0001209191-20-026807.txt : 20200504 0001209191-20-026807.hdr.sgml : 20200504 20200504163930 ACCESSION NUMBER: 0001209191-20-026807 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200430 FILED AS OF DATE: 20200504 DATE AS OF CHANGE: 20200504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALL FREDERICK CENTRAL INDEX KEY: 0001175993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 20845438 MAIL ADDRESS: STREET 1: C/O MARKETO, INC. STREET 2: 901 MARINER'S ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1595 WYNKOOP STREET STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1595 WYNKOOP STREET STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-04-30 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001175993 BALL FREDERICK 1595 WYNKOOP STREET, SUITE 800 DENVER CO 80202 1 0 0 0 Common Stock 2020-04-30 4 A 0 3500 0.00 A 7000 D Common Stock 29000 I By 1998 Ball Family Trust The restricted stock units granted on April 30, 2020 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2020 proxy. Represents shares of restricted stock units. Represents 29,000 shares issued to the 1998 Ball Family Trust. Thomas O. McGimpsey - Attorney-in-Fact 2020-05-04