0001438934-23-000149.txt : 20230823 0001438934-23-000149.hdr.sgml : 20230823 20230823172917 ACCESSION NUMBER: 0001438934-23-000149 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230823 DATE AS OF CHANGE: 20230823 EFFECTIVENESS DATE: 20230823 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND CENTRAL INDEX KEY: 0000925683 IRS NUMBER: 043241844 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-08568 FILM NUMBER: 231198422 BUSINESS ADDRESS: STREET 1: C/O JOHN HANCOCK INVESTMENT MANAGEMENT STREET 2: 200 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-663-3000 MAIL ADDRESS: STREET 1: C/O JOHN HANCOCK INVESTMENT MANAGEMENT STREET 2: 200 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: JOHN HANCOCK BANK & THRIFT OPPORTUNITY FUND DATE OF NAME CHANGE: 20110214 FORMER COMPANY: FORMER CONFORMED NAME: HANCOCK JOHN BANK & THRIFT OPPORTUNITY FUND DATE OF NAME CHANGE: 19940728 FORMER COMPANY: FORMER CONFORMED NAME: HANCOCK JOHN REGIONAL BANK & THRIFT FUND DATE OF NAME CHANGE: 19940620 N-PX 1 BRD031_0000925683_2023.txt BRD031_0000925683_2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-08568 NAME OF REGISTRANT: John Hancock Financial Opportunities Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 200 Berkeley Street Boston, MA 02116 NAME AND ADDRESS OF AGENT FOR SERVICE: Charles A. Rizzo 197 Clarendon Street Boston, MA 02116 REGISTRANT'S TELEPHONE NUMBER: 6176633000 DATE OF FISCAL YEAR END: 12/31 DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023 2X21 JHF Financial Opportunities Fund -------------------------------------------------------------------------------------------------------------------------- JOHN HANCOCK COLLATERAL TRUST Agenda Number: 100001321 -------------------------------------------------------------------------------------------------------------------------- Security: 965BRTII9 Meeting Type: Special Meeting Date: 09-Sep-2022 Ticker: ISIN: -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Andrew G. Arnott Mgmt For For Marianne Harrison Mgmt For For Paul Lorentz Mgmt For For Frances G. Rathke Mgmt For For Noni L. Ellison Mgmt For For Dean Garfield Mgmt For For Patricia Lizarraga Mgmt For For -------------------------------------------------------------------------------------------------------------------------- 1ST SOURCE CORPORATION Agenda Number: 935773615 -------------------------------------------------------------------------------------------------------------------------- Security: 336901103 Meeting Type: Annual Meeting Date: 20-Apr-2023 Ticker: SRCE ISIN: US3369011032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for terms expiring Mgmt For For April 2026: Andrea G. Short 1b. Election of Director for terms expiring Mgmt Against Against April 2026: Christopher J. Murphy III 1c. Election of Director for terms expiring Mgmt Against Against April 2026: Timothy K. Ozark 1d. Election of Director for terms expiring Mgmt Against Against April 2026: Todd F. Schurz 2. Advisory Approval of Executive Mgmt For For Compensation. 3. Advisory Approval of Frequency of Future Mgmt 1 Year Against Advisory Votes on Executive Compensation. 4. Ratification of the appointment of FORVIS, Mgmt For For LLP as 1st Source Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- AMERICAN BUSINESS BANK Agenda Number: 935868111 -------------------------------------------------------------------------------------------------------------------------- Security: 02475L105 Meeting Type: Annual Meeting Date: 22-Jun-2023 Ticker: AMBZ ISIN: US02475L1052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Leon I. Blankstein Mgmt For For Donald P. Johnson Mgmt Withheld Against Gaurav Malhotra Mgmt For For Edith Matthai Mgmt For For Trent D. Merrill Mgmt For For Javier Sanchez Mgmt For For Robert F. Schack Mgmt For For Jon H. Schlobohm Mgmt For For Robert I. Usdan Mgmt For For Pasy Wang Mgmt For For Thomas Powledge Mgmt For For 2. To ratify the appointment of RSM US LLP as Mgmt For For the Bank's independent public accountants as described more fully in the accompanying proxy statement. -------------------------------------------------------------------------------------------------------------------------- AMERICAN NATIONAL BANKSHARES INC. Agenda Number: 935806705 -------------------------------------------------------------------------------------------------------------------------- Security: 027745108 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: AMNB ISIN: US0277451086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director term ends Mgmt For For 2024: Rickey J. Barker 1.2 Election of Class I Director term ends Mgmt For For 2024: Adrian T. Smith 1.3 Election of Class II Director term ends Mgmt For For 2025: Dan M. Pleasant 1.4 Election of Class III Director term ends Mgmt For For 2026: J. Nathan Duggins III 1.5 Election of Class III Director term ends Mgmt For For 2026: William J. Farrell II 1.6 Election of Class III Director term ends Mgmt For For 2026: Tammy Moss Finley 1.7 Election of Class III Director term ends Mgmt For For 2026: Joel R. Shepherd 2. To ratify the selection of Yount, Hyde & Mgmt For For Barbour, P.C., independent registered public accounting firm, as auditors of the company for the year ending December 31, 2023. 3. Advisory vote on executive compensation of Mgmt For For the company's named executive officers as disclosed in the proxy statement. 4. Advisory vote on the frequency of an Mgmt 1 Year For advisory vote on executive compensation. -------------------------------------------------------------------------------------------------------------------------- AMERICAN RIVIERA BANCORP Agenda Number: 935850140 -------------------------------------------------------------------------------------------------------------------------- Security: 02933K103 Meeting Type: Annual Meeting Date: 15-Jun-2023 Ticker: ARBV ISIN: US02933K1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Elizabeth Cholawsky Mgmt For For Darren D. Caesar Mgmt Withheld Against Joe Campanelli Mgmt For For Jeff DeVine Mgmt For For Leonard Himelsein Mgmt For For Jody D. Holehouse, CPA Mgmt For For Weldon U. Howell Jr Esq Mgmt For For Lawrence Koppelman Mgmt For For Douglas Margerum Mgmt For For 2. To ratify the selection of Crowe LLP as the Mgmt For For Company's independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- AMERIS BANCORP Agenda Number: 935831948 -------------------------------------------------------------------------------------------------------------------------- Security: 03076K108 Meeting Type: Annual Meeting Date: 05-Jun-2023 Ticker: ABCB ISIN: US03076K1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: William I. Bowen, Jr. 1b. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Rodney D. Bullard 1c. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Wm. Millard Choate 1d. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: R. Dale Ezzell 1e. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Leo J. Hill 1f. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Daniel B. Jeter 1g. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Robert P. Lynch 1h. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Elizabeth A. McCague 1i. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: James B. Miller, Jr. 1j. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Gloria A. O'Neal 1k. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: H. Palmer Proctor, Jr. 1l. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: William H. Stern 1m. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Jimmy D. Veal 2. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for the year ending December 31, 2023. 3. Advisory approval of the compensation of Mgmt For For the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- ASSURED GUARANTY LTD. Agenda Number: 935783351 -------------------------------------------------------------------------------------------------------------------------- Security: G0585R106 Meeting Type: Annual Meeting Date: 03-May-2023 Ticker: AGO ISIN: BMG0585R1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a Election of Director for a term expiring at Mgmt For For the 2024 Annual General Meeting: Francisco L. Borges 1b Election of Director for a term expiring at Mgmt For For the 2024 Annual General Meeting: G. Lawrence Buhl 1c Election of Director for a term expiring at Mgmt For For the 2024 Annual General Meeting: Dominic J. Frederico 1d Election of Director for a term expiring at Mgmt For For the 2024 Annual General Meeting: Bonnie L. Howard 1e Election of Director for a term expiring at Mgmt For For the 2024 Annual General Meeting: Thomas W. Jones 1f Election of Director for a term expiring at Mgmt For For the 2024 Annual General Meeting: Patrick W. Kenny 1g Election of Director for a term expiring at Mgmt For For the 2024 Annual General Meeting: Alan J. Kreczko 1h Election of Director for a term expiring at Mgmt For For the 2024 Annual General Meeting: Simon W. Leathes 1i Election of Director for a term expiring at Mgmt For For the 2024 Annual General Meeting: Yukiko Omura 1j Election of Director for a term expiring at Mgmt For For the 2024 Annual General Meeting: Lorin P. T. Radtke 1k Election of Director for a term expiring at Mgmt For For the 2024 Annual General Meeting: Courtney C. Shea 2 Advisory vote on the compensation paid to Mgmt For For the Company's named executive officers 3 Advisory vote on the frequency of the Mgmt 1 Year For advisory vote on compensation paid to the Company's named executive officers 4 Approval of the Company's Employee Stock Mgmt For For Purchase Plan, as amended through the fourth amendment 5 Appointment of PricewaterhouseCoopers LLP Mgmt For For as the independent auditor of the Company for the fiscal year ending December 31, 2023 and authorization of the Board of Directors, acting through its Audit Committee, to set the remuneration of the independent auditor of the Company 6aa Election of Director of Assured Guaranty Re Mgmt For For Ltd. for a term expiring of the 2024 Annual General Meeting: Robert A. Bailenson 6ab Election of Director of Assured Guaranty Re Mgmt For For Ltd. for a term expiring of the 2024 Annual General Meeting: Gary Burnet 6ac Election of Director of Assured Guaranty Re Mgmt For For Ltd. for a term expiring of the 2024 Annual General Meeting: Ling Chow 6ad Election of Director of Assured Guaranty Re Mgmt For For Ltd. for a term expiring of the 2024 Annual General Meeting: Stephen Donnarumma 6ae Election of Director of Assured Guaranty Re Mgmt For For Ltd. for a term expiring of the 2024 Annual General Meeting: Dominic J. Frederico 6af Election of Director of Assured Guaranty Re Mgmt For For Ltd. for a term expiring of the 2024 Annual General Meeting: Darrin Futter 6ag Election of Director of Assured Guaranty Re Mgmt For For Ltd. for a term expiring of the 2024 Annual General Meeting: Jorge Gana 6ah Election of Director of Assured Guaranty Re Mgmt For For Ltd. for a term expiring of the 2024 Annual General Meeting: Holly L. Horn 6ai Election of Director of Assured Guaranty Re Mgmt For For Ltd. for a term expiring of the 2024 Annual General Meeting: Walter A. Scott 6B Appoint PricewaterhouseCoopers LLP as the Mgmt For For independent auditor of Assured Guaranty Re Ltd. for the fiscal year ending December 31, 2023 -------------------------------------------------------------------------------------------------------------------------- ATLANTIC UNION BANKSHARES CORPORATION Agenda Number: 935785761 -------------------------------------------------------------------------------------------------------------------------- Security: 04911A107 Meeting Type: Annual Meeting Date: 02-May-2023 Ticker: AUB ISIN: US04911A1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve until the Mgmt For For 2024 annual meeting: John C. Asbury 1b. Election of Director to serve until the Mgmt For For 2024 annual meeting: Patrick E. Corbin 1c. Election of Director to serve until the Mgmt For For 2024 annual meeting: Heather M. Cox 1d. Election of Director to serve until the Mgmt For For 2024 annual meeting: Rilla S. Delorier 1e. Election of Director to serve until the Mgmt For For 2024 annual meeting: Frank Russell Ellett 1f. Election of Director to serve until the Mgmt For For 2024 annual meeting: Patrick J. McCann 1g. Election of Director to serve until the Mgmt For For 2024 annual meeting: Thomas P. Rohman 1h. Election of Director to serve until the Mgmt For For 2024 annual meeting: Linda V. Schreiner 1i. Election of Director to serve until the Mgmt For For 2024 annual meeting: Thomas G. Snead, Jr. 1j. Election of Director to serve until the Mgmt For For 2024 annual meeting: Ronald L. Tillett 1k. Election of Director to serve until the Mgmt For For 2024 annual meeting: Keith L. Wampler 1l. Election of Director to serve until the Mgmt For For 2024 annual meeting: F. Blair Wimbush 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the year ending December 31, 2023 3. To approve the compensation of our named Mgmt For For executive officers (an advisory, non-binding "Say on Pay" resolution) 4. To vote on the frequency of future "Say on Mgmt 1 Year For Pay" resolutions (an advisory, non-binding "Say on Frequency" resolution) -------------------------------------------------------------------------------------------------------------------------- AVIDBANK HOLDINGS, INC. Agenda Number: 935821911 -------------------------------------------------------------------------------------------------------------------------- Security: 05368J103 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: AVBH ISIN: US05368J1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark D. Mordell Mgmt For For Kristofer W. Biorn Mgmt Withheld Against Diane J. Flynn Mgmt For For Henchy R. Enden Mgmt For For Lisa B. Hendrickson Mgmt For For Bryan C. Polster Mgmt For For Roxy H. Rapp Mgmt For For Michael F. Rosinus Mgmt For For Robert H. Scott Mgmt For For Marc J. Verissimo Mgmt For For 2. RATIFICATION OF CROWE, LLP AS INDEPENDENT Mgmt For For AUDITORS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2023. -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 935779782 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: BAC ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Sharon L. Allen Mgmt For For 1b. Election of Director: Jose (Joe) E. Almeida Mgmt For For 1c. Election of Director: Frank P. Bramble, Sr. Mgmt For For 1d. Election of Director: Pierre J. P. de Weck Mgmt For For 1e. Election of Director: Arnold W. Donald Mgmt For For 1f. Election of Director: Linda P. Hudson Mgmt For For 1g. Election of Director: Monica C. Lozano Mgmt For For 1h. Election of Director: Brian T. Moynihan Mgmt For For 1i. Election of Director: Lionel L. Nowell III Mgmt For For 1j. Election of Director: Denise L. Ramos Mgmt For For 1k. Election of Director: Clayton S. Rose Mgmt For For 1l. Election of Director: Michael D. White Mgmt For For 1m. Election of Director: Thomas D. Woods Mgmt For For 1n. Election of Director: Maria T. Zuber Mgmt For For 2. Approving our executive compensation (an Mgmt Against Against advisory, non-binding "Say on Pay" resolution) 3. A vote on the frequency of future "Say on Mgmt 1 Year For Pay" resolutions (an advisory, non-binding "Say on Frequency" resolution) 4. Ratifying the appointment of our Mgmt For For independent registered public accounting firm for 2023 5. Amending and restating the Bank of America Mgmt For For Corporation Equity Plan 6. Shareholder proposal requesting an Shr For Against independent board chair 7. Shareholder proposal requesting shareholder Shr Against For ratification of termination pay 8. Shareholder proposal requesting greenhouse Shr For Against gas reduction targets 9. Shareholder proposal requesting