0001209191-16-111735.txt : 20160401 0001209191-16-111735.hdr.sgml : 20160401 20160401171536 ACCESSION NUMBER: 0001209191-16-111735 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160330 FILED AS OF DATE: 20160401 DATE AS OF CHANGE: 20160401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEARD GRANT H CENTRAL INDEX KEY: 0001173731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 161548133 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-30 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001173731 BEARD GRANT H 1625 SHARP POINT DRIVE FORT COLLINS CO 80525 1 0 0 0 Common Stock 2016-03-30 4 P 0 10000 35.1876 A 38000 D Purchase reported in this Form 4 were effective pursuant to a Rule 10b5-1 plan. The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $34.87 to $35.47 inclusive. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set for the in this footnote. Mr. Beard has been granted a total of 18,000 shares in two grants; (A) 10,000 RSUs granted May 8, 2014 which vest annually in in 4 equal installments on each anniversary of the grant date until fully vested; (B) 8,000 RSUs granted 5/7/2015 which vest 100% at the anniversary of the grant date. December 8, 2014 he purchased 10,000 shares and March 30, 2016, he purchased an additional 10,000 shares as part of two 10b5-1 plans. As of the reporting date, 2,500 shares have vested and he holds 22,500 shares in street name. /s/ Thomas O. McGimpsey 2016-04-01