0001209191-20-016649.txt : 20200305
0001209191-20-016649.hdr.sgml : 20200305
20200305165329
ACCESSION NUMBER: 0001209191-20-016649
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200303
FILED AS OF DATE: 20200305
DATE AS OF CHANGE: 20200305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCGIMPSEY THOMAS O
CENTRAL INDEX KEY: 0001245088
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26966
FILM NUMBER: 20691458
MAIL ADDRESS:
STREET 1: 380 INTERLOCKEN CRESCENT
CITY: BROOMFIELD
STATE: CO
ZIP: 80021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC
CENTRAL INDEX KEY: 0000927003
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 840846841
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1595 WYNKOOP STREET
STREET 2: SUITE 800
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 9702214670
MAIL ADDRESS:
STREET 1: 1595 WYNKOOP STREET
STREET 2: SUITE 800
CITY: DENVER
STATE: CO
ZIP: 80202
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-03
0
0000927003
ADVANCED ENERGY INDUSTRIES INC
AEIS
0001245088
MCGIMPSEY THOMAS O
1625 SHARP POINT DRIVE
FORT COLLINS
CO
80525
0
1
0
0
EVP & Gen Counsel
Common Stock
2020-03-03
4
A
0
5423
0.00
A
51153
D
Common Stock
2020-03-03
5
A
0
E
2409
59.62
A
53562
D
Common Stock
2020-03-03
4
F
0
938
59.62
D
52624
D
Performance Units
0.00
2020-03-03
5
A
0
E
10847
0.00
A
Common Stock
10847
10847
D
Employee Restricted Stock units granted 03/03/2020 under the Company's 2020 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date.
These performance awards were reported voluntarily 2/6/2017. Certain Revenue 2019 performance metrics were met under the 2017 LTI Plan and the shares were approved for a 3/3/2020 release by the Board of Directors.
Payment of tax liability by witholding securities incident to vesting of restricted stock units and performance stock units.
Represents 11,660 shares of unvested restricted stock units and 40,964 shares of common stock.
These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.
/s/ Thomas O. McGimpsey
2020-03-05