0001725914-20-000003.txt : 20200602 0001725914-20-000003.hdr.sgml : 20200602 20200602210400 ACCESSION NUMBER: 0001725914-20-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200601 FILED AS OF DATE: 20200602 DATE AS OF CHANGE: 20200602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beechey Robert Harry CENTRAL INDEX KEY: 0001725914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34810 FILM NUMBER: 20938728 MAIL ADDRESS: STREET 1: 15 WHISPERWOOD DRIVE CITY: VICTOR STATE: NY ZIP: 14564 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VERMILLION, INC. CENTRAL INDEX KEY: 0000926617 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 330595156 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12117 BEE CAVES ROAD BUILDING THREE STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-519-0400 MAIL ADDRESS: STREET 1: 12117 BEE CAVES ROAD BUILDING THREE STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: CIPHERGEN BIOSYSTEMS INC DATE OF NAME CHANGE: 20000316 FORMER COMPANY: FORMER CONFORMED NAME: ABIOTIC SYSTEMS DATE OF NAME CHANGE: 19950407 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-06-01 0 0000926617 VERMILLION, INC. VRML 0001725914 Beechey Robert Harry C/O VERMILLION, INC. 12117 BEE CAVES BLDG 3 STE 100 AUSTIN TX 78738 0 1 0 0 Chief Financial Officer EMPLOYEE STOCK OPTION (RIGHT TO BUY) 0.47 2020-06-01 4 A 0 50000 0 A 2029-01-08 Common Stock 50000 50000 D An option to purchase 100,000 shares of common stock was granted to the reporting person on 1/8/19, subject to the satisfaction of certain performance conditions. On 6/1/20, a portion of the performance conditions were deemed to have been met, resulting in 50,000 shares earned. The remaining option to purchase 50,000 shares was canceled. Half of the achieved portion of the option grant is immediately exercisable and the remaining 50% will vest on 3/31/21. /s/ Robert Beechey 2020-06-02