report on Shr For Against transition planning 10. Shareholder proposal requesting adoption of Shr Against For policy to cease financing new fossil fuel supplies 11. Shareholder proposal requesting a racial Shr For Against equity audit -------------------------------------------------------------------------------------------------------------------------- BANK OF MARIN BANCORP Agenda Number: 935838271 -------------------------------------------------------------------------------------------------------------------------- Security: 063425102 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: BMRC ISIN: US0634251021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Nicolas C. Anderson Mgmt For For 1b. Election of Director: Russell A. Colombo Mgmt For For 1c. Election of Director: Charles D. Fite Mgmt For For 1d. Election of Director: James C. Hale Mgmt For For 1e. Election of Director: Robert Heller Mgmt For For 1f. Election of Director: Kevin R. Kennedy Mgmt For For 1g. Election of Director: William H. McDevitt Mgmt For For 1h. Election of Director: Timothy D. Myers Mgmt For For 1i. Election of Director: Sanjiv S. Sanghvi Mgmt For For 1j. Election of Director: Joel Sklar, MD Mgmt For For 1k. Election of Director: Brian M. Sobel Mgmt For For 1l. Election of Director: Secil T. Watson Mgmt For For 2. To approve, by non-binding vote, executive Mgmt For For compensation 3. To recommend, by non-binding vote, the Mgmt 1 Year For frequency of the vote on executive compensation 4. Ratification of the selection of Mgmt For For independent auditor -------------------------------------------------------------------------------------------------------------------------- BANK7 CORP. Agenda Number: 935809078 -------------------------------------------------------------------------------------------------------------------------- Security: 06652N107 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: BSVN ISIN: US06652N1072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: William M. Buergler Mgmt For For 1b. Election of Director: Teresa "Tracy" L. Mgmt For For Dick 1c. Election of Director: Edward "Ed" P. Gray Mgmt For For 1d. Election of Director: William B. "Brad" Mgmt For For Haines 1e. Election of Director: John T. "J.T." Mgmt For For Phillips 1f. Election of Director: J. Michael Sanner Mgmt For For 1g. Election of Director: Thomas L. "Tom" Mgmt For For Travis 1h. Election of Director: Gary D. Whitcomb Mgmt For For 2. Proposal to ratify the appointment of Mgmt For For FORVIS, LLP as the independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- BANNER CORPORATION Agenda Number: 935828030 -------------------------------------------------------------------------------------------------------------------------- Security: 06652V208 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: BANR ISIN: US06652V2088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for one-year term: Mgmt For For Margot J. Copeland 1.2 Election of Director for one-year term: Mgmt For For Mark J. Grescovich 1.3 Election of Director for one-year term: Mgmt For For David A. Klaue 1.4 Election of Director for one-year term: Mgmt For For Paul J. Walsh 2. Advisory approval of the compensation of Mgmt For For Banner Corporation's named executive officers. 3. Ratification of the Audit Committee's Mgmt For For appointment of Moss Adams LLP as the independent registered public accounting firm for the year ending December 31, 2023. 4. Adoption of the Banner Corporation 2023 Mgmt For For Omnibus Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- BAR HARBOR BANKSHARES Agenda Number: 935801248 -------------------------------------------------------------------------------------------------------------------------- Security: 066849100 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: BHB ISIN: US0668491006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Daina H. Belair Mgmt For For 1b. Election of Director: Matthew L. Caras Mgmt For For 1c. Election of Director: David M. Colter Mgmt For For 1d. Election of Director: Martha T. Dudman Mgmt For For 1e. Election of Director: Lauri E. Fernald Mgmt For For 1f. Election of Director: Debra B. Miller Mgmt For For 1g. Election of Director: Brendan J. O'Halloran Mgmt For For 1h. Election of Director: Brian D. Shaw Mgmt For For 1i. Election of Director: Curtis C. Simard Mgmt For For 1j. Election of Director: Kenneth E. Smith Mgmt For For 1k. Election of Director: Scott G. Toothaker Mgmt For For 1l. Election of Director: David B. Woodside Mgmt For For 2. To hold a non-binding advisory vote on the Mgmt For For compensation of the Company's named executive officers. 3. To hold a non-binding advisory vote on the Mgmt 1 Year For frequency of holding future non-binding advisory votes on the compensation of the Company's named executive officers. 4. To ratify the appointment of RSM US LLP as Mgmt For For the independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- BAYCOM CORP Agenda Number: 935862044 -------------------------------------------------------------------------------------------------------------------------- Security: 07272M107 Meeting Type: Annual Meeting Date: 20-Jun-2023 Ticker: BCML ISIN: US07272M1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: James S. Camp Mgmt Withheld Against 1.2 Election of Director: Harpreet S. Chaudhary Mgmt Withheld Against 1.3 Election of Director: Keary L. Colwell Mgmt For For 1.4 Election of Director: Rocco Davis Mgmt For For 1.5 Election of Director: George J. Guarini Mgmt For For 1.6 Election of Director: Lloyd W. Kendall, Jr. Mgmt Withheld Against 1.7 Election of Director: Janet L. King Mgmt For For 1.8 Election of Director: Robert G. Laverne, Mgmt Withheld Against M.D. 1.9 Election of Director: Syvia L. Magid Mgmt Withheld Against 2. Ratification of the appointment of Moss Mgmt For For Adams, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- BROOKFIELD CORPORATION Agenda Number: 935861030 -------------------------------------------------------------------------------------------------------------------------- Security: 11271J107 Meeting Type: Annual and Special Meeting Date: 09-Jun-2023 Ticker: BN ISIN: CA11271J1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 The Special Resolution authorizing a Mgmt For For decrease in the number of directors set out in the Corporation's Management Information Circular dated April 28, 2023 (the "Circular"). 2 DIRECTOR M. Elyse Allan Mgmt For For Angela F. Braly Mgmt For For Janice Fukakusa Mgmt For For Maureen Kempston Darkes Mgmt For For Frank J. McKenna Mgmt For For Hutham S. Olayan Mgmt For For Diana L. Taylor Mgmt For For 3 The appointment of Deloitte LLP as the Mgmt For For external auditor and authorizing the directors to set its remuneration. 4 The Say on Pay Resolution set out in the Mgmt For For Circular. 5 The Escrowed Stock Plan Amendment Mgmt For For Resolution set out in the Circular. 6 The BNRE Restricted Stock Plan Resolution Mgmt For For set out in the Circular. 7 The Shareholder Proposal set out in the Shr For Against Circular. -------------------------------------------------------------------------------------------------------------------------- C&F FINANCIAL CORPORATION Agenda Number: 935775998 -------------------------------------------------------------------------------------------------------------------------- Security: 12466Q104 Meeting Type: Annual Meeting Date: 18-Apr-2023 Ticker: CFFI ISIN: US12466Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Dr. Julie R. Agnew Mgmt For For J.P. Causey Jr. Mgmt For For Thomas F. Cherry Mgmt For For George R. Sisson III Mgmt For For 2. To approve, in an advisory, non-binding Mgmt For For vote, the compensation of the Corporation's named executive officers disclosed in the Proxy Statement. 3. To ratify the appointment of Yount, Hyde & Mgmt For For Barbour, P.C. as the Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- CALIFORNIA BANCORP Agenda Number: 935843450 -------------------------------------------------------------------------------------------------------------------------- Security: 13005U101 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: CALB ISIN: US13005U1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Andrew J. Armanino Mgmt For For Stephen A. Cortese Mgmt For For Kevin J. Cullen Mgmt For For Stephen R. Dathe Mgmt For For Wayne S. Doiguchi Mgmt For For Rochelle G. Klein Mgmt For For Julie J. Levenson Mgmt For For Frank L. Muller Mgmt For For Steven E. Shelton Mgmt For For Millicent C. Tracey Mgmt For For Theodore A. Wilm Mgmt For For 2. Approval of Amendment and Restatement of Mgmt Against Against 2017 Equity Incentive Plan. To approve an amendment and restatement of our 2017 Equity Incentive Plan that will increase the number of shares issuable under the plan by 500,000 shares. 3. Accounting Firm. To ratify the appointment Mgmt For For of Elliot Davis LLC as the Company's Independent Public Accounting Firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- CAMBRIDGE BANCORP Agenda Number: 935788882 -------------------------------------------------------------------------------------------------------------------------- Security: 132152109 Meeting Type: Annual Meeting Date: 15-May-2023 Ticker: CATC ISIN: US1321521098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Christine Fuchs* Mgmt For For Pamela A. Hamlin* Mgmt For For Daniel R. Morrison* Mgmt For For Leon A. Palandjian* Mgmt For For Laila S. Partridge* Mgmt For For Jane C. Walsh* Mgmt Withheld Against Andargachew Zelleke** Mgmt For For 2. Consideration and approval of a non-binding Mgmt For For advisory resolution on the compensation of the Company's named executive officers. 3. To ratify, on an advisory basis, the Mgmt For For appointment of Wolf & Company, P.C. as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- CAMDEN NATIONAL CORPORATION Agenda Number: 935812152 -------------------------------------------------------------------------------------------------------------------------- Security: 133034108 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: CAC ISIN: US1330341082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. To approve an amendment to the Company's Mgmt For For Articles of Incorporation to provide for the annual election of directors and to eliminate the classified Board structure. 1b. To approve an amendment to the Company's Mgmt For For Articles of Incorporation to permit amendments to the Company's bylaws by majority vote of the Company's shareholders. 2a. Election of Director for a term that Mgmt For For expires either in 2024, if Proposal 1a is approved by the Company's shareholders, or in 2026 if Proposal 1a is not approved by the Company's shareholders: Rebecca K. Hatfield 2b. Election of Director for a term that Mgmt For For expires either in 2024, if Proposal 1a is approved by the Company's shareholders, or in 2026 if Proposal 1a is not approved by the Company's shareholders: Robert D. Merrill 2c. Election of Director for a term that Mgmt For For expires either in 2024, if Proposal 1a is approved by the Company's shareholders, or in 2026 if Proposal 1a is not approved by the Company's shareholders: Robin A. Sawyer, CPA 2d. Election of Director for a term that Mgmt For For expires either in 2024, if Proposal 1a is approved by the Company's shareholders, or in 2026 if Proposal 1a is not approved by the Company's shareholders: Lawrence J. Sterrs 3. To approve, by non-binding advisory vote, Mgmt For For the compensation of the Company's named executive officers ("Say on Pay"). 4. To select, by non-binding advisory vote, Mgmt 1 Year For the frequency of future shareholder "Say-on-Pay" votes. 5. To ratify the appointment of RSM US LLP as Mgmt For For the Company's independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- CB FINANCIAL SERVICES, INC. Agenda Number: 935807620 -------------------------------------------------------------------------------------------------------------------------- Security: 12479G101 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: CBFV ISIN: US12479G1013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Mark E. Fox Mgmt Withheld Against 1.2 Election of Director: John J. LaCarte Mgmt Withheld Against 1.3 Election of Director: David F. Pollock Mgmt Withheld Against 2. Ratification of the appointment of FORVIS, Mgmt For For LLP to serve as the independent registered public accounting firm for the 2023 fiscal year. 3. Advisory (non-binding) vote to approve the Mgmt For For compensation of the Named Executive Officers. -------------------------------------------------------------------------------------------------------------------------- CENTRAL PACIFIC FINANCIAL CORP. Agenda Number: 935775392 -------------------------------------------------------------------------------------------------------------------------- Security: 154760409 Meeting Type: Annual Meeting Date: 27-Apr-2023 Ticker: CPF ISIN: US1547604090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Christine H. H. Camp Mgmt For For Earl E. Fry Mgmt For For Jason R. Fujimoto Mgmt For For Jonathan B. Kindred Mgmt For For Paul J. Kosasa Mgmt For For Duane K. Kurisu Mgmt For For Christopher T. Lutes Mgmt For For Arnold D. Martines Mgmt For For A. Catherine Ngo Mgmt For For Saedene K. Ota Mgmt For For Crystal K. Rose Mgmt For For Paul K. Yonamine Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation of the company's named executive officers ("Say-On-Pay"). 3. To cast a non-binding, advisory vote on the Mgmt 1 Year For frequency of the advisory "Say-On-Pay" vote. 4. To approve the company's 2023 Stock Mgmt For For Compensation Plan. 5. To ratify the appointment of Crowe LLP as Mgmt For For the company's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- CENTRAL VALLEY COMMUNITY BANCORP Agenda Number: 935807579 -------------------------------------------------------------------------------------------------------------------------- Security: 155685100 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: CVCY ISIN: US1556851004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Daniel N. Cunningham Mgmt For For Daniel J. Doyle Mgmt Withheld Against F.T. "Tommy" Elliott IV Mgmt For For Robert J. Flautt Mgmt For For Gary D. Gall Mgmt For For James J. Kim Mgmt For For Andriana D. Majarian Mgmt For For Steven D. McDonald Mgmt For For Louis McMurray Mgmt Withheld Against Karen Musson Mgmt Withheld Against Dorothea D. Silva Mgmt For For William S. Smittcamp Mgmt For For 2. To approve the proposal to ratify the Mgmt For For appointment of Crowe LLP as the independent registered public accountant for the Company's 2023 fiscal year. 3. To adopt a non-binding advisory resolution Mgmt For For approving executive compensation. 4. Advisory Vote on the Frequency of Future Mgmt 1 Year For Advisory Votes on Executive Compensation. -------------------------------------------------------------------------------------------------------------------------- CENTRIC FINANCIAL CORPORATION Agenda Number: 935752421 -------------------------------------------------------------------------------------------------------------------------- Security: 15641J101 Meeting Type: Special Meeting Date: 25-Jan-2023 Ticker: CFCX ISIN: US15641J1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the Agreement and Plan of Mgmt For For Merger, dated as of August 30, 2022, by and between First Commonwealth Corporation and Centric Financial Corporation, as such Agreement may be amended from time to time. 2. To approve one or more adjournments of the Mgmt For For special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the merger proposal. -------------------------------------------------------------------------------------------------------------------------- CITIZENS COMMUNITY BANCORP, INC. Agenda Number: 935856914 -------------------------------------------------------------------------------------------------------------------------- Security: 174903104 Meeting Type: Annual Meeting Date: 20-Jun-2023 Ticker: CZWI ISIN: US1749031043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael Conner Mgmt For For Francis Felber Mgmt Withheld Against Michael L. Swenson Mgmt Withheld Against 2. Ratification of the appointment of Eide Mgmt For For Bailly, LLP as Citizens' independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To approve a non-binding advisory proposal Mgmt For For on executive compensation. 