0001209191-14-071879.txt : 20141201 0001209191-14-071879.hdr.sgml : 20141201 20141201161007 ACCESSION NUMBER: 0001209191-14-071879 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141126 FILED AS OF DATE: 20141201 DATE AS OF CHANGE: 20141201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herron Danny C CENTRAL INDEX KEY: 0001365647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 141257906 MAIL ADDRESS: STREET 1: 100 22ND AVENUE CITY: BROOKINGS STATE: SD ZIP: 57006 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-26 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001365647 Herron Danny C 1625 SHARP POINT DRIVE FORT COLLINS CO 80525 0 1 0 0 Officer: Executive VP & CFO Common Stock 2014-11-26 4 M 0 6219 9.51 A 30324 D Common Stock 2014-11-26 4 M 0 22144 11.02 A 52468 D Common Stock 2014-11-26 4 M 0 38669 11.02 A 91137 D Common Stock 2014-11-26 4 S 0 67032 21.00 D 24105 D Common Stock 2014-11-26 4 S 0 14179 21.00 D 9926 D Stock Options (right to buy) 9.51 2014-11-26 4 M 0 6219 21.00 D 2011-10-26 2021-10-26 Common Stock 6219 3282 D Stock Options (right to buy) 11.02 2014-11-26 4 M 0 22144 21.00 D 2012-02-15 2021-02-15 Common Stock 22144 0 D Stock Options (right to buy) 11.02 2014-11-26 4 M 0 38699 21.00 D 2012-04-28 2022-04-28 Common Stock 38699 0 D Sales reported in this Form 4 were effective pursuant to a Rule 10b5-1 plan. Represents 9,481 shares as Restricted Stock units (RSUs) and 445 shares of Employee Stock Purchase Plan shares. As of this reporting date, the restricted stock units have vested as to 37,553 shares. /s/ Thomas O. McGimpsey - Attorney-in-Fact 2014-12-01