-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C19Ttuc5OMU5Sq3NyALa1UwLAAapA+kGYKOG89/qIl8FNJhb7qBj4PSzOOnAHMkc 0RbutmLM7WAEMqhpiIvwPw== 0000950124-98-000706.txt : 19980218 0000950124-98-000706.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950124-98-000706 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ZEIGLER COAL HOLDING CO CENTRAL INDEX KEY: 0000925942 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 363344449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48969 FILM NUMBER: 98535882 BUSINESS ADDRESS: STREET 1: 50 JEROME LANE CITY: FAIRVIEW HEIGHTS STATE: IL ZIP: 62208 BUSINESS PHONE: 6183942400 MAIL ADDRESS: STREET 1: 50 JEROME LANE CITY: FAIRVIEW HEIGHTS STATE: IL ZIP: 62208 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CASATI ROLAND E CENTRAL INDEX KEY: 0000938870 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 50 JEROME LANE CITY: FAIRVIEW HEIGHTS STATE: IL ZIP: 62208 BUSINESS PHONE: 6183942400 MAIL ADDRESS: STREET 1: 50 JEROME LANE CITY: FAIRVIEW HEIGHTS STATE: IL ZIP: 62208 SC 13G/A 1 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* ----------- ZEIGLER COAL HOLDING COMPANY --------------------------------------------------------------- (Name of Issuer) COMMON STOCK --------------------------------------------------------------- (Title of Class of Securities) 989286109 ----------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2/92) 2 CUSIP NO. 989286109 13G PAGE 2 OF 5 PAGES 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Roland E. Casati 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. citizen 5 SOLE VOTING POWER 2,176,000 shares of Common Stock NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH -0- REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER 2,176,000 shares of Common Stock 8 SHARED DISPOSITIVE POWER -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,176,000 shares of Common Stock 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * N/A [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.72% 12 TYPE OF REPORTING PERSON IN *SEE INSTRUCTION BEFORE FILLING OUT! SEC 1745 (2/92) 3 CUSIP NO. 989286109 PAGE 3 OF 5 PAGES Item 1(a). Name of Issuer: Zeigler Coal Holding Company Item 1(b). Address of Issuer's Principal Executive Offices: 50 Jerome Lane Fairview Heights, IL 62208 Item 2(a). Name of Person Filing: Roland E. Casati Item 2(b). Residence or Address of Principal Business Office: c/o Zeigler Coal Holding Company 50 Jerome Lane Fairview Heights, IL 62208 Item 2(c). Citizenship: U.S. citizen. Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 989286109 Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: N/A Item 4. Ownership (a) Amount Beneficially Owned 2,176,000 shares of Common Stock (b) Percent of Class 7.72% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 2,176,000 shares of Common Stock (ii) shared power to vote or to direct the vote -0- (iii) sole power to dispose or to direct the disposition of 2,176,000 shares of Common Stock (iv) shared power to dispose or to direct the disposition of -0- SEC 1745 (2/92) 4 CUSIP NO. 989286109 PAGE 4 OF 5 PAGES Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5% of the class of securities, check the following. [ ] Item 6. Ownership of More than Five Percent on Behalf of Another Person: N/A Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company: N/A Item 8. Identification and Classification of Members of the Group: N/A Item 9. Notice of Dissolution of Group: N/A Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SEC 1745 (2/92) 5 CUSIP NO. 989286109 PAGE 5 OF 5 PAGES SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 5, 1998 ---------------------------- (Date) /s/Roland E. Casati ---------------------------- Roland E. Casati SEC 1745 (2/92) -----END PRIVACY-ENHANCED MESSAGE-----