4. To approve a non-binding advisory proposal Mgmt 1 Year For on the frequency of future votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- CITIZENS FINANCIAL GROUP, INC. Agenda Number: 935777283 -------------------------------------------------------------------------------------------------------------------------- Security: 174610105 Meeting Type: Annual Meeting Date: 27-Apr-2023 Ticker: CFG ISIN: US1746101054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Bruce Van Saun Mgmt For For 1b. Election of Director: Lee Alexander Mgmt For For 1c. Election of Director: Christine M. Cumming Mgmt For For 1d. Election of Director: Kevin Cummings Mgmt For For 1e. Election of Director: William P. Hankowsky Mgmt For For 1f. Election of Director: Edward J. Kelly III Mgmt For For 1g. Election of Director: Robert G. Leary Mgmt For For 1h. Election of Director: Terrance J. Lillis Mgmt For For 1i. Election of Director: Michele N. Siekerka Mgmt For For 1j. Election of Director: Shivan Subramaniam Mgmt For For 1k. Election of Director: Christopher J. Swift Mgmt For For 1l. Election of Director: Wendy A. Watson Mgmt For For 1m. Election of Director: Marita Zuraitis Mgmt For For 2. Advisory vote on executive compensation. Mgmt For For 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for the 2023 fiscal year. -------------------------------------------------------------------------------------------------------------------------- CIVISTA BANCSHARES, INC. Agenda Number: 935782537 -------------------------------------------------------------------------------------------------------------------------- Security: 178867107 Meeting Type: Annual Meeting Date: 18-Apr-2023 Ticker: CIVB ISIN: US1788671071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Darci Congrove Mgmt For For Mark Macioce Mgmt For For Julie A. Mattlin Mgmt For For James O. Miller Mgmt For For Dennis E. Murray, Jr. Mgmt For For Allen R. Nickles Mgmt For For Mary Patricia Oliver Mgmt For For Dennis G. Shaffer Mgmt For For Harry Singer Mgmt For For Lorina W. Wise Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation of the Corporation's named executive officers as disclosed in the accompanying proxy statement. 3. To ratify the appointment of FORVIS, LLP as Mgmt For For the independent registered public accounting firm of the Corporation for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- COASTAL FINANCIAL CORPORATION Agenda Number: 935806731 -------------------------------------------------------------------------------------------------------------------------- Security: 19046P209 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: CCB ISIN: US19046P2092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for a 3-year term Mgmt Withheld Against until the 2026 meeting of shareholders: Rilla R. Delorier 1.2 Election of Director for a 3-year term Mgmt Withheld Against until the 2026 meeting of shareholders: Michael R. Patterson 1.3 Election of Director for a 3-year term Mgmt Withheld Against until the 2026 meeting of shareholders: Gregory S. Tisdel 2. To ratify the selection of Moss Adams LLP Mgmt For For as the independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- CODORUS VALLEY BANCORP, INC. Agenda Number: 935805830 -------------------------------------------------------------------------------------------------------------------------- Security: 192025104 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: CVLY ISIN: US1920251048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Sarah M. Brown Mgmt For For Keith M. Cenekofsky Mgmt For For Scott V. Fainor Mgmt For For John W. Giambalvo Mgmt For For 2. Approve an advisory, non-binding resolution Mgmt For For regarding executive compensation. 3. Ratify the appointment of Crowe LLP as Mgmt For For Codorus Valley Bancorp, Inc.'s Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- COLONY BANKCORP, INC. Agenda Number: 935829272 -------------------------------------------------------------------------------------------------------------------------- Security: 19623P101 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: CBAN ISIN: US19623P1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Scott L. Downing Mgmt For For T. Heath Fountain Mgmt For For Audrey D. Hollingsworth Mgmt For For Edward P. Loomis, Jr. Mgmt Withheld Against Mark H. Massee Mgmt For For Meagan M. Mowry Mgmt For For Matthew D. Reed Mgmt For For Jonathan W.R. Ross Mgmt For For Brian D. Schmitt Mgmt For For Harold W. Wyatt, III Mgmt For For 2. To approve, on an advisory non-binding Mgmt For For basis, the compensation of the Company's named executive officers as disclosed in the enclosed Proxy Statement. 3. To ratify the appointment of Mauldin & Mgmt For For Jenkins, LLC, as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- COLUMBIA BANKING SYSTEM,INC. Agenda Number: 935808747 -------------------------------------------------------------------------------------------------------------------------- Security: 197236102 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: COLB ISIN: US1972361026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Cort L. O'Haver Mgmt For For 1b. Election of Director: Craig D. Eerkes Mgmt For For 1c. Election of Director: Mark A. Finkelstein Mgmt For For 1d. Election of Director: Eric S. Forrest Mgmt For For 1e. Election of Director: Peggy Y. Fowler Mgmt For For 1f. Election of Director: Randal L. Lund Mgmt For For 1g. Election of Director: Luis F. Machuca Mgmt For For 1h. Election of Director: S. Mae Fujita Numata Mgmt For For 1i. Election of Director: Maria M. Pope Mgmt For For 1j. Election of Director: John F. Schultz Mgmt For For 1k. Election of Director: Elizabeth W. Seaton Mgmt For For 1l. Election of Director: Clint E. Stein Mgmt For For 1m. Election of Director: Hilliard C. Terry, Mgmt For For III 1n. Election of Director: Anddria Varnado Mgmt For For 2. To vote on an advisory (non-binding) Mgmt For For resolution to approve the compensation of Columbia's named executive officers. 3. To vote on the frequency (either one, two Mgmt 1 Year For or three years) of future shareholder votes on an advisory (non-binding) resolution on executive compensation. 4. To vote on an advisory (non-binding) Mgmt For For resolution to appoint Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED Agenda Number: 935779667 -------------------------------------------------------------------------------------------------------------------------- Security: 200340107 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: CMA ISIN: US2003401070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Nancy Avila Mgmt For For 1b. Election of Director: Michael E. Collins Mgmt For For 1c. Election of Director: Roger A. Cregg Mgmt For For 1d. Election of Director: Curtis C. Farmer Mgmt For For 1e. Election of Director: Jacqueline P. Kane Mgmt For For 1f. Election of Director: Derek J. Kerr Mgmt For For 1g. Election of Director: Richard G. Lindner Mgmt For For 1h. Election of Director: Jennifer H. Sampson Mgmt For For 1i. Election of Director: Barbara R. Smith Mgmt For For 1j. Election of Director: Robert S. Taubman Mgmt For For 1k. Election of Director: Reginald M. Turner Mgmt For For Jr. 1l. Election of Director: Nina G. Vaca Mgmt For For 1m. Election of Director: Michael G. Van de Ven Mgmt For For 2. Ratification of the Appointment of Ernst & Mgmt For For Young LLP as Independent Registered Public Accounting Firm. 3. Approval of a Non-Binding, Advisory Mgmt For For Proposal Approving Executive Compensation. 4. Non-Binding, Advisory Vote on the Frequency Mgmt 1 Year For that Shareholders are to be Presented with Advisory Proposals Approving Executive Compensation. -------------------------------------------------------------------------------------------------------------------------- COMMUNITIES FIRST FINANCIAL CORPORATION Agenda Number: 935832205 -------------------------------------------------------------------------------------------------------------------------- Security: 20344D104 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: CFST ISIN: US20344D1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Sheila Frowsing Mgmt For For Jack Holt Mgmt For For Robert Kubo Mgmt For For Lorrie Marlette Mgmt For For Jared Martin Mgmt For For Steve Miller Mgmt For For Mark Saleh Mgmt For For Joel Slonski Mgmt For For Al Smith Mgmt For For Heather Schwarm Mgmt For For 2. Approval of Company Name Change. To amend Mgmt For For the Company's Articles of Incorporation, as amended, to change the Company's name from Communities First Financial Corporation to FFB Bancorp. 3. To consider and vote upon a proposal to Mgmt For For ratify the selection of Crowe LLP, as the Bank's independent auditor for 2023. -------------------------------------------------------------------------------------------------------------------------- COMMUNITY HERITAGE FINANCIAL, INC. Agenda Number: 935845480 -------------------------------------------------------------------------------------------------------------------------- Security: 20370L103 Meeting Type: Annual Meeting Date: 16-Jun-2023 Ticker: CMHF ISIN: US20370L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James G. Pierne Mgmt Withheld Against A. Dennis Remsburg Mgmt Withheld Against Todd M. Snook Mgmt Withheld Against 2. Ratification of the appointment of Yount, Mgmt Against Against Hyde & Barbour, P.C. as independent public accountants to audit the financial statements of the Company for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- CONNECTONE BANCORP, INC. Agenda Number: 935817455 -------------------------------------------------------------------------------------------------------------------------- Security: 20786W107 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: CNOB ISIN: US20786W1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank Sorrentino III Mgmt For For Stephen T. Boswell Mgmt For For Frank W. Baier Mgmt For For Frank Huttle III Mgmt For For Michael Kempner Mgmt For For Elizabeth Magennis Mgmt For For Nicholas Minoia Mgmt For For Anson M. Moise Mgmt For For Katherin Nukk-Freeman Mgmt For For Daniel Rifkin Mgmt For For Mark Sokolich Mgmt For For William A. Thompson Mgmt For For 2. The approval of an Amendment to the 2017 Mgmt For For Equity Compensation Plan increasing the maximum number of shares of Common Stock or equivalents which may be issued under the Plan by 450,000 shares. 3. To vote, on an advisory basis, to approve Mgmt For For the executive compensation of ConnectOne Bancorp, Inc.'s named executive officers, as described in the proxy statement. 4. To ratify the appointment of Crowe LLP as Mgmt For For the Company's independent registered public accountants for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- CULLEN/FROST BANKERS, INC. Agenda Number: 935775758 -------------------------------------------------------------------------------------------------------------------------- Security: 229899109 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: CFR ISIN: US2298991090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve for a Mgmt For For one-year term expire at the 2024 Annual Meeting: Carlos Alvarez 1b. Election of Director to serve for a Mgmt For For one-year term expire at the 2024 Annual Meeting: Chris M. Avery 1c. Election of Director to serve for a Mgmt For For one-year term expire at the 2024 Annual Meeting: Anthony R. Chase 1d. Election of Director to serve for a Mgmt For For one-year term expire at the 2024 Annual Meeting: Cynthia J. Comparin 1e. Election of Director to serve for a Mgmt For For one-year term expire at the 2024 Annual Meeting: Samuel G. Dawson 1f. Election of Director to serve for a Mgmt For For one-year term expire at the 2024 Annual Meeting: Crawford H. Edwards 1g. Election of Director to serve for a Mgmt For For one-year term expire at the 2024 Annual Meeting: Patrick B. Frost 1h. Election of Director to serve for a Mgmt For For one-year term expire at the 2024 Annual Meeting: Phillip D. Green 1i. Election of Director to serve for a Mgmt For For one-year term expire at the 2024 Annual Meeting: David J. Haemisegger 1j. Election of Director to serve for a Mgmt For For one-year term expire at the 2024 Annual Meeting: Charles W. Matthews 1k. Election of Director to serve for a Mgmt For For one-year term expire at the 2024 Annual Meeting: Joseph A. Pierce 1l. Election of Director to serve for a Mgmt For For one-year term expire at the 2024 Annual Meeting: Linda B. Rutherford 1m. Election of Director to serve for a Mgmt For For one-year term expire at the 2024 Annual Meeting: Jack Willome 2. To provide nonbinding approval of executive Mgmt For For compensation. 3. To provide a nonbinding selection of the Mgmt 1 Year For frequency of future votes on executive compensation. 4. To ratify the selection of Ernst & Young Mgmt For For LLP to act as independent auditors of Cullen/Frost for the fiscal year that began January 1, 2023. -------------------------------------------------------------------------------------------------------------------------- CVB FINANCIAL CORP. Agenda Number: 935806161 -------------------------------------------------------------------------------------------------------------------------- Security: 126600105 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: CVBF ISIN: US1266001056 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR George A. Borba, Jr Mgmt For For David A. Brager Mgmt For For Stephen A. Del Guercio Mgmt For For Anna Kan Mgmt For For Jane Olvera Majors Mgmt For For Raymond V. O'Brien III Mgmt For For Hal W. Oswalt Mgmt For For Kimberly Sheehy Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation of CVB Financial Corp.'s named executive officers ("Say-On-Pay"). 3. To cast a non-binding, advisory vote on the Mgmt 1 Year For frequency of the advisory "Say-On-Pay" vote. 4. To ratify the appointment of KPMG LLP as Mgmt For For independent registered public accountants of CVB Financial Corp. for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Agenda Number: 935796322 -------------------------------------------------------------------------------------------------------------------------- Security: 254709108 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: DFS ISIN: US2547091080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Directors: Jeffrey S. Aronin Mgmt For For 1B Election of Directors: Mary K. Bush Mgmt For For 1C Election of Directors: Gregory C. Case Mgmt For For 1D Election of Directors: Candace H. Duncan Mgmt For For 1E Election of Directors: Joseph F. Eazor Mgmt For For 1F Election of Directors: Roger C. Hochschild Mgmt For For 1G Election of Directors: Thomas G. Maheras Mgmt For For 1H Election of Directors: John B. Owen Mgmt For For 1I Election of Directors: David L. Rawlinson Mgmt For For II 1J Election of Directors: Beverley A. Sibblies Mgmt For For 1K Election of Directors: Mark A. Thierer Mgmt For For 1L Election of Directors: Jennifer L. Wong Mgmt For For 2 Advisory vote to approve named executive Mgmt For For officer compensation: 3 Advisory vote on the frequency of future Mgmt 1 Year For advisory votes on named executive officer compensation: 4 To approve the Discover Financial Services Mgmt For For 2023 Omnibus Incentive Plan: 5 To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm: -------------------------------------------------------------------------------------------------------------------------- EAGLE BANCORP MONTANA, INC. Agenda Number: 935790712 -------------------------------------------------------------------------------------------------------------------------- Security: 26942G100 Meeting Type: Annual Meeting Date: 20-Apr-2023 Ticker: EBMT ISIN: US26942G1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Samuel D. Waters Mgmt Withheld Against Cynthia A. Utterback Mgmt Withheld Against Corey Jensen Mgmt Withheld Against Tanya J. Chemodurow Mgmt Withheld Against 2. Ratification of appointment of Moss Adams Mgmt For For LLP as Eagle Bancorp Montana, Inc.'s independent registered public accounting firm for fiscal year ending December 31, 2023. 