846841
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1595 WYNKOOP STREET
STREET 2: SUITE 800
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 9702214670
MAIL ADDRESS:
STREET 1: 1595 WYNKOOP STREET
STREET 2: SUITE 800
CITY: DENVER
STATE: CO
ZIP: 80202
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-18
0
0000927003
ADVANCED ENERGY INDUSTRIES INC
AEIS
0001416894
WASSERMAN YUVAL
1595 WYNKOOP STREET, SUITE 800
DENVER
CO
80202
1
1
0
0
President & CEO
Common Stock
2020-05-18
4
S
0
8800
60.35
D
171148
D
Common Stock
2020-05-18
4
S
0
1200
61.18
D
169948
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.92, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.02 to $61.52, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.
Represents 52,313 shares of unvested restricted stock units and 117,635 shares of common stock.
/s/ Thomas O. McGimpsey - Attorney-in-Fact
2020-05-20