0001628280-18-009270.txt : 20180716 0001628280-18-009270.hdr.sgml : 20180716 20180716212436 ACCESSION NUMBER: 0001628280-18-009270 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180712 FILED AS OF DATE: 20180716 DATE AS OF CHANGE: 20180716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM PETER H CENTRAL INDEX KEY: 0001062154 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13490 FILM NUMBER: 18955394 MAIL ADDRESS: STREET 1: 999 18TH STREET STREET 2: STE 1700 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MITCHAM INDUSTRIES INC CENTRAL INDEX KEY: 0000926423 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 760210849 STATE OF INCORPORATION: TX FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 8141 SH 75 SOUTH STREET 2: PO BOX 1175 CITY: HUNTSVILLE STATE: TX ZIP: 77342 BUSINESS PHONE: 9362912277 MAIL ADDRESS: STREET 1: P O BOX 1175 CITY: HUNTSVILLE STATE: TX ZIP: 77342 4 1 wf-form4_153179065881853.xml FORM 4 X0306 4 2018-07-12 0 0000926423 MITCHAM INDUSTRIES INC MIND 0001062154 BLUM PETER H 4 TRAPPING WAY PLEASANTVILLE NY 10570 1 0 0 0 MII Common Stock 2018-07-12 4 A 0 10000 3.79 A 476224 D MII Common Stock 6000 I See footnote Option to Purchase Common Stock 3.79 2018-07-12 4 A 0 6000 3.79 A 2028-07-12 MII Common Stock 6000.0 6000 D Includes 6,000 shares owned by Mr. Blum's spouse. Options vest 1/3 on July 12, 2019, 1/3 on July 12, 2020 and 1/3 on July 12, 2021. /s/ Robert P. Capps, Attorney-in-Fact for Peter H. Blum 2018-07-16