3. Advisory vote on named executive officer Mgmt For For compensation as disclosed in the proxy statement. 4. Approval of Amendment No. 1 to the 2020 Mgmt For For Non-Employee Director Award Plan. -------------------------------------------------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Agenda Number: 935816441 -------------------------------------------------------------------------------------------------------------------------- Security: 27579R104 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: EWBC ISIN: US27579R1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve until the Mgmt For For next annual meeting: Manuel P. Alvarez 1b. Election of Director to serve until the Mgmt For For next annual meeting: Molly Campbell 1c. Election of Director to serve until the Mgmt For For next annual meeting: Archana Deskus 1d. Election of Director to serve until the Mgmt For For next annual meeting: Serge Dumont 1e. Election of Director to serve until the Mgmt For For next annual meeting: Rudolph I. Estrada 1f. Election of Director to serve until the Mgmt For For next annual meeting: Paul H. Irving 1g. Election of Director to serve until the Mgmt For For next annual meeting: Sabrina Kay 1h. Election of Director to serve until the Mgmt For For next annual meeting: Jack C. Liu 1i. Election of Director to serve until the Mgmt For For next annual meeting: Dominic Ng 1j. Election of Director to serve until the Mgmt For For next annual meeting: Lester M. Sussman 2. To approve, on an advisory basis, our Mgmt For For executive compensation for 2022. 3. To approve, on an advisory basis, the Mgmt 1 Year For frequency of future advisory votes on executive compensation. 4. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- ENTERPRISE BANCORP, INC. Agenda Number: 935809042 -------------------------------------------------------------------------------------------------------------------------- Security: 293668109 Meeting Type: Annual Meeting Date: 02-May-2023 Ticker: EBTC ISIN: US2936681095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to serve for a Mgmt Withheld Against three-year term expiring at the 2026 annual meeting: John R. Clementi 1.2 Election of Director to serve for a Mgmt Withheld Against three-year term expiring at the 2026 annual meeting: Carole A. Cowan 1.3 Election of Director to serve for a Mgmt Withheld Against three-year term expiring at the 2026 annual meeting: Normand E. Deschene 1.4 Election of Director to serve for a Mgmt Withheld Against three-year term expiring at the 2026 annual meeting: John A. Koutsos 1.5 Election of Director to serve for a Mgmt Withheld Against three-year term expiring at the 2026 annual meeting: Joseph C. Lerner 1.6 Election of Director to serve for a Mgmt Withheld Against three-year term expiring at the 2026 annual meeting: Richard W. Main 1.7 Election of Director to serve for a Mgmt Withheld Against three-year term expiring at the 2026 annual meeting: Anita R. Worden 2. Non-binding advisory vote to approve the Mgmt For For compensation of the Company's named executive officers, (the "Say on Pay Proposal"). 3. Ratification of the Audit Committee's Mgmt For For appointment of RSM US LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- EQUITY BANCSHARES, INC. Agenda Number: 935777118 -------------------------------------------------------------------------------------------------------------------------- Security: 29460X109 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: EQBK ISIN: US29460X1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director: Leon H. Mgmt Against Against Borck 1.2 Election of Class III Director: Gregory L. Mgmt Against Against Gaeddert 1.3 Election of Class III Director: Benjamen M. Mgmt Against Against Hutton 2. Advisory vote to approve the compensation Mgmt For For paid to the named executive officers of the Company. 3. Ratification of Crowe LLP as the Company's Mgmt For For independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- ESSA BANCORP, INC. Agenda Number: 935762270 -------------------------------------------------------------------------------------------------------------------------- Security: 29667D104 Meeting Type: Annual Meeting Date: 09-Mar-2023 Ticker: ESSA ISIN: US29667D1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for a three-year term Mgmt For For to expire in 2026: Daniel J. Henning 1.2 Election of Director for a three-year term Mgmt For For to expire in 2026: Elizabeth B. Weekes 1.3 Election of Director for a three-year term Mgmt For For to expire in 2026: Tina Q. Richardson 2. The ratification of the appointment of S.R. Mgmt For For Snodgrass, P.C. as the Company's independent registered public accountants for the fiscal year ending September 30, 2023. 3. The consideration of an advisory, Mgmt For For non-binding resolution with respect to the executive compensation described in the Proxy Statement. 4. The consideration of an advisory, Mgmt 1 Year For non-binding proposal with respect to the frequency that stockholders will vote on the Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- EURAZEO SA Agenda Number: 716812955 -------------------------------------------------------------------------------------------------------------------------- Security: F3296A108 Meeting Type: MIX Meeting Date: 26-Apr-2023 Ticker: ISIN: FR0000121121 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED CMMT FOR SHAREHOLDERS HOLDING SHARES DIRECTLY Non-Voting REGISTERED IN THEIR OWN NAME ON THE COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE 1 APPROVAL OF THE COMPANY FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2022 2 ALLOCATION OF NET INCOME AND DIVIDEND Mgmt For For DISTRIBUTION 3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2022 4 APPROVAL OF AGREEMENTS AND COMMITMENTS Mgmt Against Against GOVERNED BY ARTICLE L. 225-86 OF THE FRENCH COMMERCIAL CODE 5 APPROVAL OF AN AGREEMENT GOVERNED BY Mgmt For For ARTICLE L. 225-86 OF THE FRENCH COMMERCIAL CODE BETWEEN THE COMPANY AND CERTAIN COMPANY SHAREHOLDERS (2022 DAVID-WEILL AGREEMENT) 6 RENEWAL OF THE TERM OF OFFICE OF FRANCOISE Mgmt For For MERCADAL-DELASALLES AS A MEMBER OF THE SUPERVISORY BOARD 7 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For SUPERVISORY BOARD MEMBERS 8 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For EXECUTIVE BOARD MEMBERS 9 APPROVAL OF INFORMATION RELATING TO Mgmt For For CORPORATE OFFICER COMPENSATION MENTIONED IN SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE, AS PRESENTED IN THE CORPORATE GOVERNANCE REPORT 10 APPROVAL OF COMPENSATION AND BENEFITS PAID Mgmt For For OR AWARDED IN RESPECT OF FISCAL YEAR 2022 TO MICHEL DAVID-WEILL, FORMER CHAIRMAN OF THE SUPERVISORY BOARD 11 APPROVAL OF COMPENSATION AND BENEFITS PAID Mgmt For For OR AWARDED IN RESPECT OF FISCAL YEAR 2022 TO JEAN-CHARLES DECAUX, CHAIRMAN OF THE SUPERVISORY BOARD 12 APPROVAL OF COMPENSATION AND BENEFITS PAID Mgmt For For OR AWARDED IN RESPECT OF FISCAL YEAR 2022 TO CHRISTOPHE BAVIERE, MEMBER OF THE EXECUTIVE BOARD 13 APPROVAL OF COMPENSATION AND BENEFITS PAID Mgmt For For OR AWARDED IN RESPECT OF FISCAL YEAR 2022 TO WILLIAM KADOUCH-CHASSAING, MEMBER OF THE EXECUTIVE BOARD 14 APPROVAL OF COMPENSATION AND BENEFITS PAID Mgmt Against Against OR AWARDED IN RESPECT OF FISCAL YEAR 2022 TO OLIVIER MILLET, MEMBER OF THE EXECUTIVE BOARD 15 APPROVAL OF COMPENSATION AND BENEFITS PAID Mgmt Against Against OR AWARDED IN RESPECT OF FISCAL YEAR 2022 TO VIRGINIE MORGON, CHAIRWOMAN AND MEMBER OF THE EXECUTIVE BOARD, AS WELL AS THE CONDITIONS OF TERMINATION OF HER DUTIES 16 APPROVAL OF COMPENSATION AND BENEFITS PAID Mgmt Against Against OR AWARDED IN RESPECT OF FISCAL YEAR 2022 TO MARC FRAPPIER, MEMBER OF THE EXECUTIVE BOARD, AS WELL AS THE CONDITIONS OF TERMINATION OF HIS DUTIES 17 APPROVAL OF COMPENSATION AND BENEFITS PAID Mgmt Against Against OR AWARDED IN RESPECT OF FISCAL YEAR 2022 TO NICOLAS HUET, MEMBER OF THE EXECUTIVE BOARD, AS WELL AS THE CONDITIONS OF TERMINATION OF HIS DUTIES 18 APPROVAL OF COMPENSATION AND BENEFITS PAID Mgmt Against Against OR AWARDED IN RESPECT OF FISCAL YEAR 2022 TO PHILIPPE AUDOUIN, FORMER MEMBER OF THE EXECUTIVE BOARD 19 APPROVAL OF THE LIFTING OF THE PRESENCE Mgmt Against Against CONDITION FOR LONG-TERM COMPENSATION FOR VIRGINIE MORGON, MARC FRAPPIER AND NICOLAS HUET 20 RENEWAL OF THE TERM OF OFFICE OF MAZARS AS Mgmt For For PRINCIPAL STATUTORY AUDITOR 21 AUTHORIZATION OF A SHARE BUYBACK PROGRAM BY Mgmt For For THE COMPANY FOR ITS OWN SHARES 22 AUTHORIZATION TO DECREASE THE SHARE CAPITAL Mgmt For For BY CANCELING SHARES PURCHASED UNDER SHARE BUYBACK PROGRAMS 23 AMENDMENT OF ARTICLE 17 OF THE BYLAWS Mgmt For For "MEMBERS OF THE EXECUTIVE BOARD " 24 AMENDMENT OF ARTICLE 18 OF THE BYLAWS Mgmt For For "CHAIR OF THE EXECUTIVE BOARD-GENERAL MANAGEMENT" 25 POWERS TO CARRY OUT FORMALITIES Mgmt For For CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/telech argements/BALO/pdf/2023/0320/202303202300587 .pdf CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT PLEASE NOTE SHARE BLOCKING WILL APPLY FOR Non-Voting ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. -------------------------------------------------------------------------------------------------------------------------- EVANS BANCORP, INC. Agenda Number: 935781244 -------------------------------------------------------------------------------------------------------------------------- Security: 29911Q208 Meeting Type: Annual Meeting Date: 02-May-2023 Ticker: EVBN ISIN: US29911Q2084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Michael A. Battle Mgmt For For 1.2 Election of Director: Jody L. Lomeo Mgmt For For 1.3 Election of Director: Nora B. Sullivan Mgmt For For 1.4 Election of Director: Dawn DePerrior Mgmt For For 1.5 Election of Director: Robert A. James Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation paid to the Company's Named Executive Officers. 3. To ratify the appointment of Crowe LLP as Mgmt For For the Company's independent registered public accounting firm for fiscal year 2023. -------------------------------------------------------------------------------------------------------------------------- FARMERS & MERCHANTS BANCORP, INC. Agenda Number: 935783464 -------------------------------------------------------------------------------------------------------------------------- Security: 30779N105 Meeting Type: Annual Meeting Date: 17-Apr-2023 Ticker: FMAO ISIN: US30779N1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Andrew J. Briggs Mgmt For For 1b. Election of Director: Eugene N. Burkholder Mgmt For For 1c. Election of Director: Lars B. Eller Mgmt For For 1d. Election of Director: Jo Ellen Hornish Mgmt For For 1e. Election of Director: Jack C. Johnson Mgmt For For 1f. Election of Director: Lori A. Johnston Mgmt For For 1g. Election of Director: Marcia S. Latta Mgmt For For 1h. Election of Director: Steven J. Planson Mgmt For For 1i. Election of Director: Kevin J. Sauder Mgmt For For 1j. Election of Director: Frank R. Simon Mgmt For For 1k. Election of Director: K. Brad Stamm Mgmt For For 1l. Election of Director: David P. Vernon Mgmt For For 2. Nonbinding Say-on-Pay Proposal. An advisory Mgmt For For vote to approve the executive compensation programs of the Company. 3. Nonbinding Say-on-Pay Frequency Proposal. Mgmt 1 Year Against An advisory vote on the frequency to consider the executive compensation noted in Proposal 2. 4. Eliminate Preemptive Rights. To amend the Mgmt For For Company's Articles of Incorporation to eliminate the preemptive right of shareholders to subscribe to additional shares of stock issued by the Company from time to time. 5. Establish a New Class of Preferred Stock. Mgmt For For To amend the Company's Articles of Incorporation to establish 100,000 shares of a new class of flexible preferred stock that will allow the Board of Directors to issue series of preferred stock with terms determined by the Board as desired from time to time, without further shareholder approval. 6. Nonbinding Auditor Ratification. An Mgmt For For advisory vote on the ratification of the Company's appointment of the independent registered public accounting firm, Forvis, LLP for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- FARMERS NATIONAL BANC CORP. Agenda Number: 935792285 -------------------------------------------------------------------------------------------------------------------------- Security: 309627107 Meeting Type: Annual Meeting Date: 20-Apr-2023 Ticker: FMNB ISIN: US3096271073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director to serve for Mgmt For For terms of three years to expire at 2026: Gregory C. Bestic 1.2 Election of Class I Director to serve for Mgmt For For terms of three years to expire at 2026: Kevin J. Helmick 1.3 Election of Class I Director to serve for Mgmt For For terms of three years to expire at 2026: Neil J. Kaback 1.4 Election of Class I Director to serve for Mgmt For For terms of three years to expire at 2026: Terry A. Moore 2. To conduct a non-binding advisory vote on Mgmt 1 Year For the frequency of holding an advisory vote on executive compensation 3. To consider and vote upon a non-binding Mgmt For For advisory resolution to approve the compensation of Farmers' named executive officers 4. To consider and vote upon a proposal to Mgmt For For ratify the appointment of Crowe LLP as Farmers' independent registered public accounting firm for the fiscal year ending December 31, 2023 -------------------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP Agenda Number: 935773398 -------------------------------------------------------------------------------------------------------------------------- Security: 316773100 Meeting Type: Annual Meeting Date: 18-Apr-2023 Ticker: FITB ISIN: US3167731005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Nicholas K. Akins 1b. Election of Director to serve until 2024 Mgmt For For Annual Meeting: B. Evan Bayh, III 1c. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Jorge L. Benitez 1d. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Katherine B. Blackburn 1e. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Emerson L. Brumback 1f. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Linda W. Clement-Holmes 1g. Election of Director to serve until 2024 Mgmt For For Annual Meeting: C. Bryan Daniels 1h. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Mitchell S. Feiger 1i. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Thomas H. Harvey 1j. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Gary R. Heminger 1k. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Eileen A. Mallesch 1l. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Michael B. McCallister 1m. