-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Axj7Ktong4h5Bcu6wvbBiyMUMlvdRqP05uLU/IuaQx+vU7OLygxjsXPe+6dGweQ5 sKKd/yxRuuLP/eMYTIgU1A== 0001209191-07-002213.txt : 20070105 0001209191-07-002213.hdr.sgml : 20070105 20070105153602 ACCESSION NUMBER: 0001209191-07-002213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070103 FILED AS OF DATE: 20070105 DATE AS OF CHANGE: 20070105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Iserman Bruce D CENTRAL INDEX KEY: 0001323013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25620 FILM NUMBER: 07513728 BUSINESS ADDRESS: BUSINESS PHONE: (701)232-4827 MAIL ADDRESS: STREET 1: 1532 SUNDANCE DRIVE CITY: FARGO STATE: ND ZIP: 58104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASV INC /MN/ CENTRAL INDEX KEY: 0000926763 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 411459569 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P O BOX 5160 STREET 2: 840 LILY LANE CITY: GRAND RAPIDS STATE: MN ZIP: 55744-5160 BUSINESS PHONE: 2183273434 MAIL ADDRESS: STREET 1: PO BOX 5160 STREET 2: 840 LILY LANE CITY: GRAND RAPIDS STATE: MN ZIP: 55744-5160 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-01-03 0 0000926763 ASV INC /MN/ ASVI 0001323013 Iserman Bruce D 1532 SUNDANCE DRIVE FARGO ND 58104 1 0 0 0 Common Stock 1400 D Non-Qualified Stock Option 19.855 2006-04-12 2010-04-12 Common Stock 4500 4500 D Non-Qualified Stock Option 25.53 2007-01-03 2011-01-03 Common Stock 6000 6000 D Non-Qualified Stock Option 16.28 2007-01-03 4 A 0 6000 0.00 A 2008-01-03 2012-01-03 Common Stock 6000 6000 D Exercisable in 25% annual installments beginning one year after the date of issuance. Bruce D. Iserman, by Thomas R. Karges, attorney-in-fact 2007-01-05 -----END PRIVACY-ENHANCED MESSAGE-----