0000926282-20-000052.txt : 20201203 0000926282-20-000052.hdr.sgml : 20201203 20201203191839 ACCESSION NUMBER: 0000926282-20-000052 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201116 FILED AS OF DATE: 20201203 DATE AS OF CHANGE: 20201203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foliano Michael CENTRAL INDEX KEY: 0001300513 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-24612 FILM NUMBER: 201368167 MAIL ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADTRAN INC CENTRAL INDEX KEY: 0000926282 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 630918200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 BUSINESS PHONE: 256-963-8220 MAIL ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2020-11-16 2020-11-18 0 0000926282 ADTRAN INC ADTN 0001300513 Foliano Michael 901 EXPLORER BLVD HUNTSVILLE AL 35806 0 1 0 0 Chief Financial Officer Common Stock 2020-11-16 4 A 0 0 0 A 44144 D Common Stock 2020-12-01 4 A 0 20.63 12.71 A 44164.63 D Common Stock 2020-12-01 4 A 0 1.635 11.76 A 241.443 I 401(k) Plan Phantom Stock 2020-11-16 4 A 0 3051 0 A Common Stock 3051 20418.349 D Phantom Stock 2020-12-01 4 A 0 120.597 12.96 A Common Stock 120.597 20538.946 D On November 18, 2020, the reporting person filed a Form 4 incorrectly reporting the acquisition of 3,051 shares of common stock on November 16, 2020, which shares should have been reported as the acquisition of shares of Phantom stock. In addition to correcting such transaction, this amendment shows the correct number of shares of common stock (as outlined in Table I) and phantom stock (as outlined in Table II) owned by the reporting person after such transaction. Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. Amy Moss, by power of attorney 2020-12-03