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Timothy N. Spence 1n. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Marsha C. Williams 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP to serve as the independent external audit firm for the Company for the year 2023. 3. An advisory vote on approval of Company's Mgmt For For compensation of its named executive officers. -------------------------------------------------------------------------------------------------------------------------- FIRST BUSINESS FINANCIAL SERVICES, INC. Agenda Number: 935776091 -------------------------------------------------------------------------------------------------------------------------- Security: 319390100 Meeting Type: Annual Meeting Date: 28-Apr-2023 Ticker: FBIZ ISIN: US3193901002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director: Carla C. Mgmt For For Chavarria 1.2 Election of Class I Director: Ralph R. Mgmt For For Kauten 1.3 Election of Class I Director: Gerald L. Mgmt For For Kilcoyne 1.4 Election of Class I Director: Daniel P. Mgmt For For Olszewski 2. To act upon a proposal to approve an Mgmt For For amendment to the First Business Financial Services, Inc. 2019 Equity Incentive Plan. 3. To approve in a non-binding shareholder Mgmt For For advisory vote the compensation of the named executive officers. 4. To ratify the appointment of Crowe LLP as Mgmt For For the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- FIRST COMMONWEALTH FINANCIAL CORPORATION Agenda Number: 935777055 -------------------------------------------------------------------------------------------------------------------------- Security: 319829107 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: FCF ISIN: US3198291078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Julie A. Caponi Mgmt For For 1b. Election of Director: Ray T. Charley Mgmt For For 1c. Election of Director: Gary R. Claus Mgmt For For 1d. Election of Director: David S. Dahlmann Mgmt For For 1e. Election of Director: Johnston A. Glass Mgmt For For 1f. Election of Director: Jon L. Gorney Mgmt For For 1g. Election of Director: Jane Grebenc Mgmt For For 1h. Election of Director: David W. Greenfield Mgmt For For 1i. Election of Director: Patricia A. Husic Mgmt For For 1j. Election of Director: Bart E. Johnson Mgmt For For 1k. Election of Director: Luke A. Latimer Mgmt For For 1l. Election of Director: Aradhna M. Oliphant Mgmt For For 1m. Election of Director: T. Michael Price Mgmt For For 1n. Election of Director: Robert J. Ventura Mgmt For For 1o. Election of Director: Stephen A. Wolfe Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP as the company's independent registered public accounting firm for 2023. 3. Advisory vote to approve named executive Mgmt For For officer compensation. 4. Provide an advisory (non-binding) vote on Mgmt 1 Year For the frequency of the advisory vote on the executive compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- FIRST COMMUNITY CORPORATION Agenda Number: 935803975 -------------------------------------------------------------------------------------------------------------------------- Security: 319835104 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: FCCO ISIN: US3198351047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas C. Brown Mgmt For For W. James Kitchens, Jr. Mgmt For For Edward J. Tarver Mgmt For For Roderick M. Todd, Jr. Mgmt For For 2. To approve the compensation of our named Mgmt For For executive officers as disclosed in the proxy statement (this is a non-binding, advisory vote), ("Say-on-Pay"). 3. To ratify the appointment of Elliott Davis, Mgmt For For LLC as our independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- FIRST FINANCIAL BANCORP. Agenda Number: 935815398 -------------------------------------------------------------------------------------------------------------------------- Security: 320209109 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: FFBC ISIN: US3202091092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William G. Barron Mgmt For For Vincent A. Berta Mgmt For For Cynthia O. Booth Mgmt For For Archie M. Brown Mgmt For For Claude E. Davis Mgmt For For Susan L. Knust Mgmt For For William J. Kramer Mgmt For For Dawn C. Morris Mgmt For For Thomas M. O'Brien Mgmt For For Andre T. Porter Mgmt For For Maribeth S. Rahe Mgmt For For Gary W. Warzala Mgmt For For 2. Ratification of Crowe LLP as the Company's Mgmt For For independent registered public accounting firm for 2023. 3. Advisory (non-binding) vote on the Mgmt For For compensation of the Company's executive officers. 4. Advisory (non-binding) vote on the Mgmt 1 Year For frequency of future advisory votes on the compensation of the Company's executive officers. -------------------------------------------------------------------------------------------------------------------------- FIRST INTERSTATE BANCSYSTEM INC. Agenda Number: 935825894 -------------------------------------------------------------------------------------------------------------------------- Security: 32055Y201 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: FIBK ISIN: US32055Y2019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director: Alice S. Cho Mgmt For For 1b. Election of Class II Director: Thomas E. Mgmt For For Henning 1c. Election of Class II Director: Dennis L. Mgmt For For Johnson 1d. Election of Class II Director: Patricia L. Mgmt For For Moss 1e. Election of Class II Director: Daniel A. Mgmt For For Rykhus 2. Approval of Plan of Domestication and Mgmt For For Conversion to change the Company's state of incorporation from Montana to Delaware. 3. Approval of the Company's 2023 Equity and Mgmt For For Incentive Plan. 4. Approval of a non-binding advisory Mgmt For For resolution on executive compensation. 5. Approval of a non-binding advisory vote on Mgmt 1 Year For the frequency of future advisory votes on executive compensation. 6. Ratification of appointment of RSM US LLP Mgmt For For as our independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- FIRST MERCHANTS CORPORATION Agenda Number: 935786179 -------------------------------------------------------------------------------------------------------------------------- Security: 320817109 Meeting Type: Annual Meeting Date: 10-May-2023 Ticker: FRME ISIN: US3208171096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Susan W. Brooks Mgmt Withheld Against Dr. Mung Chiang Mgmt For For Patrick J. Fehring Mgmt Withheld Against Michael J. Fisher Mgmt Withheld Against Kevin D. Johnson Mgmt For For Gary J. Lehman Mgmt Withheld Against Jason R. Sondhi Mgmt For For Jean L. Wojtowicz Mgmt Withheld Against 2. Proposal to approve, on an advisory basis, Mgmt For For the compensation of First Merchants Corporation's named executive officers. 3. Proposal to ratify the appointment of the Mgmt For For firm FORVIS, LLP as the independent auditor for 2023. -------------------------------------------------------------------------------------------------------------------------- FIRST MID BANCSHARES, INC. Agenda Number: 935777271 -------------------------------------------------------------------------------------------------------------------------- Security: 320866106 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: FMBH ISIN: US3208661062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: J. Kyle McCurry Mgmt For For 1.2 Election of Director: Mary J. Westerhold Mgmt For For 2. An Advisory Vote on Executive Compensation. Mgmt For For 3. An Advisory Vote on the Frequency of Mgmt 1 Year Against Advisory Stockholder Votes on Executive Compensation. -------------------------------------------------------------------------------------------------------------------------- FIRST NORTHWEST BANCORP Agenda Number: 935819839 -------------------------------------------------------------------------------------------------------------------------- Security: 335834107 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: FNWB ISIN: US3358341077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to serve a one-year Mgmt For For term: Sherilyn G. Anderson 1.2 Election of Director to serve a one-year Mgmt For For term: Dana D. Behar 1.3 Election of Director to serve a one-year Mgmt For For term: Craig A. Curtis 1.4 Election of Director to serve a one-year Mgmt For For term: Matthew P. Deines 1.5 Election of Director to serve a one-year Mgmt For For term: Cindy H. Finnie 1.6 Election of Director to serve a one-year Mgmt For For term: Gabriel S. Galanda 1.7 Election of Director to serve a one-year Mgmt For For term: Lynn A. Terwoerds 1.8 Election of Director to serve a one-year Mgmt For For term: Norman J. Tonina, Jr. 1.9 Election of Director to serve a one-year Mgmt Withheld Against term: Jennifer Zaccardo 2. An advisory (non-binding) vote to approve Mgmt For For the compensation of our named executive officers, as disclosed in the Proxy Statement. 3. Ratification of the appointment of Moss Mgmt For For Adams LLP as our independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- FIRST RELIANCE BANCSHARES, INC. Agenda Number: 935833803 -------------------------------------------------------------------------------------------------------------------------- Security: 33615Q100 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: FSRL ISIN: US33615Q1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR F. R. Saunders, Jr. Mgmt Withheld Against Robert L. Hill, Jr. Mgmt For For Octavia Williams-Blake Mgmt For For J. Michael Reichenbach Mgmt Withheld Against 2. Ratification of Elliott Davis, LLC as the Mgmt Against Against independent registered public accounting firm of the Company for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- FLUSHING FINANCIAL CORPORATION Agenda Number: 935802303 -------------------------------------------------------------------------------------------------------------------------- Security: 343873105 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: FFIC ISIN: US3438731057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class A Director (for a term Mgmt For For expiring in 2026): John J. McCabe 1b. Election of Class A Director (for a term Mgmt For For expiring in 2026): Donna M. O'Brien 1c. Election of Class A Director (for a term Mgmt For For expiring in 2026): Caren C. Yoh 2. Advisory vote to approve executive Mgmt For For compensation. 3. Advisory vote on the frequency of Mgmt 1 Year For stockholder advisory votes on executive compensation. 4. Ratification of appointment of BDO USA, LLP Mgmt For For as the Independent Registered Public Accounting Firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- GERMAN AMERICAN BANCORP, INC. Agenda Number: 935812633 -------------------------------------------------------------------------------------------------------------------------- Security: 373865104 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: GABC ISIN: US3738651047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Angela Curry Mgmt For For 1.2 Election of Director: Diane B. Medley Mgmt For For 1.3 Election of Director: M. Darren Root Mgmt For For 1.4 Election of Director: Jack W. Sheidler Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our Executive Officers who are named in the compensation disclosures in the accompanying Proxy Statement 3. To advise on the frequency of the advisory Mgmt 1 Year Against vote on executive compensation 4. To approve, on an advisory basis, the Mgmt For For appointment of Crowe LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023 -------------------------------------------------------------------------------------------------------------------------- GREAT SOUTHERN BANCORP, INC. Agenda Number: 935787006 -------------------------------------------------------------------------------------------------------------------------- Security: 390905107 Meeting Type: Annual Meeting Date: 10-May-2023 Ticker: GSBC ISIN: US3909051076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for a three-year term: Mgmt Withheld Against Kevin R. Ausburn 1.2 Election of Director for a three-year term: Mgmt For For Steven D. Edwards 1.3 Election of Director for a three-year term: Mgmt Withheld Against Larry D. Frazier 1.4 Election of Director for a three-year term: Mgmt Withheld Against Douglas M. Pitt 2. The advisory (non-binding) vote on Mgmt For For executive compensation 3. The ratification of the appointment of Mgmt For For FORVIS, LLP as Great Southern Bancorp, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- HANCOCK WHITNEY CORPORATION Agenda Number: 935776534 -------------------------------------------------------------------------------------------------------------------------- Security: 410120109 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: HWC ISIN: US4101201097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank E. Bertucci Mgmt For For Constantine S. Liollio Mgmt For For Thomas H. Olinde Mgmt For For Joan C. Teofilo Mgmt For For C. Richard Wilkins Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. To approve, on an advisory basis, the Mgmt 1 Year For frequency of future advisory votes on the compensation of our named executive officers. 4. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to audit the books of the Company and its subsidiaries for 2023. -------------------------------------------------------------------------------------------------------------------------- HBT FINANCIAL, INC. Agenda Number: 935822153 -------------------------------------------------------------------------------------------------------------------------- Security: 404111106 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: HBT ISIN: US4041111067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Roger A. Baker Mgmt For For 1.2 Election of Director: C. Alvin Bowman Mgmt For For 1.3 Election of Director: Eric E. Burwell Mgmt For For 1.4 Election of Director: Patrick F. Busch Mgmt For For 1.5 Election of Director: J. Lance Carter Mgmt For For 1.6 Election of Director: Allen C. Drake Mgmt For For 1.7 Election of Director: Fred L. Drake Mgmt For For 1.8 Election of Director: Linda J. Koch Mgmt For For 1.9 Election of Director: Gerald E. Pfeiffer Mgmt For For 2. Ratification of the appointment of RSM US Mgmt For For LLP as the independent registered public accounting firm for the year ending December 31, 2023 -------------------------------------------------------------------------------------------------------------------------- HERITAGE COMMERCE CORP Agenda Number: 935828650 -------------------------------------------------------------------------------------------------------------------------- Security: 426927109 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: HTBK ISIN: US4269271098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR J. M. Biagini-Komas Mgmt For For Bruce H. Cabral Mgmt For For Jack W. Conner Mgmt For For Jason DiNapoli Mgmt For For Stephen G. Heitel Mgmt For For Kamran F. Husain Mgmt For For Robertson Clay Jones Mgmt For For Laura Roden Mgmt For For Marina H. Park Sutton Mgmt For For Ranson W. Webster Mgmt Withheld Against 2. Approval of the Heritage Commerce Corp 2023 Mgmt For For Equity Incentive Plan. 3. Approval of the advisory proposal on 2022 Mgmt For For executive compensation. 