-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QE1PRYfiq8Wzfo/XSixHe8lOhjgfDyt5eFwRIY/0DkTpEA/YlKZiciLbI+Zp/TzO TfHnENo+RiGjA5bkx/lnJQ== 0001192269-03-000003.txt : 20031020 0001192269-03-000003.hdr.sgml : 20031020 20031020160024 ACCESSION NUMBER: 0001192269-03-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031017 FILED AS OF DATE: 20031020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADTRAN INC CENTRAL INDEX KEY: 0000926282 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 630918200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 BUSINESS PHONE: 2569638000 MAIL ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARVEY STEVEN L CENTRAL INDEX KEY: 0001192269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24612 FILM NUMBER: 03947886 BUSINESS ADDRESS: STREET 1: C/O ADTRAN STREET 2: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 BUSINESS PHONE: 256-963-8611 MAIL ADDRESS: STREET 1: C/O ADTRAN STREET 2: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2003-10-17 0 0000926282 ADTRAN INC ADTN 0001192269 HARVEY STEVEN L C/O ADTRAN 901 EXPLORER BLVD HUNTSVILLE AL 35806 0 1 0 0 Vice President Sales Common Stock 2003-10-17 4 M 0 14999 17.39 A 17999 D Common Stock 2003-10-17 4 S 0 14999 68.645 D 3000 D Common Stock 2003-10-17 4 M 0 2001 21.313 A 5001 D Common Stock 2003-10-17 4 S 0 2001 68.645 D 3000 D Common Stock 2003-10-17 4 M 0 4000 19.438 A 7000 D Common Stock 2003-10-17 4 S 0 4000 68.645 D 3000 D Common Stock 2003-10-17 4 M 0 9000 21 A 12000 D Common Stock 2003-10-17 4 S 0 9000 68.645 D 3000 D Non-Qualified Stock Option (right to buy) 17.39 2003-10-17 4 M 0 14999 0 D 2001-07-12 2010-07-12 Common Stock 14999 1752 D Non-Qualified Stock Option (right to buy) 19.438 2003-10-17 4 M 0 4000 0 D 2000-01-04 2009-01-04 Common Stock 4000 1000 D Non-Qualified Stock Option (right to buy) 21 2003-10-17 4 M 0 9000 0 D 2003-10-16 2012-10-16 Common Stock 9000 22239 D Non-Qualified Stock Option (right to buy) 21.313 2003-10-17 4 M 0 2001 0 D 1999-09-17 2008-09-17 Common Stock 2001 14818 D Incentive Stock Option (right to buy) 17.39 2001-07-12 2010-07-12 Common Stock 5749 5749 D Incentive Stock Option (right to buy) 21 2003-10-16 2012-10-16 Common Stock 4761 4761 D Incentive Stock Option (right to buy) 21.313 1999-09-17 2008-09-17 Common Stock 4694 4694 D Incentive Stock Option (right to buy) 25.375 1998-07-16 2007-07-16 Common Stock 9238 9238 D Incentive Stock Option (right to buy) 25.5 2002-07-23 2011-07-23 Common Stock 3922 3922 D Incentive Stock Option (right to buy) 37.875 1998-02-05 2007-02-05 Common Stock 3568 3568 D Incentive Stock Option (right to buy) 69.813 2001-07-12 2010-07-12 Common Stock 1432 1432 D Non-Qualified Stock Option (right to buy) 25.5 2002-07-23 2011-07-23 Common Stock 36078 36078 D Non-Qualified Stock Option (right to buy) 36.063 2000-07-15 2009-07-15 Common Stock 40000 40000 D The option vests as follows: 15,000 shares on 08/30/02; 7,499 shares on 7/12/2003; 1,752 shares on 7/12/2004. The option vests in four equal and annual installments beginning on the first anniversary date of the grant as shown in column 6. The option vests as follows: 1 share on 7/12/03; 5,748 shares 7/12/2004 The option vests in five (5) equal annual installments beginning on July 15, 2000. By: Charlene Little For: Steven L. Harvey 2003-10-20 -----END PRIVACY-ENHANCED MESSAGE-----