0001209191-23-001148.txt : 20230104 0001209191-23-001148.hdr.sgml : 20230104 20230104171835 ACCESSION NUMBER: 0001209191-23-001148 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STANTON THOMAS R CENTRAL INDEX KEY: 0001191219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41446 FILM NUMBER: 23507958 MAIL ADDRESS: STREET 1: C/O ADTRAN STREET 2: 901 EXPLORER BLVD. CITY: HUNTSVILLE STATE: AL ZIP: 35806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADTRAN Holdings, Inc. CENTRAL INDEX KEY: 0000926282 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 872164282 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 BUSINESS PHONE: 256-963-8220 MAIL ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 FORMER COMPANY: FORMER CONFORMED NAME: ADTRAN INC DATE OF NAME CHANGE: 19940705 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-12-31 0 0000926282 ADTRAN Holdings, Inc. ADTN 0001191219 STANTON THOMAS R C/O ADTRAN HOLDINGS, INC. 901 EXPLORER BOULEVARD HUNTSVILLE AL 35806-2807 1 1 0 0 Chairman & CEO Common Stock 2022-12-31 4 F 0 56493 18.79 D 749271.51 D Common Stock 2022-12-31 4 D 0 60320 0.00 D 688951.51 D Phantom Stock 2022-12-31 4 A 0 60320 0.00 A Common Stock 60320 219930.784 D Stock Options 15.33 2025-11-14 Common Stock 94387 94387 D Stock Options 18.97 2024-11-15 Common Stock 94207 94207 D Stock Options 23.64 2023-11-02 Common Stock 75366 75366 D Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units. Upon vesting 60,320 restricted stock units previously granted to the reporting person were deferred resulting in the reporting person's receipt of phantom stock pursuant to the Issuer's equity deferral program. Represents shares of phantom stock of the Issuer held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares. The options granted to the reporting person vested in four equal annual installments beginning on November 14, 2015. The options granted to the reporting person vested in four equal annual installments beginning on November 15, 2014 The options granted to the reporting person vested in four equal annual installments beginning on November 2, 2013. Michael Foliano, by power of attorney 2023-01-04