0001213900-14-000527.txt : 20140128 0001213900-14-000527.hdr.sgml : 20140128 20140128154436 ACCESSION NUMBER: 0001213900-14-000527 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140128 DATE AS OF CHANGE: 20140128 GROUP MEMBERS: FORWARD INVESTMENTS LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERCLOUD SYSTEMS, INC. CENTRAL INDEX KEY: 0001128725 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 650963722 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-62117 FILM NUMBER: 14552813 BUSINESS ADDRESS: STREET 1: 331 NEWMAN SPRINGS ROAD STREET 2: BUILDING 1, SUITE 104 CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 561-988-1988 MAIL ADDRESS: STREET 1: 331 NEWMAN SPRINGS ROAD STREET 2: BUILDING 1, SUITE 104 CITY: RED BANK STATE: NJ ZIP: 07701 FORMER COMPANY: FORMER CONFORMED NAME: GENESIS GROUP HOLDINGS INC DATE OF NAME CHANGE: 20090401 FORMER COMPANY: FORMER CONFORMED NAME: GENESIS REALTY GROUP INC DATE OF NAME CHANGE: 20011002 FORMER COMPANY: FORMER CONFORMED NAME: I REALTYAUCTION COM INC DATE OF NAME CHANGE: 20001121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHOOKER DOUGLAS R CENTRAL INDEX KEY: 0000926736 FILING VALUES: FORM TYPE: SC 13G SC 13G 1 sc13g1213forwardinv_interclo.htm SCHEDULE 13G sc13g1213forwardinv_interclo.htm


SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
SCHEDULE 13G
(Rule 13d-102)
 
INFORMATION TO BE INCLUDED IN THE STATEMENTS FILED
PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO
FILED PURSUANT TO RULE 13d-2(b)
 
(Amendment No. __)*
 
InterCloud Systems, Inc.
(Name of Issuer)
 
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
 
458488103
(CUSIP Number)
 
December 31, 2013
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
o           Rule 13d-1(b)
 
x           Rule 13d-1(c)
 
o           Rule 13d-1(d)
 
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 
 

 
 
SCHEDULE 13G
CUSIP NO. 458488103
Page 2 of 6
 
 
 
1
 
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
 
Forward Investments, LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                        (a)  ¨
           (b)  þ
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
 
 SHARES
 
 BENEFICIALLY
 
 OWNED BY EACH
 
REPORTING
 
 PERSON WITH
 
5
SOLE VOTING POWER
 
909,800 shares of Common Stock
 
6
SHARED VOTING POWER
 
0
 
7
SOLE DISPOSITIVE POWER
 
909,800 shares of Common Stock
 
8
SHARED DISPOSITIVE POWER
 
0
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
909,800 shares of Common Stock
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES¨
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
10.2% (See Item 4)
 
12
TYPE OF REPORTING PERSON
 
CO
 
 
 

 
 
SCHEDULE 13G
CUSIP NO. 458488103
Page 3 of 6
 
 
 
1
 
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
 
Douglas Shooker
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                         (a)  ¨
            (b)  þ
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States of America
NUMBER OF
 
 SHARES
 
 BENEFICIALLY
 
 OWNED BY EACH
 
REPORTING
 
 PERSON WITH
 
5
SOLE VOTING POWER
 
919,228 shares of Common Stock
 
6
SHARED VOTING POWER
 
0
 
7
SOLE DISPOSITIVE POWER
 
919,228 shares of Common Stock
 
8
SHARED DISPOSITIVE POWER
 
0
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
919,228 shares of Common Stock
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES¨
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
10.3% (See Item 4)
 
12
TYPE OF REPORTING PERSON
 
IN

 
 

 
 
SCHEDULE 13G
CUSIP NO. 458488103
Page 4 of 6
 
Item 1(a).
Name of Issuer:
 
InterCloud Systems, Inc. (the "Issuer")

Item 1(b).
Address of Issuer's Principal Executive Offices:
 
331 Newman Springs Road
Building 1, Suite 104
Red Bank, NJ 07701

Items 2(a),
(b) and (c).             Name of Persons Filing, Address of Principal Business Office and Citizenship:
 
This Schedule 13G is being filed on behalf of Forward Investments, LLC and Douglas Shooker, as joint filers (collectively, the "Reporting Persons").
 
The Reporting Persons have entered into a Joint Filing Agreement, a copy of which is filed with this Schedule 13G as Exhibit 1, pursuant to which the Reporting Persons have agreed to file this Schedule 13G jointly in accordance with the provisions of Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended.
 
The principal business office of the Reporting Persons is 1416 North Donnelly, Mt. Dora, FL 32757.  For citizenship, see Item 4 of each cover page.
 
Item 2(d).
Title of Class of Securities:
 
Common Stock, par value $0.0001 per share (the "Common Stock")

Item 2(e).
CUSIP Number:
 
 
458488103
 
Item 3.
Not applicable
 
Item 4.
Ownership.
 
 
(a)
Amount beneficially owned:
 
 
919,228 shares of Common Stock
 
 
(b)
Percent of class:
 
 
Based on 8,903,208 shares of Common Stock of the Issuer outstanding as of January 14, 2014, the Reporting Persons hold approximately 10.3% of the issued and outstanding Common Stock of the Issuer.
 
 
 

 
 
SCHEDULE 13G
CUSIP NO. 458488103
Page 5 of 6
 
 
(c) 
Number of shares to which such person has:

 
(i)
Sole power to vote or direct the vote:  919,228 shares of Common Stock
 
 
(ii)
Shared power to vote or direct the vote:  0
 
 
(iii)
Sole power to dispose or to direct the disposition of:  919,228 shares of Common Stock
 
 
(iv)
Shared power to dispose of or direct the disposition of: 0
 
Item 5.
Ownership of Five Percent or Less of a Class.
 
Not applicable
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
 
Not applicable
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported By the Parent Holding Company.
 
Not applicable

Item 8.
Identification and Classification of Members of the Group.
 
Not applicable
 
Item 9.
Notice of Dissolution of a Group.
 
Not applicable
 
Item 10.
Certification.
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 

 
 
SCHEDULE 13G
CUSIP NO. 458488103
Page 6 of 6
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated:
January 28, 2014
 
 
FORWARD INVESTMENTS, LLC
 
       
 
By:
/s/ Douglas Shooker   
 
 
Name: Douglas Shooker
 
 
 
Title: Manager
 
     
  /s/ Douglas Shooker  
 
Douglas Shooker
 
 
 
 

 
 
SCHEDULE 13G
CUSIP NO. 458488103
 
 
Exhibit 1

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to 919,228 shares of Common Stock of InterCloud Systems, Inc. and further agree that this Joint Filing Agreement shall be included as an exhibit to such joint filings.

The undersigned further agree that each party hereto is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such party contained therein; provided, however, that no party is responsible for the completeness or accuracy of the information concerning any other party making the filing, unless such party knows or has reason to believe that such information is inaccurate.

IN WITNESS WHEREOF, the parties have executed this Joint Filing Agreement on January 28, 2014.
 
 
FORWARD INVESTMENTS, LLC
 
       
 
By:
/s/ Douglas Shooker   
 
 
Name: Douglas Shooker
 
 
 
Title: Manager
 
     
  /s/ Douglas Shooker  
 
Douglas Shooker