0001209191-18-011410.txt : 20180220
0001209191-18-011410.hdr.sgml : 20180220
20180220170551
ACCESSION NUMBER: 0001209191-18-011410
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180215
FILED AS OF DATE: 20180220
DATE AS OF CHANGE: 20180220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCGIMPSEY THOMAS O
CENTRAL INDEX KEY: 0001245088
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26966
FILM NUMBER: 18625621
MAIL ADDRESS:
STREET 1: 380 INTERLOCKEN CRESCENT
CITY: BROOMFIELD
STATE: CO
ZIP: 80021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC
CENTRAL INDEX KEY: 0000927003
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 840846841
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1625 SHARP POINT DR
CITY: FT COLLINS
STATE: CO
ZIP: 80525
BUSINESS PHONE: 9702214670
MAIL ADDRESS:
STREET 1: 1625 SHARP POINT DRIVE
CITY: FORT COLLINS
STATE: CO
ZIP: 80525
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-02-15
0
0000927003
ADVANCED ENERGY INDUSTRIES INC
AEIS
0001245088
MCGIMPSEY THOMAS O
1625 SHARP POINT DRIVE
FORT COLLINS
CO
80525
0
1
0
0
EVP Gen Counsel & Corp Sec
Common Stock
2018-02-15
5
A
0
E
2308
66.66
A
49581
D
Common Stock
2018-02-15
4
F
0
1015
66.66
D
48566
D
Common Stock
2018-02-15
5
A
0
E
1355
66.66
A
49921
D
Common Stock
2018-02-15
4
F
0
595
66.66
D
49326
D
Common Stock
2018-02-15
5
A
0
E
5423
66.66
A
54749
D
Common Stock
2018-02-15
4
F
0
2383
66.66
D
52366
D
These performance stock units were reported voluntarily 2/8/2016. Certain 2016 Revenue performance metrics were met under the LTI Plan and the shares were approved for a 2/15/2018 release by the Board of Directors.
Payment of tax liability by witholding securities incident to vesting of performance stock units.
These performance stock units were reported voluntarily 2/6/2017. Certain 2017 Revenue performance metrics were met under the LTI Plan and the shares were approved for a 2/15/2018 release by the Board of Directors.
These performance stock units were reported voluntarily 2/6/2017. Certain 2017 EPS performance metrics were met under the LTI Plan and the shares were approved for a 2/15/2018 release by the Board of Directors.
Represents 23,014 shares of Restricted Stock units and 11,259 shares of Performance Stock Units and 18,093 shares of common stock.
/s/ Thomas O. McGimpsey
2018-02-20