0001209191-23-048667.txt : 20230907 0001209191-23-048667.hdr.sgml : 20230907 20230907172046 ACCESSION NUMBER: 0001209191-23-048667 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230905 FILED AS OF DATE: 20230907 DATE AS OF CHANGE: 20230907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STANTON THOMAS R CENTRAL INDEX KEY: 0001191219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41446 FILM NUMBER: 231243106 MAIL ADDRESS: STREET 1: C/O ADTRAN STREET 2: 901 EXPLORER BLVD. CITY: HUNTSVILLE STATE: AL ZIP: 35806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADTRAN Holdings, Inc. CENTRAL INDEX KEY: 0000926282 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 872164282 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 BUSINESS PHONE: 256-963-8220 MAIL ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 FORMER COMPANY: FORMER CONFORMED NAME: ADTRAN INC DATE OF NAME CHANGE: 19940705 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-09-05 0 0000926282 ADTRAN Holdings, Inc. ADTN 0001191219 STANTON THOMAS R C/O ADTRAN HOLDINGS, INC. 901 EXPLORER BOULEVARD HUNTSVILLE AL 35806-2807 1 1 0 0 Chairman & CEO 0 Phantom Stock 2023-09-05 4 A 0 2340.361 A Common Stock 2340.361 225774.587 D Stock Options 15.33 2023-11-14 Common Stock 94207 94207 D Stock Options 18.97 2024-11-15 Common Stock 94207 94207 D Stock Options 23.64 2023-11-02 Common Stock 75366 75366 D Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares. The options granted to the reporting person vested in four equal annual installments beginning on November 14, 2015. The options granted to the reporting person vested in four equal annual installments beginning on November 15, 2014 The options granted to the reporting person vested in four equal annual installments beginning on November 2, 2013. /s/ Dan Ragsdale, by power of attorney 2023-09-07