0001209191-18-038764.txt : 20180620 0001209191-18-038764.hdr.sgml : 20180620 20180620161905 ACCESSION NUMBER: 0001209191-18-038764 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180618 FILED AS OF DATE: 20180620 DATE AS OF CHANGE: 20180620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brinker Neil David CENTRAL INDEX KEY: 0001743693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 18909602 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-18 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001743693 Brinker Neil David 1625 SHARP POINT DRIVE FORT COLLINS CO 80525 0 1 0 0 EVP, COO Common Stock 2018-06-18 4 A 0 3331 60.70 A 3331 D Performance Units 0.00 2018-06-18 5 A 0 E 0 0.00 A Common Stock 6662 6662 D Employee Restricted Stock Units granted on 6/18/2018 under the Company's 2018 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary date of the grant. Represents 3331 shares granted as Restricted Stock Units. As of the transaction date, the restricted stock units have vested as to zero shares. These performance share awards were issued under the 2018 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled. /s/ Thomas O. McGimpsey - Attorney-in-Fact 2018-06-20