-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T/17plQCOFmv5t5G0nZ8Bx0j07CcUiiz9MsSfUFA7W3yfVOF12FvkVzj1bggjABB IS1rCskEPJUcsWVi078tGA== 0001192268-09-000006.txt : 20090727 0001192268-09-000006.hdr.sgml : 20090727 20090727164103 ACCESSION NUMBER: 0001192268-09-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090724 FILED AS OF DATE: 20090727 DATE AS OF CHANGE: 20090727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREDRICKSON ROBERT A CENTRAL INDEX KEY: 0001192268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24612 FILM NUMBER: 09964919 MAIL ADDRESS: STREET 1: C/O ADTRAN STREET 2: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADTRAN INC CENTRAL INDEX KEY: 0000926282 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 630918200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 BUSINESS PHONE: 2569638000 MAIL ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-07-24 0 0000926282 ADTRAN INC ADTN 0001192268 FREDRICKSON ROBERT A 901 EXPLORER BLVD. HUNTSVILLE AL 35806 0 1 0 0 Vice President Common Stock 2009-07-24 4 M 0 12158 12.75 A 20158 D Common Stock 2009-07-24 4 S 0 12158 24.802 D 8000 D Common Stock 2009-07-24 4 M 0 7842 12.75 A 15842 D Common Stock 2009-07-24 4 S 0 7842 24.802 D 8000 D Common Stock 2000 I by Daughter Incentive Stock Option (right to buy) 12.75 2009-07-24 4 M 0 7842 0 D 2002-07-23 2011-07-23 Common Stock 7842 0 D Non-Qualified Stock Option (right to buy) 12.75 2009-07-24 4 M 0 12158 0 D 2002-07-23 2011-07-23 Common Stock 12158 0 D The shares were sold in multiple transactions at prices ranging from $24.79 to $24.87. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. This transaction occured in the Joint Account with Daughter, Stacie Fredrickson. The option vests in five equal and annual installments beginning on the first anniversary date of the grant as shown in column 6. The option vests in four equal and annual installments beginning on the first anniversary date of the grant as shown in column 6. By: Cathy Bartels For: Robert A. Fredrickson 2009-07-27 -----END PRIVACY-ENHANCED MESSAGE-----