0001209191-23-001142.txt : 20230104 0001209191-23-001142.hdr.sgml : 20230104 20230104171702 ACCESSION NUMBER: 0001209191-23-001142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foliano Michael CENTRAL INDEX KEY: 0001300513 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41446 FILM NUMBER: 23507932 MAIL ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADTRAN Holdings, Inc. CENTRAL INDEX KEY: 0000926282 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 872164282 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 BUSINESS PHONE: 256-963-8220 MAIL ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 FORMER COMPANY: FORMER CONFORMED NAME: ADTRAN INC DATE OF NAME CHANGE: 19940705 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-12-31 0 0000926282 ADTRAN Holdings, Inc. ADTN 0001300513 Foliano Michael C/O ADTRAN HOLDINGS, INC. 901 EXPLORER BOULEVARD HUNTSVILLE AL 35806-2807 0 1 0 0 Chief Financial Officer Common Stock 2022-12-31 4 F 0 19056 18.79 D 127157.366 D Common Stock 2022-12-31 4 D 0 20171 0.00 D 106986.366 D Common Stock 250.008 I 401(k) Plan Phantom Stock 2022-12-31 4 A 0 20171 0.00 A Common Stock 20171 41458.29 D Stock Options 15.33 2025-11-14 Common Stock 16934 16934 D Stock Options 18.97 2024-11-15 Common Stock 17307 17307 D Stock Options 23.64 2023-11-02 Common Stock 18062 18062 D Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units. Upon vesting 20,171 restricted stock units previously granted to the reporting person were deferred resulting in the reporting person's receipt of phantom stock pursuant to the Issuer's equity deferral program. Represents shares of phantom stock of the Issuer held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares. The options granted to the reporting person vested in four equal annual installments beginning on November 14, 2015. The options granted to the reporting person vested in four equal annual installments beginning on November 15, 2014 The options granted to the reporting person vested in four equal annual installments beginning on November 2, 2013. Michael Foliano 2023-01-04