0001209191-18-011410.txt : 20180220 0001209191-18-011410.hdr.sgml : 20180220 20180220170551 ACCESSION NUMBER: 0001209191-18-011410 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180215 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGIMPSEY THOMAS O CENTRAL INDEX KEY: 0001245088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 18625621 MAIL ADDRESS: STREET 1: 380 INTERLOCKEN CRESCENT CITY: BROOMFIELD STATE: CO ZIP: 80021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-15 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001245088 MCGIMPSEY THOMAS O 1625 SHARP POINT DRIVE FORT COLLINS CO 80525 0 1 0 0 EVP Gen Counsel & Corp Sec Common Stock 2018-02-15 5 A 0 E 2308 66.66 A 49581 D Common Stock 2018-02-15 4 F 0 1015 66.66 D 48566 D Common Stock 2018-02-15 5 A 0 E 1355 66.66 A 49921 D Common Stock 2018-02-15 4 F 0 595 66.66 D 49326 D Common Stock 2018-02-15 5 A 0 E 5423 66.66 A 54749 D Common Stock 2018-02-15 4 F 0 2383 66.66 D 52366 D These performance stock units were reported voluntarily 2/8/2016. Certain 2016 Revenue performance metrics were met under the LTI Plan and the shares were approved for a 2/15/2018 release by the Board of Directors. Payment of tax liability by witholding securities incident to vesting of performance stock units. These performance stock units were reported voluntarily 2/6/2017. Certain 2017 Revenue performance metrics were met under the LTI Plan and the shares were approved for a 2/15/2018 release by the Board of Directors. These performance stock units were reported voluntarily 2/6/2017. Certain 2017 EPS performance metrics were met under the LTI Plan and the shares were approved for a 2/15/2018 release by the Board of Directors. Represents 23,014 shares of Restricted Stock units and 11,259 shares of Performance Stock Units and 18,093 shares of common stock. /s/ Thomas O. McGimpsey 2018-02-20