4. Ratification of selection of independent Mgmt For For registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- HORIZON BANCORP, INC. Agenda Number: 935778526 -------------------------------------------------------------------------------------------------------------------------- Security: 440407104 Meeting Type: Annual Meeting Date: 04-May-2023 Ticker: HBNC ISIN: US4404071049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: James B. Dworkin Mgmt For For 1.2 Election of Director: Michele M. Magnuson Mgmt For For 1.3 Election of Director: Steven W. Reed Mgmt For For 1.4 Election of Director: Vanessa P. Williams Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of appointment of Forvis, LLP Mgmt For For as independent auditors. -------------------------------------------------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935775621 -------------------------------------------------------------------------------------------------------------------------- Security: 446150104 Meeting Type: Annual Meeting Date: 19-Apr-2023 Ticker: HBAN ISIN: US4461501045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Alanna Y. Cotton Mgmt For For 1b. Election of Director: Ann B. Crane Mgmt For For 1c. Election of Director: Gina D. France Mgmt For For 1d. Election of Director: J. Michael Mgmt For For Hochschwender 1e. Election of Director: Richard H. King Mgmt For For 1f. Election of Director: Katherine M. A. Kline Mgmt For For 1g. Election of Director: Richard W. Neu Mgmt For For 1h. Election of Director: Kenneth J. Phelan Mgmt For For 1i. Election of Director: David L. Porteous Mgmt For For 1j. Election of Director: Roger J. Sit Mgmt For For 1k. Election of Director: Stephen D. Steinour Mgmt For For 1l. Election of Director: Jeffrey L. Tate Mgmt For For 1m. Election of Director: Gary Torgow Mgmt For For 2. An advisory resolution to approve, on a Mgmt For For non-binding basis, the compensation of executives as disclosed in the accompanying proxy statement. 3. An advisory resolution to approve, on a Mgmt 1 Year For non-binding basis, the frequency of future advisory votes on executive compensation. 4. The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- INBANKSHARES CORPORATION Agenda Number: 935852928 -------------------------------------------------------------------------------------------------------------------------- Security: 45332V105 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: INBC ISIN: US45332V1052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Edward G. Francis Mgmt Withheld Against Eric Donnelly Mgmt For For Kevin Ahern Mgmt Withheld Against Lisa Narrell Mead Mgmt Withheld Against Mary-Margaret Henke Mgmt Withheld Against Travis Conway Mgmt Withheld Against Rick Trice Mgmt Withheld Against Don Bechter Mgmt Withheld Against David Volk Mgmt Withheld Against Wil Armstrong Mgmt For For Janet McClure Mgmt Withheld Against -------------------------------------------------------------------------------------------------------------------------- INDEPENDENT BANK CORP. Agenda Number: 935807466 -------------------------------------------------------------------------------------------------------------------------- Security: 453836108 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: INDB ISIN: US4538361084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Re-Election of Class III Director: James Mgmt For For O'Shanna Morton 1.2 Re-Election of Class III Director: Daniel Mgmt For For F. O'Brien 1.3 Re-Election of Class III Director: Scott K. Mgmt For For Smith 2. Ratify the Appointment of Ernst & Young LLP Mgmt For For as the Company's independent registered public accounting firm for 2023 3. Approve the Independent Bank Corp. 2023 Mgmt For For Omnibus Incentive Plan 4. Approve, on an advisory basis, the Mgmt For For compensation of our named executive officers 5. Select, on an advisory basis, the frequency Mgmt 1 Year For of future advisory votes on the compensation of our named executive officers -------------------------------------------------------------------------------------------------------------------------- INDEPENDENT BANK CORPORATION Agenda Number: 935771964 -------------------------------------------------------------------------------------------------------------------------- Security: 453838609 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: IBCP ISIN: US4538386099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Terance L. Beia Mgmt For For 1b. Election of Director: Stephen L. Gulis, Jr. Mgmt For For 1c. Election of Director: William B. Kessel Mgmt For For 2. Ratification of the appointment of Crowe Mgmt For For LLP as independent auditors for the fiscal year ending December 31, 2023. 3. Approval of an advisory (non-binding) Mgmt For For resolution to approve the compensation paid to our executives. -------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Agenda Number: 935797223 -------------------------------------------------------------------------------------------------------------------------- Security: 46625H100 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: JPM ISIN: US46625H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Linda B. Bammann Mgmt For For 1b. Election of Director: Stephen B. Burke Mgmt For For 1c. Election of Director: Todd A. Combs Mgmt For For 1d. Election of Director: James S. Crown Mgmt For For 1e. Election of Director: Alicia Boler Davis Mgmt For For 1f. Election of Director: James Dimon Mgmt For For 1g. Election of Director: Timothy P. Flynn Mgmt Against Against 1h. Election of Director: Alex Gorsky Mgmt For For 1i. Election of Director: Mellody Hobson Mgmt For For 1j. Election of Director: Michael A. Neal Mgmt For For 1k. Election of Director: Phebe N. Novakovic Mgmt For For 1l. Election of Director: Virginia M. Rometty Mgmt For For 2. Advisory resolution to approve executive Mgmt For For compensation 3. Advisory vote on frequency of advisory Mgmt 1 Year For resolution to approve executive compensation 4. Ratification of independent registered Mgmt For For public accounting firm 5. Independent board chairman Shr For Against 6. Fossil fuel phase out Shr Against For 7. Amending public responsibility committee Shr Against For charter to include mandate to oversee animal welfare impact and risk 8. Special shareholder meeting improvement Shr For Against 9. Report on climate transition planning Shr For Against 10. Report on ensuring respect for civil Shr Against For liberties 11. Report analyzing the congruence of the Shr For Against company's political and electioneering expenditures 12. Absolute GHG reduction goals Shr For Against -------------------------------------------------------------------------------------------------------------------------- KEYCORP Agenda Number: 935797386 -------------------------------------------------------------------------------------------------------------------------- Security: 493267108 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: KEY ISIN: US4932671088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Alexander M. Cutler Mgmt For For 1b. Election of Director: H. James Dallas Mgmt For For 1c. Election of Director: Elizabeth R. Gile Mgmt For For 1d. Election of Director: Ruth Ann M. Gillis Mgmt For For 1e. Election of Director: Christopher M. Gorman Mgmt For For 1f. Election of Director: Robin N. Hayes Mgmt For For 1g. Election of Director: Carlton L. Highsmith Mgmt For For 1h. Election of Director: Richard J. Hipple Mgmt For For 1i. Election of Director: Devina A. Rankin Mgmt For For 1j. Election of Director: Barbara R. Snyder Mgmt For For 1k. Election of Director: Richard J. Tobin Mgmt For For 1l. Election of Director: Todd J. Vasos Mgmt For For 1m. Election of Director: David K. Wilson Mgmt For For 2. Ratification of the appointment of Mgmt For For independent auditor. 3. Advisory approval of executive Mgmt For For compensation. 4. Advisory vote on the frequency of the Mgmt 1 Year For advisory vote on executive compensation. 5. Approval of the KeyCorp Amended and Mgmt For For Restated 2019 Equity Compensation Plan. 6. Shareholder proposal seeking an independent Shr For Against Board Chairperson. -------------------------------------------------------------------------------------------------------------------------- LANDMARK BANCORP, INC. Agenda Number: 935843638 -------------------------------------------------------------------------------------------------------------------------- Security: 51504L107 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: LARK ISIN: US51504L1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Sarah Hill-Nelson Mgmt Against Against 1.2 Election of Director: David H. Snapp Mgmt Against Against 1.3 Election of Director: Angela S. Hurt Mgmt For For 1.4 Election of Director: Angelia K. Stanland Mgmt For For 2. Ratification of the appointment of Crowe Mgmt For For LLP as our independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- LENDINGCLUB CORPORATION Agenda Number: 935847749 -------------------------------------------------------------------------------------------------------------------------- Security: 52603A208 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: LC ISIN: US52603A2087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class III Director: Kathryn Mgmt For For Reimann 1b. Election of Class III Director: Scott Mgmt For For Sanborn 1c. Election of Class III Director: Michael Mgmt For For Zeisser 2. Approve, on a non-binding advisory basis, Mgmt For For the compensation of our named executive officers as disclosed in the Proxy Statement. 3. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. 4. Approval of an amendment and restatement of Mgmt For For our Restated Certificate of Incorporation (the Declassification Amendment) that would phase in the declassification of our Board. 5. Approval of an amendment and restatement of Mgmt For For our Restated Certificate of Incorporation (the Supermajority Voting Amendment) that would remove the supermajority voting requirements to amend our Restated Certificate of Incorporation or our Bylaws. 6. Approval of an amendment and restatement of Mgmt Against Against our 2014 Equity Incentive Plan (the Equity Plan Amendment) that would extend the expiration of the 2014 Equity Incentive Plan to December 2028. -------------------------------------------------------------------------------------------------------------------------- LIVE OAK BANCSHARES,INC. Agenda Number: 935794366 -------------------------------------------------------------------------------------------------------------------------- Security: 53803X105 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: LOB ISIN: US53803X1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Tonya W. Bradford Mgmt Withheld Against William H. Cameron Mgmt Withheld Against Casey S. Crawford Mgmt For For Diane B. Glossman Mgmt Withheld Against Glen F. Hoffsis Mgmt Withheld Against David G. Lucht Mgmt For For James S. Mahan III Mgmt For For Miltom E. Petty Mgmt Withheld Against Neil L. Underwood Mgmt For For Yousef A. Valine Mgmt For For William L. Williams III Mgmt For For 2. Approval of Amendment of 2015 Omnibus Stock Mgmt Against Against Incentive Plan. To approve an amendment of the Company's Amended and Restated 2015 Omnibus Stock Incentive Plan to increase the number of shares of voting common stock issuable under such plan. 3. Say-on-Pay Vote. Non-binding, advisory Mgmt Against Against proposal to approve compensation paid to our named executive officers. 4. Ratification of Independent Auditors. Mgmt For For Proposal to ratify FORVIS, LLP as the Company's independent auditors for 2023. -------------------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION Agenda Number: 935775873 -------------------------------------------------------------------------------------------------------------------------- Security: 55261F104 Meeting Type: Annual Meeting Date: 18-Apr-2023 Ticker: MTB ISIN: US55261F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: John P. Barnes 1b. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Robert T. Brady 1c. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Carlton J. Charles 1d. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Jane Chwick 1e. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: William F. Cruger, Jr. 1f. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: T. Jefferson Cunningham III 1g. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Gary N. Geisel 1h. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Leslie V. Godridge 1i. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Rene F. Jones 1j. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Richard H. Ledgett, Jr. 1k. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Melinda R. Rich 1l. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Robert E. Sadler, Jr. 1m. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Denis J. Salamone 1n. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: John R. Scannell 1o. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Rudina Seseri 1p. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Kirk W. Walters 1q. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Herbert L. Washington 2. TO APPROVE THE 2022 COMPENSATION OF M&T Mgmt For For BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. 3. TO RECOMMEND THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. 4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For THE M&T BANK CORPORATION 2019 EQUITY INCENTIVE COMPENSATION PLAN. 5. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2023. -------------------------------------------------------------------------------------------------------------------------- METROCITY BANKSHARES INC Agenda Number: 935832178 -------------------------------------------------------------------------------------------------------------------------- Security: 59165J105 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: MCBS ISIN: US59165J1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Frank Glover Mgmt For For 1.2 Election of Director: William J. Hungeling Mgmt For For 1.3 Election of Director: Francis Lai Mgmt Against Against 1.4 Election of Director: Nack Y. Paek Mgmt For For 2. Ratification of the Appointment of Crowe Mgmt For For LLP as the Independent Registered Public Accounting Firm of the Company for the Year Ending December 31, 2023 -------------------------------------------------------------------------------------------------------------------------- MID PENN BANCORP, INC. Agenda Number: 935784567 -------------------------------------------------------------------------------------------------------------------------- Security: 59540G107 Meeting Type: Special Meeting Date: 25-Apr-2023 Ticker: MPB ISIN: US59540G1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the Merger Agreement - To Mgmt For For approve and adopt the Agreement and Plan of Merger, dated December 20, 2022 by and between Mid Penn and Brunswick Bancorp, or Brunswick, which provides for, among other things, the merger of Brunswick with and into Mid Penn. 2. Approval of the Amendment to Article 5 of Mgmt For For Mid Penn's Articles - To approve an amendment to Mid Penn's Articles of Incorporation to increase the number of shares of authorized common stock, par value $1.00 per share, which Mid Penn has authority to issue from 20,000,000 shares to 40,000,000 shares. 3. Approval of the Amendment to Article 7 of Mgmt For For Mid Penn's Articles - To approve an amendment to Mid Penn's Articles of Incorporation to limit the transactions in which Mid Penn's shareholders shall be required to vote to those transactions required to be approved by the shareholders pursuant to the Pennsylvania Business Corporation Law or the rules and regulations of any national securities exchange on which Mid Penn's securities are listed. 