0001209191-14-071879.txt : 20141201
0001209191-14-071879.hdr.sgml : 20141201
20141201161007
ACCESSION NUMBER: 0001209191-14-071879
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141126
FILED AS OF DATE: 20141201
DATE AS OF CHANGE: 20141201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC
CENTRAL INDEX KEY: 0000927003
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 840846841
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1625 SHARP POINT DR
CITY: FT COLLINS
STATE: CO
ZIP: 80525
BUSINESS PHONE: 9702214670
MAIL ADDRESS:
STREET 1: SHARP POINT DRIVE
CITY: FORT COLLINS
STATE: CO
ZIP: 80525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herron Danny C
CENTRAL INDEX KEY: 0001365647
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26966
FILM NUMBER: 141257906
MAIL ADDRESS:
STREET 1: 100 22ND AVENUE
CITY: BROOKINGS
STATE: SD
ZIP: 57006
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-11-26
0
0000927003
ADVANCED ENERGY INDUSTRIES INC
AEIS
0001365647
Herron Danny C
1625 SHARP POINT DRIVE
FORT COLLINS
CO
80525
0
1
0
0
Officer: Executive VP & CFO
Common Stock
2014-11-26
4
M
0
6219
9.51
A
30324
D
Common Stock
2014-11-26
4
M
0
22144
11.02
A
52468
D
Common Stock
2014-11-26
4
M
0
38669
11.02
A
91137
D
Common Stock
2014-11-26
4
S
0
67032
21.00
D
24105
D
Common Stock
2014-11-26
4
S
0
14179
21.00
D
9926
D
Stock Options (right to buy)
9.51
2014-11-26
4
M
0
6219
21.00
D
2011-10-26
2021-10-26
Common
Stock
6219
3282
D
Stock Options (right to buy)
11.02
2014-11-26
4
M
0
22144
21.00
D
2012-02-15
2021-02-15
Common
Stock
22144
0
D
Stock Options (right to buy)
11.02
2014-11-26
4
M
0
38699
21.00
D
2012-04-28
2022-04-28
Common
Stock
38699
0
D
Sales reported in this Form 4 were effective pursuant to a Rule 10b5-1 plan.
Represents 9,481 shares as Restricted Stock units (RSUs) and 445 shares of Employee Stock Purchase Plan shares. As of this reporting date, the restricted stock units have vested as to
37,553 shares.
/s/ Thomas O. McGimpsey - Attorney-in-Fact
2014-12-01