0001773229-20-000018.txt : 20200309 0001773229-20-000018.hdr.sgml : 20200309 20200309163855 ACCESSION NUMBER: 0001773229-20-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200305 FILED AS OF DATE: 20200309 DATE AS OF CHANGE: 20200309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jacqueline Hourigan Rice CENTRAL INDEX KEY: 0001637150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24612 FILM NUMBER: 20698448 BUSINESS ADDRESS: STREET 1: 1000 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55403 BUSINESS PHONE: 6123046073 MAIL ADDRESS: STREET 1: 1000 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADTRAN INC CENTRAL INDEX KEY: 0000926282 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 630918200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 BUSINESS PHONE: 256-963-8220 MAIL ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-03-05 0 0000926282 ADTRAN INC ADTN 0001637150 Jacqueline Hourigan Rice 901 EXPLORER BOULEVARD HUNTSVILLE AL 35806 1 0 0 0 Common Stock 19651 I As Trustee Dividend Equivalent Rights 2020-03-05 4 A 0 102.112 0 A Common Stock 102.112 102.112 D 19,651 shares previously reported as direct beneficial ownership are held in a trust and therefore should have been reported as an indirect beneficial ownership Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrue when and as dividends are paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the equivalent of one share of the Company's common stock. Amy Moss, by power of attorney 2020-03-09