0001437749-23-018551.txt : 20230626 0001437749-23-018551.hdr.sgml : 20230626 20230626202927 ACCESSION NUMBER: 0001437749-23-018551 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230623 FILED AS OF DATE: 20230626 DATE AS OF CHANGE: 20230626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allen Jim L. CENTRAL INDEX KEY: 0001789590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38999 FILM NUMBER: 231043809 MAIL ADDRESS: STREET 1: C/O BIOCARDIA, INC. STREET 2: 125 SHOREWAY ROAD, SUITE B CITY: SAN CARLOS STATE: CA ZIP: 94070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BioCardia, Inc. CENTRAL INDEX KEY: 0000925741 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 232753988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 320 SOQUEL WAY CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 650-226-0123 MAIL ADDRESS: STREET 1: 320 SOQUEL WAY CITY: SUNNYVALE STATE: CA ZIP: 94085 FORMER COMPANY: FORMER CONFORMED NAME: Tiger X Medical, Inc. DATE OF NAME CHANGE: 20110616 FORMER COMPANY: FORMER CONFORMED NAME: Cardo Medical, Inc. DATE OF NAME CHANGE: 20081027 FORMER COMPANY: FORMER CONFORMED NAME: CLICKNSETTLE COM INC DATE OF NAME CHANGE: 20000823 4 1 rdgdoc.xml FORM 4 X0407 4 2023-06-23 0000925741 BioCardia, Inc. BCDA;BCDAW 0001789590 Allen Jim L. C/O BIOCARDIA, INC. 320 SOQUEL WAY SUNNYVALE CA 94085 1 0 Common Stock 2023-06-23 4 A 0 64212 2.336 A 894743 D Common Stock 92 I See Footnote Common Stock 92 I See Footnote These shares were purchased from the Issuer in a registered direct offering that closed on June 23, 2023. These shares are held in a custodial account for the benefit of a grandchild of the Reporting Person. These shares are held in a custodial account for the benefit of a grandchild of the Reporting Person. /s/ David McClung, by power of attorney 2023-06-26