0001209191-16-118134.txt : 20160506 0001209191-16-118134.hdr.sgml : 20160506 20160506164616 ACCESSION NUMBER: 0001209191-16-118134 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160505 FILED AS OF DATE: 20160506 DATE AS OF CHANGE: 20160506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRADY EDWARD C CENTRAL INDEX KEY: 0001234453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 161628768 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-05 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001234453 GRADY EDWARD C 1625 SHARP POINT DRIVE FORT COLLINS CO 80525 1 0 0 0 Common Stock 2016-05-05 4 A 0 8000 34.55 A 34800 D The restricted stock units granted on May 5, 2016 will vest 100% on the first anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2016 proxy. Mr. Grady has been granted a total of 67,000 RSUs in nine grants: (A) 5,000 RSUs granted on May 7, 2008;(B) 6,000 RSUs granted on May 6, 2009; (C) 6,000 RSUs granted on May 4, 2010. These RSUs vest in 4 equal installments beginning 1 year from grant date. (D) 8,000 RSUs granted May 4, 2011; (E) 8,000 RSUs granted May 2, 2012; (F) 8,000 RSUs granted May 1, 2013; (G) 8,000 RSUs granted May 7, 2014 (H) 8,000 RSUs granted May 7, 2015; (I) 8,000 RSUs granted May 5, 2016. These RSUs (D-I) will vest 100% on the first anniversary of the grant date. As of this filing date,18,800 RSU shares are in street name. Thomas O. McGimpsey - Attorney-in-Fact 2016-05-06