8-K 1 c80227e8vk.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2003 A.S.V., INC. (Exact name of registrant as specified in its charter) Minnesota 0-25620 41-1459569 (State or other jurisdiction (Commission file number) (I.R.S. Employer of incorporation) Identification No.) 840 Lily Lane, Grand Rapids, Minnesota 55744 (Address of principal executive offices) Registrant's telephone number, including area code: (218) 327-3434 Item 7. Financial Statements and Exhibits. c. Exhibits Exhibit Description of Exhibit ------- ---------------------- 99 Press release dated October 22, 2003 Item 9. Regulation FD Disclosure. On October 22, 2003, A.S.V., Inc. ("ASV") issued a press release disclosing its financial results for the three and nine months ended September 30, 2003. In addition, the press release contained information regarding a conference call to be held October 22, 2003 during which ASV intends to discuss its financial results for the three months ended September 30, 2003 and its outlook for the remainder of fiscal 2003. For additional information, see the press release included as Exhibit 99 hereto. The attached Exhibit is furnished pursuant to Item 12 on Form 8-K. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. Date: October 22, 2003 A.S.V., Inc. By: /s/ Gary Lemke ---------------------------- Its: President ----------------------- EXHIBIT INDEX Exhibit Description of Exhibit ------- ---------------------- 99 Press release dated October 22, 2003