4. Approval of the Adjournment Proposal - To Mgmt For For approve a proposal to authorize the board of directors to adjourn the special meeting, if necessary, to solicit additional proxies, in the event there are not sufficient votes at the time of the special meeting to approve the proposal to approve the merger agreement or the proposals to amend the articles. -------------------------------------------------------------------------------------------------------------------------- MID PENN BANCORP, INC. Agenda Number: 935797691 -------------------------------------------------------------------------------------------------------------------------- Security: 59540G107 Meeting Type: Annual Meeting Date: 09-May-2023 Ticker: MPB ISIN: US59540G1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Robert C. Grubic Mgmt For For 1.2 Election of Director: Brian A. Hudson, Sr. Mgmt For For 1.3 Election of Director: John E. Noone Mgmt For For 2. An advisory vote to approve the Mgmt For For compensation of the Corporation's named executive officers. 3. To approve the Corporation's 2023 Stock Mgmt For For Incentive Plan. 4. To approve the Corporation's 2023 Employee Mgmt For For Stock Purchase Plan. 5. To ratify the appointment of RSM US LLP as Mgmt For For the Corporation's independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- MIDWESTONE FINANCIAL GROUP, INC. Agenda Number: 935782082 -------------------------------------------------------------------------------------------------------------------------- Security: 598511103 Meeting Type: Annual Meeting Date: 27-Apr-2023 Ticker: MOFG ISIN: US5985111039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Larry D. Albert Mgmt Withheld Against Charles N. Funk Mgmt Withheld Against Douglas H. Greeff Mgmt Withheld Against Jennifer L. Hauschildt Mgmt Withheld Against Charles N. Reeves Mgmt For For 2. To approve, on a non-binding, advisory Mgmt For For basis, the compensation of the named executive officers of the Company. 3. To approve the adoption of the MidWestOne Mgmt For For Financial Group, Inc. 2023 Equity Incentive Plan. 4. To ratify the appointment of RSM US LLP to Mgmt For For serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- NBT BANCORP INC. Agenda Number: 935798097 -------------------------------------------------------------------------------------------------------------------------- Security: 628778102 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: NBTB ISIN: US6287781024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a one-year term: Mgmt For For John H. Watt, Jr. 1b. Election of Director for a one-year term: Mgmt For For Martin A. Dietrich 1c. Election of Director for a one-year term: Mgmt For For Johanna R. Ames 1d. Election of Director for a one-year term: Mgmt For For J. David Brown 1e. Election of Director for a one-year term: Mgmt For For Timothy E. Delaney 1f. Election of Director for a one-year term: Mgmt For For James H. Douglas 1g. Election of Director for a one-year term: Mgmt For For Heidi M. Hoeller 1h. Election of Director for a one-year term: Mgmt For For Andrew S. Kowalczyk, III 1i. Election of Director for a one-year term: Mgmt For For V. Daniel Robinson, II 1j. Election of Director for a one-year term: Mgmt For For Matthew J. Salanger 1k. Election of Director for a one-year term: Mgmt For For Lowell A. Seifter 1l. Election of Director for a one-year term: Mgmt For For Jack H. Webb 2. To approve, on a non-binding, advisory Mgmt For For basis, the compensation of NBT Bancorp Inc.'s named executive officers ("Say on Pay") (Proposal 2). 3. To vote, on a non-binding, advisory basis, Mgmt 1 Year For with respect to the frequency of voting on the compensation of NBT Bancorp Inc.'s named executive officers ("Say on Frequency") (Proposal 3). 4. To ratify the appointment of KPMG LLP as Mgmt For For NBT Bancorp Inc.'s independent, registered public accounting firm for the year ending December 31, 2023 (Proposal 4). -------------------------------------------------------------------------------------------------------------------------- NICOLET BANKSHARES, INC. Agenda Number: 935787246 -------------------------------------------------------------------------------------------------------------------------- Security: 65406E102 Meeting Type: Annual Meeting Date: 15-May-2023 Ticker: NIC ISIN: US65406E1029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Marcia M. Anderson Mgmt For For 1b. Election of Director: Robert B. Atwell Mgmt For For 1c. Election of Director: Hector Colon Mgmt For For 1d. Election of Director: Michael E. Daniels Mgmt For For 1e. Election of Director: Lynn D. Davis, Ph.D. Mgmt For For 1f. Election of Director: John N. Dykema Mgmt For For 1g. Election of Director: Christopher J. Mgmt For For Ghidorzi 1h. Election of Director: Andrew F. Hetzel, Jr. Mgmt For For 1i. Election of Director: Brenda L. Johnson Mgmt For For 1j. Election of Director: Donald J. Long, Jr. Mgmt For For 1k. Election of Director: Dustin J. McClone Mgmt For For 1l. Election of Director: Susan L. Merkatoris Mgmt For For 1m. Election of Director: Oliver Pierce Smith Mgmt For For 1n. Election of Director: Glen E. Tellock Mgmt For For 1o. Election of Director: Robert J. Weyers Mgmt For For 2. Ratification of the selection of FORVIS, Mgmt For For LLP (formerly BKD, LLP) as Nicolet's independent registered public accounting firm for the Company for the year ending December 31, 2023. 3. Approval, on a non-binding advisory basis, Mgmt For For of the compensation paid to Nicolet's named executive officers. -------------------------------------------------------------------------------------------------------------------------- NORTHRIM BANCORP, INC. Agenda Number: 935833473 -------------------------------------------------------------------------------------------------------------------------- Security: 666762109 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: NRIM ISIN: US6667621097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Larry S. Cash Mgmt For For Anthony J. Drabek Mgmt For For Karl L. Hanneman Mgmt For For David W. Karp Mgmt For For Joseph P. Marushack Mgmt For For David J. McCambridge Mgmt For For Krystal M. Nelson Mgmt For For Marilyn F. Romano Mgmt For For Joseph M. Schierhorn Mgmt For For Aaron M. Schutt Mgmt For For John C. Swalling Mgmt For For Linda C. Thomas Mgmt For For David G. Wight Mgmt For For 2. APPROVAL OF THE 2023 STOCK INCENTIVE PLAN. Mgmt For For To approve the Northrim BanCorp, Inc. 2023 Stock Incentive Plan. 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. To Mgmt For For approve, by nonbinding vote, the compensation of the named executive officers. 4. ADVISORY VOTE ON THE FREQUENCY OF AN Mgmt 1 Year For ADVISORY VOTE ON EXECUTIVE COMPENSATION. To approve, by nonbinding vote, the frequency of future advisory votes on executive compensation. 5. RATIFY THE SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. To ratify the selection of Moss Adams LLP as the independent registered accounting firm for Northrim BanCorp, Inc. for the fiscal year 2023. -------------------------------------------------------------------------------------------------------------------------- OAKTREE SPECIALTY LENDING CORPORATION Agenda Number: 935746442 -------------------------------------------------------------------------------------------------------------------------- Security: 67401P108 Meeting Type: Annual Meeting Date: 20-Jan-2023 Ticker: OCSL ISIN: US67401P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve until the Mgmt For For 2026 Annual Meeting: John B. Frank 1b. Election of Director to serve until the Mgmt For For 2026 Annual Meeting: Bruce Zimmerman 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Independent Registered Public Accounting Firm for the Company for the fiscal year ending September 30, 2023. 3. To approve the issuance of shares of common Mgmt For For stock, par value $0.01 per share, of the Company to be issued pursuant to the Agreement and Plan of Merger, dated as of September 14, 2022, among Oaktree Strategic Income II, Inc., a Delaware corporation ("OSI2"), the Company, Project Superior Merger Sub, Inc., a Delaware corporation and a direct wholly-owned subsidiary of the Company, and, for the limited purposes set forth therein, Oaktree Fund Advisors, LLC, a Delaware limited liability company and investment adviser to each of the Company and OSI2. 4. To approve an amendment to the Company's Mgmt For For restated certificate of incorporation, as amended and corrected, to effect a 1-for-3 reverse stock split of the common stock, par value $0.01 per share, of the Company. -------------------------------------------------------------------------------------------------------------------------- OAKTREE SPECIALTY LENDING CORPORATION Agenda Number: 935765694 -------------------------------------------------------------------------------------------------------------------------- Security: 67401P108 Meeting Type: Special Meeting Date: 17-Mar-2023 Ticker: ISIN: US67401P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To authorize the Company, with the approval Mgmt For For of the Board of Directors, to sell or otherwise issue shares of its common stock at a price below its then current net asset value per share, provided that the number of shares issued does not exceed 25% of its then outstanding common stock. -------------------------------------------------------------------------------------------------------------------------- OHIO VALLEY BANC CORP. Agenda Number: 935807656 -------------------------------------------------------------------------------------------------------------------------- Security: 677719106 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: OVBC ISIN: US6777191064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for a term expiring in Mgmt For For 2026: Kimberly A. Canady 1.2 Election of Director for a term expiring in Mgmt Withheld Against 2026: Brent A. Saunders 1.3 Election of Director for a term expiring in Mgmt For For 2026: David W. Thomas 2. To approve, in a non-binding vote, the Mgmt Against Against compensation of the Company's named executive officers. 3. To recommend, in a non-binding vote, the Mgmt 1 Year For frequency of shareholder votes on the Company's named executive officer compensation. 4. To ratify the selection of Crowe LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- OLD NATIONAL BANCORP Agenda Number: 935799912 -------------------------------------------------------------------------------------------------------------------------- Security: 680033107 Meeting Type: Annual Meeting Date: 10-May-2023 Ticker: ONB ISIN: US6800331075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Barbara A. Boigegrain Mgmt For For Thomas L. Brown Mgmt For For Kathryn J. Hayley Mgmt For For Peter J. Henseler Mgmt For For Daniel S. Hermann Mgmt For For Ryan C. Kitchell Mgmt For For Austin M. Ramirez Mgmt For For Ellen A. Rudnick Mgmt For For James C. Ryan, III Mgmt For For Thomas E. Salmon Mgmt For For Michael L. Scudder Mgmt For For Rebecca S. Skillman Mgmt For For Michael J. Small Mgmt For For Derrick J. Stewart Mgmt For For Stephen C. Van Arsdell Mgmt For For Katherine E. White Mgmt For For 2. Approval of a non-binding advisory proposal Mgmt For For on Executive Compensation. 3. Approval of a non-binding proposal Mgmt 1 Year For determining the frequency of advisory votes on Executive Compensation. 4. Approval of the Company's Amended and Mgmt For For Restated Employee Stock Purchase Plan. 5. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- OLD SECOND BANCORP, INC. Agenda Number: 935828737 -------------------------------------------------------------------------------------------------------------------------- Security: 680277100 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: OSBC ISIN: US6802771005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director to serve for a Mgmt For For term expiring in 2026: William Kane 1b. Election of Class I Director to serve for a Mgmt For For term expiring in 2026: John Ladowicz 1c. Election of Class I Director to serve for a Mgmt For For term expiring in 2026: Billy J. Lyons, Jr. 1d. Election of Class I Director to serve for a Mgmt For For term expiring in 2026: Patti Temple Rocks 1e. Election of Class I Director to serve for a Mgmt For For term expiring in 2026: John Williams, Jr. 2. Proposal to approve on a non-binding, Mgmt For For advisory basis, the compensation of the Company's named executive officers, as described in the Company's Proxy Statement. 3. Proposal to ratify the appointment of Mgmt For For Plante & Moran, PLLC as the Company's independent registered public accountants for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- OP BANCORP Agenda Number: 935864137 -------------------------------------------------------------------------------------------------------------------------- Security: 67109R109 Meeting Type: Annual Meeting Date: 22-Jun-2023 Ticker: OPBK ISIN: US67109R1095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Brian Choi Mgmt For For Ernest E. Dow Mgmt For For Soo Hun Jung Mgmt For For Hyung J. Kim Mgmt For For Min J. Kim Mgmt For For Sunny Kwon Mgmt For For Yong Sin Shin Mgmt For For 2. To ratify the selection of Crowe LLP as the Mgmt For For Company's independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- ORANGE COUNTY BANCORP INC Agenda Number: 935834196 -------------------------------------------------------------------------------------------------------------------------- Security: 68417L107 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: OBT ISIN: US68417L1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Michael J. Gilfeather Mgmt For For 1.2 Election of Director: Richard B. Rowley Mgmt Withheld Against 1.3 Election of Director: Marianna R. Kennedy Mgmt For For 1.4 Election of Director: Gustave J. Scacco Mgmt For For 2. Approval of the Orange County Bancorp, Inc. Mgmt For For 2023 Equity Incentive Plan 3. Ratification of appointment of Crowe LLP as Mgmt For For the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023 -------------------------------------------------------------------------------------------------------------------------- PACWEST BANCORP Agenda Number: 935785127 -------------------------------------------------------------------------------------------------------------------------- Security: 695263103 Meeting Type: Annual Meeting Date: 02-May-2023 Ticker: PACW ISIN: US6952631033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a one-year term: Mgmt For For Tanya M. Acker 1b. Election of Director for a one-year term: Mgmt For For Paul R. Burke 1c. Election of Director for a one-year term: Mgmt For For Craig A. Carlson 1d. Election of Director for a one-year term: Mgmt For For John M. Eggemeyer, III 1e. Election of Director for a one-year term: Mgmt For For C. William Hosler 1f. Election of Director for a one-year term: Mgmt For For Polly B. Jessen 1g. Election of Director for a one-year term: Mgmt For For Susan E. Lester 1h. Election of Director for a one-year term: Mgmt For For Roger H. Molvar 1i. Election of Director for a one-year term: Mgmt For For Stephanie B. Mudick 1j. Election of Director for a one-year term: Mgmt For For Paul W. Taylor 1k. Election of Director for a one-year term: Mgmt For For Matthew P. Wagner 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation of the Company's named executive officers. 3. To approve, on a non-binding advisory Mgmt 1 Year For basis, the frequency of future advisory votes on the compensation of the Company's named executive officers. 4. