0001209191-16-118142.txt : 20160506
0001209191-16-118142.hdr.sgml : 20160506
20160506164942
ACCESSION NUMBER: 0001209191-16-118142
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160505
FILED AS OF DATE: 20160506
DATE AS OF CHANGE: 20160506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC
CENTRAL INDEX KEY: 0000927003
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 840846841
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1625 SHARP POINT DR
CITY: FT COLLINS
STATE: CO
ZIP: 80525
BUSINESS PHONE: 9702214670
MAIL ADDRESS:
STREET 1: 1625 SHARP POINT DRIVE
CITY: FORT COLLINS
STATE: CO
ZIP: 80525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BEARD GRANT H
CENTRAL INDEX KEY: 0001173731
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26966
FILM NUMBER: 161628820
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-05
0
0000927003
ADVANCED ENERGY INDUSTRIES INC
AEIS
0001173731
BEARD GRANT H
1625 SHARP POINT DRIVE
FORT COLLINS
CO
80525
1
0
0
0
Common Stock
2016-05-05
4
A
0
8000
34.55
A
46000
D
The restricted stock units granted on May 5, 2016 will vest 100% at the anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2016 proxy.
Mr. Beard has been granted a total of 26,000 shares in three grants; (A) 10,000 RSUs granted May 8, 2014 which vest annually in in 4 equal installments on each anniversary of the grant date until fully vested; (B) 8,000 RSUs granted 5/7/2015 and (C) 8,000 RSUs granted 5/5/2016. A & B vest 100% at the anniversary of the grant date. December 8, 2014 he purchased 10,000 shares and March 30, 2016, he purchased an additional 10,000 shares as part of two 10b5-1 plans. As of the reporting date, 2,500 shares have vested and he holds 22,500 shares in street name.
/s/ Thomas O. McGimpsey
2016-05-06