-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PBrTNm9sdr59aMfo6MAepuDJ0OVVL8zMD5aj4e/cBQGJQgLSmrXkkGmp3sqm259r IxpuzVo4cMHRdelCB27dQQ== 0000950152-02-008573.txt : 20021212 0000950152-02-008573.hdr.sgml : 20021212 20021114201427 ACCESSION NUMBER: 0000950152-02-008573 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021114 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20021113 DATE AS OF CHANGE: 20021212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPARTON CORP CENTRAL INDEX KEY: 0000092679 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 381054690 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-01000 FILM NUMBER: 02828032 BUSINESS ADDRESS: STREET 1: 2400 E GANSON ST CITY: JACKSON STATE: MI ZIP: 49202 BUSINESS PHONE: 5177878600 MAIL ADDRESS: STREET 1: 2400 E GANSONS STREET CITY: JACKSON STATE: MI ZIP: 49202 FORMER COMPANY: FORMER CONFORMED NAME: SPARKS WITHINGTON CO DATE OF NAME CHANGE: 19710510 8-K 1 l97232ae8vk.txt SPARTON CORPORATION 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): NOVEMBER 14, 2002 ------------------------- SPARTON CORPORATION (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) OHIO 1-1000 38-1054690 - -------------------------------- ----------------------- --------------------------------- (State or other (Commission File Number) (IRS Employer Identification No.) jurisdiction of incorporation)
2400 E. Ganson Street, Jackson, Michigan 49202 ---------------------------------------- ---------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (517) 787-8600 ITEM 7. EXHIBITS Exhibit 99.1 Certification of Chief Executive Officer of Registrant, dated November 14, 2002, relating to the Registrant's Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2002. Exhibit 99.2 Certification of the Chief Financial Officer of Registrant, dated November 14, 2002, relating to the Registrant's Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2002. ITEM 9. REGULATION FD DISCLOSURE Attached as Exhibit 99.1 is the certification of the Chief Executive Officer, David W. Hockenbrocht, under section 906 of the Sarbanes-Oxley Act of 2002 and attached as Exhibit 99.2 is the certification of the Chief Financial Officer, Richard L. Langley, under section 906 of the Sarbanes-Oxley Act of 2002 (collectively, the "Certifications"). The Certifications accompanied the filing of the Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2002 on November 14, 2002, as correspondence to the Securities and Exchange Commission. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. SPARTON CORPORATION /s/ David W. Hockenbrocht ---------------------------------- David W. Hockenbrocht Chief Executive Officer November 14, 2002 INDEX TO EXHIBITS EXHIBIT NO. DESCRIPTION Exhibit 99.1 Certification of Chief Executive Officer of Registrant, dated November 14, 2002, relating to the Registrant's Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2002. Exhibit 99.2 Certification of the Chief Financial Officer of Registrant, dated November 14, 2002, relating to the Registrant's Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2002. EX-99.1 3 l97232aexv99w1.txt EXHIBIT 99.1 EXHIBIT 99.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Sparton Corporation (the "Company") on Form 10-Q for the period ending September 30, 2002, as filed with the Securities and Exchange Commission on the date hereof (the "Periodic Report"), I, David W. Hockenbrocht, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. section 1350, as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002, that: 1. The Periodic Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and 2. The information contained in the Periodic Report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/David W. Hockenbrocht -------------------------------------- David W. Hockenbrocht Chief Executive Officer November 14, 2002 EX-99.2 4 l97232aexv99w2.txt EXHIBIT 99.2 EXHIBIT 99.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Sparton Corporation (the "Company") on Form 10-Q for the period ending September 30, 2002, as filed with the Securities and Exchange Commission on the date hereof (the "Periodic Report"), I, Richard L. Langley, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. section 1350, as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002, that: 1. The Periodic Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and 2. The information contained in the Periodic Report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/Richard L. Langley - ---------------------------------- Richard L. Langley Chief Financial Officer November 14, 2002 -----END PRIVACY-ENHANCED MESSAGE-----