0001179022-14-000175.txt : 20141118 0001179022-14-000175.hdr.sgml : 20141118 20141118154400 ACCESSION NUMBER: 0001179022-14-000175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141115 FILED AS OF DATE: 20141118 DATE AS OF CHANGE: 20141118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADTRAN INC CENTRAL INDEX KEY: 0000926282 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 630918200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 BUSINESS PHONE: 2569638220 MAIL ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schansman Raymond R CENTRAL INDEX KEY: 0001371148 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24612 FILM NUMBER: 141231804 MAIL ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-11-15 0000926282 ADTRAN INC ADTN 0001371148 Schansman Raymond R 901 EXPLORER BLVD. HUNTSVILLE AL 35806 0 1 0 0 Sr. VP & GM, Enterprise Phantom stock 2014-11-15 4 A 0 1107 0 A Common stock 1107 8661.657 D Incentive Stock Option (right to buy) 18.97 2014-11-15 4 A 0 5271 0 A 2016-11-15 2024-11-15 Common Stock 5271 5271 D Non-Qualified Stock Option (right to buy) 18.97 2014-11-15 4 A 0 19772 0 A 2016-11-15 2024-11-15 Common Stock 19772 19772 D Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Upon vesting of performance shares awarded pursuant to a grant of November 4, 2011 under the ADTRAN, Inc. 2006 Employee Stock Incentive Plan, the reporting person deferred the receipt of shares of the Company's common stock and received instead shares of phantom stock pursuant to the Company's deferred compensation plan. The option vests in four equal and annual installments beginning on the first anniversary of the date of the grant as shown in column 6. Gayle S. Ellis, by power of attorney 2014-11-18