0001209191-16-118142.txt : 20160506 0001209191-16-118142.hdr.sgml : 20160506 20160506164942 ACCESSION NUMBER: 0001209191-16-118142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160505 FILED AS OF DATE: 20160506 DATE AS OF CHANGE: 20160506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEARD GRANT H CENTRAL INDEX KEY: 0001173731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 161628820 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-05 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001173731 BEARD GRANT H 1625 SHARP POINT DRIVE FORT COLLINS CO 80525 1 0 0 0 Common Stock 2016-05-05 4 A 0 8000 34.55 A 46000 D The restricted stock units granted on May 5, 2016 will vest 100% at the anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2016 proxy. Mr. Beard has been granted a total of 26,000 shares in three grants; (A) 10,000 RSUs granted May 8, 2014 which vest annually in in 4 equal installments on each anniversary of the grant date until fully vested; (B) 8,000 RSUs granted 5/7/2015 and (C) 8,000 RSUs granted 5/5/2016. A & B vest 100% at the anniversary of the grant date. December 8, 2014 he purchased 10,000 shares and March 30, 2016, he purchased an additional 10,000 shares as part of two 10b5-1 plans. As of the reporting date, 2,500 shares have vested and he holds 22,500 shares in street name. /s/ Thomas O. McGimpsey 2016-05-06