0000926544-23-000007.txt : 20230607 0000926544-23-000007.hdr.sgml : 20230607 20230607120646 ACCESSION NUMBER: 0000926544-23-000007 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230607 DATE AS OF CHANGE: 20230607 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PERSHING ADVISOR SOLUTIONS LLC CENTRAL INDEX KEY: 0000926544 IRS NUMBER: 830437353 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 008-47425 FILM NUMBER: 23998277 BUSINESS ADDRESS: STREET 1: ONE PERSHING PLAZA STREET 2: 4TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07399 BUSINESS PHONE: 212-815-3427 MAIL ADDRESS: STREET 1: ONE PERSHING PLAZA STREET 2: 10TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07399 FORMER COMPANY: FORMER CONFORMED NAME: PERSHING TRADING COMPANY, L.P. DATE OF NAME CHANGE: 20050920 FORMER COMPANY: FORMER CONFORMED NAME: PERSHING ADVISOR SOLUTIONS LLC DATE OF NAME CHANGE: 20050919 FORMER COMPANY: FORMER CONFORMED NAME: PERSHING TRADING COMPANY, L.P. DATE OF NAME CHANGE: 20020205 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Buyer Lise J CENTRAL INDEX KEY: 0001295975 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 144 1 primary_doc.xml 144 0001295975 XXXXXXXX LIVE 0000926544 PERSHING ADVISOR SOLUTIONS LLC 008-47425 ONE PERSHING PLAZA 4TH FLOOR JERSEY CITY NJ 07399 212-815-3427 Buyer Lise J Director Common Class A Pershing Advisor Solutions

One Pershing Plaza Jersey City NJ 07399

10000 755000.00 488849511 06/07/2023 NASDAQ Common Class A 09/21/2016 Directed Share Program at IPO Lise J Buyer N 34000 09/21/2016 CASH Y 06/07/2023 06/07/2023 Lise Buyer