0001209191-15-041363.txt : 20150511 0001209191-15-041363.hdr.sgml : 20150511 20150511211817 ACCESSION NUMBER: 0001209191-15-041363 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150507 FILED AS OF DATE: 20150511 DATE AS OF CHANGE: 20150511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRADY EDWARD C CENTRAL INDEX KEY: 0001234453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 15852602 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-07 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001234453 GRADY EDWARD C 1625 SHARP POINT DRIVE FORT COLLINS CO 80525 1 0 0 0 Common Stock 2015-05-07 4 A 0 8000 24.96 A 26800 D The restricted stock units granted on May 7, 2015 will vest 100% on the first anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2015 proxy. Mr. Grady has been granted a total of 59,000 RSUs in eight grants: (A) 15,000 RSUs granted on May 7, 2008;(B) 6,000 RSUs granted on May 6, 2009; (C) 6,000 RSUs granted on May 4, 2010. These RSUs vest in 4 equal installments beginning 1 year from grant date. (D) 8,000 RSUs granted May 4, 2011; (E) 8,000 RSUs granted May 2, 2012; (F) 8,000 RSUs granted May 1, 2013; (G) 8,000 RSUs granted May 7, 2014 (H) 8,000 RSUs granted May 7, 2015. These RSUs (D-H) will vest 100% on the first anniversary of the grant date. As of this filing date,18,800 RSU shares are in street name. Thomas O. McGimpsey - Attorney-in-Fact 2015-05-11