0000926282-20-000038.txt : 20201118 0000926282-20-000038.hdr.sgml : 20201118 20201118212022 ACCESSION NUMBER: 0000926282-20-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201116 FILED AS OF DATE: 20201118 DATE AS OF CHANGE: 20201118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STANTON THOMAS R CENTRAL INDEX KEY: 0001191219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24612 FILM NUMBER: 201326920 MAIL ADDRESS: STREET 1: C/O ADTRAN STREET 2: 901 EXPLORER BLVD. CITY: HUNTSVILLE STATE: AL ZIP: 35806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADTRAN INC CENTRAL INDEX KEY: 0000926282 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 630918200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 BUSINESS PHONE: 256-963-8220 MAIL ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-11-16 0 0000926282 ADTRAN INC ADTN 0001191219 STANTON THOMAS R C/O ADTRAN 901 EXPLORER BLVD. HUNTSVILLE AL 35806 1 1 0 0 Chairman and CEO Common Stock 2020-11-16 4 A 0 50246 0 A 274683 D Phantom Stock 2020-11-16 4 A 0 18702 0 A Common Stock 18702 117532.706 D Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Upon vesting of performance shares awarded pursuant to a grant of November 11, 2017 under the ADTRAN, Inc. 2015 Employee Stock Incentive Plan, the reporting person deferred the receipt of shares of the Company's common stock and received instead shares of phantom stock pursuant to the Company's deferred compensation plan. Amy Moss, by power of attorney 2020-11-18