0001209191-19-013563.txt : 20190226 0001209191-19-013563.hdr.sgml : 20190226 20190226164011 ACCESSION NUMBER: 0001209191-19-013563 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190222 FILED AS OF DATE: 20190226 DATE AS OF CHANGE: 20190226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brinker Neil David CENTRAL INDEX KEY: 0001743693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 19634046 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-22 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001743693 Brinker Neil David 1625 SHARP POINT DRIVE FORT COLLINS CO 80525 0 1 0 0 EVP, COO Common Stock 2019-02-22 4 A 0 9922 0.00 A 20784 D Performance Units 0.00 2019-02-22 5 A 0 E 19845 0.00 A Common Stock 19845 19845 D Employee Restricted Stock Units granted on 2/22/2019 under the Company's 2019 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary date of the grant. Represents 20,784 shares granted as Restricted Stock Units. As of the transaction date, the restricted stock units have vested as to zero shares. These performance share awards were issued under the 2019 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled. /s/ Thomas O. McGimpsey - Attorney-in-Fact 2019-02-26