0000926282-20-000052.txt : 20201203
0000926282-20-000052.hdr.sgml : 20201203
20201203191839
ACCESSION NUMBER: 0000926282-20-000052
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201116
FILED AS OF DATE: 20201203
DATE AS OF CHANGE: 20201203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foliano Michael
CENTRAL INDEX KEY: 0001300513
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24612
FILM NUMBER: 201368167
MAIL ADDRESS:
STREET 1: 901 EXPLORER BLVD
CITY: HUNTSVILLE
STATE: AL
ZIP: 35806
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADTRAN INC
CENTRAL INDEX KEY: 0000926282
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 630918200
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 901 EXPLORER BLVD
CITY: HUNTSVILLE
STATE: AL
ZIP: 35806
BUSINESS PHONE: 256-963-8220
MAIL ADDRESS:
STREET 1: 901 EXPLORER BLVD
CITY: HUNTSVILLE
STATE: AL
ZIP: 35806
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2020-11-16
2020-11-18
0
0000926282
ADTRAN INC
ADTN
0001300513
Foliano Michael
901 EXPLORER BLVD
HUNTSVILLE
AL
35806
0
1
0
0
Chief Financial Officer
Common Stock
2020-11-16
4
A
0
0
0
A
44144
D
Common Stock
2020-12-01
4
A
0
20.63
12.71
A
44164.63
D
Common Stock
2020-12-01
4
A
0
1.635
11.76
A
241.443
I
401(k) Plan
Phantom Stock
2020-11-16
4
A
0
3051
0
A
Common Stock
3051
20418.349
D
Phantom Stock
2020-12-01
4
A
0
120.597
12.96
A
Common Stock
120.597
20538.946
D
On November 18, 2020, the reporting person filed a Form 4 incorrectly reporting the acquisition of 3,051 shares of common stock on November 16, 2020, which shares should have been reported as the acquisition of shares of Phantom stock. In addition to correcting such transaction, this amendment shows the correct number of shares of common stock (as outlined in Table I) and phantom stock (as outlined in Table II) owned by the reporting person after such transaction.
Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.
Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof.
The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time.
Amy Moss, by power of attorney
2020-12-03