0001437749-22-029315.txt : 20221219
0001437749-22-029315.hdr.sgml : 20221219
20221219080104
ACCESSION NUMBER: 0001437749-22-029315
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221216
FILED AS OF DATE: 20221219
DATE AS OF CHANGE: 20221219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STERTZER SIMON H
CENTRAL INDEX KEY: 0001031689
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38999
FILM NUMBER: 221469643
MAIL ADDRESS:
STREET 1: C/O BIOCARDIA, INC.
STREET 2: 125 SHOREWAY DRIVE, SUITE B
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BioCardia, Inc.
CENTRAL INDEX KEY: 0000925741
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 232753988
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 SHOREWAY ROAD
STREET 2: SUITE B
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 650-226-0123
MAIL ADDRESS:
STREET 1: 125 SHOREWAY ROAD
STREET 2: SUITE B
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
FORMER COMPANY:
FORMER CONFORMED NAME: Tiger X Medical, Inc.
DATE OF NAME CHANGE: 20110616
FORMER COMPANY:
FORMER CONFORMED NAME: Cardo Medical, Inc.
DATE OF NAME CHANGE: 20081027
FORMER COMPANY:
FORMER CONFORMED NAME: CLICKNSETTLE COM INC
DATE OF NAME CHANGE: 20000823
4
1
rdgdoc.xml
FORM 4
X0306
4
2022-12-16
0000925741
BioCardia, Inc.
BCDA;BCDAW
0001031689
STERTZER SIMON H
C/O BIOCARDIA, INC.
320 SOQUEL WAY
SUNNYVALE
CA
94085
1
Common Stock
2022-12-16
4
A
0
178571
1.68
A
888084
I
See Footnote
Common Stock
203554
D
Common Stock
230704
I
See Footnote
Common Stock
11656
I
See Footnote
Common Stock
91544
I
See Footnote
These shares were purchased from the Issuer in a private placement that closed on December 16, 2022.
These shares are held by the Stertzer Family Trust, of which the Reporting Person and his spouse are co-trustees.
These shares are held by Windrock Enterprises L.L.C., of which the Reporting Person and his spouse are the sole members and managers.
These shares are held by the Stertzer Gamma Trust, of which the Reporting Person is the grantor.
These shares are held by Stertzer Holdings LLC, and the Reporting Person may be deemed to have beneficial ownership of such shares.
/s/ David McClung, by power of attorney
2022-12-19