4 1 doc1.txt ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: 01-31-2005 Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* Rinehart Vince ________________________________________________________________________________ (Last) (First) (Middle) 3200 Bristol Street, Suite 710 ________________________________________________________________________________ (Street) Costa Mesa, CA 92626 ________________________________________________________________________________ (City) (State) (Zip) Anza Capital, Inc. - ANZA ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Day/Year ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Day/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director [_] 10% Owner [X] Officer (give title below) [_] Other (specify below) Chief Executive Officer ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by 1 Reporting Person [ ] Form filed by more than 1 Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. 2A. Deemed Code --------------------------- Owned follow- (D) or Indirect 1. Transaction Execution (Instr. 8) ing reported Indirect Beneficial Title of Security Date Date, if ------------ transaction(s) (I) Ownership (Instr. 3) (mm/dd/yy) any (Instr. 3 (Instr.4) (Instr.4) (mm/dd/yy) (A) or and 4) Code V Amount (D) Price ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 03/08/2001 P 1,000 A 0.31 4,108,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 07/17/2001 P 1,000 A 0.165 4,109,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 07/19/2001 P 1,000 A 0.165 4,110,500 D ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 08/06/2001 P 1,000 A 0.11 4,111,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 08/13/2001 P 1,000 A 0.165 4,112,500 D ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 08/20/2001 P 1,000 A 0.165 4,113,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 12/17/2001 P 1,000 A 0.11 4,114,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 01/29/2002 P 1,000 A 0.095 4,115,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 01/30/2002 P 2,000 A 0.095 4,117,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 01/31/2002 P 1,000 A 0.075 4,118,500 D ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 02/01/2002 P 1,000 A 0.075 4,119,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 02/11/2002 P 1,000 A 0.06 4,120,500 D ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 02/12/2002 P 1,000 A 0.06 4,121,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 02/13/2002 P 1,000 A 0.06 4,122,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 02/14/2002 P 1,000 A 0.06 4,123,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 02/15/2002 P 1,000 A 0.06 4,124,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 02/29/2002 P 1,000 A 0.065 4,125,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 03/01/2002 P 1,000 A 0.065 4,126,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 03/06/2002 P 1,000 A 0.05 4,127,500 D ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 03/07/2002 P 2,000 A 0.055 4,129,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 03/12/2002 P 1,000 A 0.055 4,130,500 D ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 03/13/2002 P 2,000 A 0.055 4,132,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 03/15/2002 P 1,000 A 0.055 4,133,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 03/19/2002 P 1,000 A 0.055 4,134,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 03/20/2002 P 1,000 A 0.055 4,135,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 03/28/2002 P 2,000 A 0.055 4,137,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 04/02/2002 P 1,000 A 0.06 4,138,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 04/04/2002 P 1,000 A 0.05 4,139,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 04/10/2002 P 1,000 A 0.055 4,140,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 05/13/2002 P 1,000 A 0.042 4,141,500 D ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 05/29/2002 P 1,000 A 0.04 4,142,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 06/06/2002 P 1,000 A 0.04 4,143,500 D ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 06/07/2002 P 1,000 A 0.03 4,144,500 D ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 06/27/2002 P 1,000 A 0.04 4,145,500 D ----------------------------------------------------------------------------------------------------------------------------------- ===================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (Over) SEC 1475 (08-02) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
2. Conver- sion or Exer- size Price 3.Trans- 1. of action 3A. Deemed 5.Number of Derivative Title of Deriv- Date Execution 4. Transaction Code Securities Acquired (A) 6.Date Exercisable and Derivative ative (Month/ Date if any (Instr. 8) or Disposed of (D) Expiration Date Security Secur- dd/year) (Month/ ------------------- (Instr.3,4 and 5) Date Expiration (Instr. 3) ity dd/year) Code V (A)or(D) Exercisable Date ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- N/A ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ===================================================================================================================================
Explanation of Responses: Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned Continued (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
7. Title and Amount of Underlying 8. Securities Price of 9. Number of 10. Ownership (Instr. 3 and 4) Derivitive Derivative Securities Form of Derivitive --------------------------- Security Beneficially Owned Securities:Direct 11. Nature of Indirect Amount or (Instr.5) Following Reported (D)or Indirect(I) Beneficial Ownership Title Number of shares Transaction(s)(Instr.4) (Instr. 4) (Instr. 4) ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- N/A ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ===================================================================================================================================
/s/ Vincent Rinehart 02/14/03 --------------------------------------------- ----------------------- **Signature of Reporting Person Date * If the form is filed by more than one person, see Instruction 4(b)(v) ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2