0001209191-18-028690.txt : 20180508
0001209191-18-028690.hdr.sgml : 20180508
20180508180755
ACCESSION NUMBER: 0001209191-18-028690
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180504
FILED AS OF DATE: 20180508
DATE AS OF CHANGE: 20180508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WASSERMAN YUVAL
CENTRAL INDEX KEY: 0001416894
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26966
FILM NUMBER: 18816126
MAIL ADDRESS:
STREET 1: 1625 SHARP POINT DRIVE
CITY: FORT COLLINS
STATE: CO
ZIP: 80525
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC
CENTRAL INDEX KEY: 0000927003
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 840846841
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1625 SHARP POINT DR
CITY: FT COLLINS
STATE: CO
ZIP: 80525
BUSINESS PHONE: 9702214670
MAIL ADDRESS:
STREET 1: 1625 SHARP POINT DRIVE
CITY: FORT COLLINS
STATE: CO
ZIP: 80525
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-04
0
0000927003
ADVANCED ENERGY INDUSTRIES INC
AEIS
0001416894
WASSERMAN YUVAL
1625 SHARP POINT DRIVE
FORT COLLINS
CO
80525
1
1
0
0
President & CEO
Common Stock
2018-05-04
4
M
0
930
12.77
A
141929
D
Common Stock
2018-05-04
4
M
0
3938
15.65
A
145867
D
Common Stock
2018-05-04
4
M
0
2361
16.25
A
148228
D
Common Stock
2018-05-04
4
M
0
3938
14.52
A
152166
D
Common Stock
2018-05-04
4
M
0
7876
12.44
A
160042
D
Common Stock
2018-05-04
4
M
0
11813
9.51
A
171855
D
Common Stock
2018-05-04
4
M
0
8500
11.02
A
180355
D
Common Stock
2018-05-04
4
M
0
13171
18.77
A
193526
D
Common Stock
2018-05-04
4
M
0
3013
14.21
A
196539
D
Common Stock
2018-05-04
4
S
0
8345
61.22
D
188194
D
Common Stock
2018-05-04
4
S
0
38385
62.53
D
149809
D
Common Stock
2018-05-04
4
S
0
8810
62.96
D
140999
D
Stock Options (right to buy)
12.77
2018-05-04
4
M
0
930
0.00
D
2013-10-27
2019-10-27
Common Stock
930
0
D
Stock Options (right to buy)
15.65
2018-05-04
4
M
0
3938
0.00
D
2014-02-16
2020-02-16
Common Stock
3938
0
D
Stock Options (right to buy)
16.25
2018-05-04
4
M
0
2361
0.00
D
2014-04-20
2020-04-20
Common Stock
2361
0
D
Stock Option (right to buy)
14.52
2018-05-04
4
M
0
3938
0.00
D
2015-02-15
2021-02-15
Common Stock
3938
0
D
Stock Option (right to buy)
12.44
2018-05-04
4
M
0
7876
0.00
D
2015-07-22
2021-07-22
Common Stock
7876
0
D
Stock Option (right to buy)
9.51
2018-05-04
4
M
0
11813
0.00
D
2015-10-26
2021-10-26
Common Stock
11813
0
D
Stock Option (right to buy)
11.02
2018-05-04
4
M
0
8500
0.00
D
2013-01-03
2022-01-03
Common Stock
8500
0
D
Stock Option (right to buy)
18.77
2018-05-04
4
M
0
13171
0.00
D
2017-10-01
2024-01-01
Common Stock
13171
43429
D
Stock Options (right to buy)
14.21
2018-05-04
4
M
0
3013
0.00
D
2015-04-28
2021-04-28
Common Stock
3013
0
D
Shares exercised and sold in accordance with 10b5-1 trading plan.
The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $60.78 to $61.71. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $61.85 to $62.85. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $62.86 to $63.13. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Represents 45,388 shares of Restricted Stock Units and 95,611 shares of common stock.
/s/ Thomas O. McGimpsey (Attorney-in-Fact)
2018-05-08