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent auditor for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 935773374 -------------------------------------------------------------------------------------------------------------------------- Security: 72346Q104 Meeting Type: Annual Meeting Date: 18-Apr-2023 Ticker: PNFP ISIN: US72346Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a term of one year Mgmt For For and until the due election and qualification of their successors: Abney S. Boxley, III 1b. Election of Director for a term of one year Mgmt For For and until the due election and qualification of their successors: Charles E. Brock 1c. Election of Director for a term of one year Mgmt For For and until the due election and qualification of their successors: Renda J. Burkhart 1d. Election of Director for a term of one year Mgmt For For and until the due election and qualification of their successors: Gregory L. Burns 1e. Election of Director for a term of one year Mgmt For For and until the due election and qualification of their successors: Richard D. Callicutt, II 1f. Election of Director for a term of one year Mgmt For For and until the due election and qualification of their successors: Thomas C. Farnsworth, III 1g. Election of Director for a term of one year Mgmt For For and until the due election and qualification of their successors: Joseph C. Galante 1h. Election of Director for a term of one year Mgmt For For and until the due election and qualification of their successors: Glenda Baskin Glover 1i. Election of Director for a term of one year Mgmt For For and until the due election and qualification of their successors: David B. Ingram 1j. Election of Director for a term of one year Mgmt For For and until the due election and qualification of their successors: Decosta E. Jenkins 1k. Election of Director for a term of one year Mgmt For For and until the due election and qualification of their successors: Robert A. McCabe, Jr. 1l. Election of Director for a term of one year Mgmt For For and until the due election and qualification of their successors: G. Kennedy Thompson 1m. Election of Director for a term of one year Mgmt For For and until the due election and qualification of their successors: M. Terry Turner 2. To ratify the appointment of Crowe LLP as Mgmt For For the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To approve, on a non-binding, advisory Mgmt For For basis, the Company's named executive officers' compensation as disclosed in the proxy statement for the annual meeting of shareholders. 4. To vote on the frequency (either annual, Mgmt 1 Year For biennial, or triennial) with which the non-binding, advisory vote regarding compensation of the Company's named executive officers will be held. -------------------------------------------------------------------------------------------------------------------------- PLUMAS BANCORP Agenda Number: 935796687 -------------------------------------------------------------------------------------------------------------------------- Security: 729273102 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: PLBC ISIN: US7292731020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michonne R. Ascuaga Mgmt For For Steven M. Coldani Mgmt For For Heidi S. Gansert Mgmt Withheld Against Richard F. Kenny Mgmt For For Robert J. McClintock Mgmt For For Julie A. Morehead Mgmt For For Terrance J. Reeson Mgmt For For Andrew J. Ryback Mgmt For For Daniel E. West Mgmt For For 2. To approve an amendment to the Company's Mgmt Against Against Bylaws eliminating cumulative voting in the election of directors. 3. To vote on the ratification of the Mgmt For For appointment of Eide Bailly, LLP as our independent auditors for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- PLYMOUTH INDUSTRIAL REIT, INC. Agenda Number: 935844135 -------------------------------------------------------------------------------------------------------------------------- Security: 729640102 Meeting Type: Annual Meeting Date: 29-Jun-2023 Ticker: PLYM ISIN: US7296401026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Philip S. Cottone Mgmt For For Richard J. DeAgazio Mgmt For For David G. Gaw Mgmt For For John W. Guinee Mgmt For For Caitlin Murphy Mgmt Withheld Against Pendleton P. White, Jr. Mgmt For For Jeffrey E. Witherell Mgmt For For 2. Approval of the Company's Third Amended and Mgmt For For Restated 2014 Incentive Award Plan. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accountants for 2023. -------------------------------------------------------------------------------------------------------------------------- POPULAR, INC. Agenda Number: 935789935 -------------------------------------------------------------------------------------------------------------------------- Security: 733174700 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: BPOP ISIN: PR7331747001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a) Election of Director of the Corporation for Mgmt For For a one-year term: Ignacio Alvarez 1b) Election of Director of the Corporation for Mgmt For For a one-year term: Joaquin E. Bacardi, III 1c) Election of Director of the Corporation for Mgmt For For a one-year term: Alejandro M. Ballester 1d) Election of Director of the Corporation for Mgmt For For a one-year term: Robert Carrady 1e) Election of Director of the Corporation for Mgmt For For a one-year term: Richard L. Carrion 1f) Election of Director of the Corporation for Mgmt For For a one-year term: Betty DeVita 1g) Election of Director of the Corporation for Mgmt For For a one-year term: John W. Diercksen 1h) Election of Director of the Corporation for Mgmt For For a one-year term: Maria Luisa Ferre Rangel 1i) Election of Director of the Corporation for Mgmt For For a one-year term: C. Kim Goodwin 1j) Election of Director of the Corporation for Mgmt For For a one-year term: Jose R. Rodriguez 1k) Election of Director of the Corporation for Mgmt For For a one-year term: Alejandro M. Sanchez 1l) Election of Director of the Corporation for Mgmt For For a one-year term: Myrna M. Soto 1m) Election of Director of the Corporation for Mgmt For For a one-year term: Carlos A. Unanue 2) Approve, on an advisory basis, the Mgmt For For Corporation's executive compensation. 3) Ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Corporation's independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- PREMIER FINANCIAL CORP. Agenda Number: 935778297 -------------------------------------------------------------------------------------------------------------------------- Security: 74052F108 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: PFC ISIN: US74052F1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Lee Burdman Mgmt For For Jean A. Hubbard Mgmt For For Charles D. Niehaus Mgmt For For Mark A. Robison Mgmt For For Richard J. Schiraldi Mgmt For For 2. To consider and approve on a non-binding Mgmt For For advisory basis the compensation of Premier's named executive officers. 3. To consider and vote on a proposal to Mgmt For For ratify the appointment of Crowe LLP as the independent registered public accounting firm for Premier for the fiscal year 2023. -------------------------------------------------------------------------------------------------------------------------- PRIME MERIDIAN HOLDING COMPANY Agenda Number: 935782412 -------------------------------------------------------------------------------------------------------------------------- Security: 74164R107 Meeting Type: Annual Meeting Date: 09-May-2023 Ticker: PMHG ISIN: US74164R1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Kenneth H. Compton Mgmt For For 1b. Election of Director: William D. Crona Mgmt For For 1c. Election of Director: Sammie D. Dixon, Jr. Mgmt Withheld Against 1d. Election of Director: Steven L. Evans Mgmt For For 1e. Election of Director: R. Randy Guemple Mgmt For For 1f. Election of Director: Chris L. Jensen, Jr. Mgmt For For 1g. Election of Director: Kathleen C. Jones Mgmt Withheld Against 1h. Election of Director: Robert H. Kirby Mgmt For For 1i. Election of Director: Frank L. Langston Mgmt For For 1j. Election of Director: Michael A. Micallef, Mgmt For For Jr. 1k. Election of Director: L. Collins Proctor, Mgmt For For Sr. 1l. Election of Director: Garrison A. Rolle, Mgmt For For M.D. 1m. Election of Director: Steven D. Smith Mgmt For For 1n. Election of Director: Richard A. Weidner Mgmt For For 2. The ratification of the appointment of Mgmt For For Hacker, Johnson & Smith, P.A. as the independent auditors for the Company, for the fiscal year ending December 31, 2023. 3. The adjournment of the Annual Meeting to Mgmt Against Against solicit additional proxies in the event there are an insufficient number of votes to approve either one or both of the foregoing Proposals. -------------------------------------------------------------------------------------------------------------------------- PRIVATE BANCORP OF AMERICA, INC. Agenda Number: 935826024 -------------------------------------------------------------------------------------------------------------------------- Security: 74274F100 Meeting Type: Annual Meeting Date: 31-May-2023 Ticker: PBAM ISIN: US74274F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Selwyn Isakow Mgmt Withheld Against Leon Kassel Mgmt Withheld Against Setareh Pouraghabagher Mgmt Withheld Against Ernest Rady Mgmt For For Leda Csanka Mgmt For For Richard "Rick" Sowers Mgmt For For Brett Lawrence Mgmt Withheld Against -------------------------------------------------------------------------------------------------------------------------- PROVIDENT FINANCIAL HOLDINGS, INC. Agenda Number: 935727137 -------------------------------------------------------------------------------------------------------------------------- Security: 743868101 Meeting Type: Annual Meeting Date: 29-Nov-2022 Ticker: PROV ISIN: US7438681014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Bruce W. Bennett Mgmt Withheld Against 1.2 Election of Director: Debbi H. Guthrie Mgmt Withheld Against 1.3 Election of Director: Kathy M. Michalak Mgmt Withheld Against 2. Advisory approval of the compensation of Mgmt Against Against our named executive officers as disclosed in this Proxy Statement. 3. Adoption of the Provident Financial Mgmt For For Holdings, Inc. 2022 Equity Incentive Plan. 4. Ratification of the appointment of Deloitte Mgmt For For & Touche, LLP as the independent registered public accounting firm for Provident Financial Holdings, Inc., for the fiscal year ending June 30, 2023. -------------------------------------------------------------------------------------------------------------------------- QCR HOLDINGS, INC. Agenda Number: 935812330 -------------------------------------------------------------------------------------------------------------------------- Security: 74727A104 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: QCRH ISIN: US74727A1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James M. Field Mgmt For For John F. Griesemer Mgmt For For Elizabeth S. Jacobs Mgmt For For Marie Z. Ziegler Mgmt For For 2. To approve in a non-binding, advisory vote, Mgmt For For the compensation of certain executive officers, which is referred to as a "say-on- pay" vote. 3. To ratify the appointment of RSM US LLP as Mgmt For For QCR Holdings, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- RED RIVER BANCSHARES, INC. Agenda Number: 935791978 -------------------------------------------------------------------------------------------------------------------------- Security: 75686R202 Meeting Type: Annual Meeting Date: 04-May-2023 Ticker: RRBI ISIN: US75686R2022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: M. Scott Ashbrook Mgmt For For 1b. Election of Director: R. Blake Chatelain Mgmt For For 1c. Election of Director: Kirk D. Cooper Mgmt For For 1d. Election of Director: Michael D. Crowell Mgmt For For 1e. Election of Director: Anna Brasher Moreau, Mgmt For For DDS, MS 1f. Election of Director: Robert A. Nichols Mgmt For For 1g. Election of Director: Willie P. Obey Mgmt For For 1h. Election of Director: Teddy R. Price Mgmt For For 1i. Election of Director: Don L. Thompson Mgmt For For 1j. Election of Director: H. Lindsey Torbett Mgmt For For 2. To ratify the appointment of Postlethwaite Mgmt For For & Netterville, APAC as the Company's independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION Agenda Number: 935772586 -------------------------------------------------------------------------------------------------------------------------- Security: 7591EP100 Meeting Type: Annual Meeting Date: 19-Apr-2023 Ticker: RF ISIN: US7591EP1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Mark A. Crosswhite Mgmt For For 1b. Election of Director: Noopur Davis Mgmt For For 1c. Election of Director: Zhanna Golodryga Mgmt For For 1d. Election of Director: J. Thomas Hill Mgmt For For 1e. Election of Director: John D. Johns Mgmt For For 1f. Election of Director: Joia M. Johnson Mgmt For For 1g. Election of Director: Ruth Ann Marshall Mgmt For For 1h. Election of Director: Charles D. McCrary Mgmt For For 1i. Election of Director: James T. Prokopanko Mgmt For For 1j. Election of Director: Lee J. Styslinger III Mgmt For For 1k. Election of Director: Jose S. Suquet Mgmt For For 1l. Election of Director: John M. Turner, Jr. Mgmt For For 1m. Election of Director: Timothy Vines Mgmt For For 2. Ratification of Appointment of Ernst & Mgmt For For Young LLP as the Independent Registered Public Accounting Firm for 2023. 3. Advisory Vote on Executive Compensation. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- RENASANT CORPORATION Agenda Number: 935773716 -------------------------------------------------------------------------------------------------------------------------- Security: 75970E107 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: RNST ISIN: US75970E1073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gary D. Butler Mgmt For For Rose J. Flenorl Mgmt For For John T. Foy Mgmt For For Richard L. Heyer, Jr. Mgmt For For 2. Adoption, in a non-binding advisory vote, Mgmt For For of a resolution approving the compensation of our named executive officers. 3. Recommendation, in a non-binding advisory Mgmt 1 Year For vote, whether the non-binding advisory vote to approve the compensation of our named executive officers should occur every year, every other year or every three years. 4. Ratification of the appointment of HORNE, Mgmt For For LLP as Renasant's independent registered public accountants for 2023. -------------------------------------------------------------------------------------------------------------------------- RIVERVIEW BANCORP, INC. Agenda Number: 935688917 -------------------------------------------------------------------------------------------------------------------------- Security: 769397100 Meeting Type: Annual Meeting Date: 24-Aug-2022 Ticker: RVSB ISIN: US7693971001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Patricia W. Eby Mgmt For For Valerie A. Moreno Mgmt For For Gerald L. Nies Mgmt For For 2. Advisory (non-binding) approval of the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- SB FINANCIAL GROUP, INC. Agenda Number: 935772776 -------------------------------------------------------------------------------------------------------------------------- Security: 78408D105 Meeting Type: Annual Meeting Date: 19-Apr-2023 Ticker: SBFG ISIN: US78408D1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Timothy L. Claxton Mgmt Withheld Against Gaylyn J. Finn Mgmt For For Rita A. Kissner Mgmt For For 2. To ratify the appointment of FORVIS, LLP as Mgmt For For the independent registered accounting firm of SB Financial for the fiscal year ending December 31, 2023. 3. To approve a non-binding advisory Mgmt For For resolution to approve the compensation of SB Financial's named executive officers. -------------------------------------------------------------------------------------------------------------------------- SHORE BANCSHARES, INC. Agenda Number: 935816100 -------------------------------------------------------------------------------------------------------------------------- Security: 825107105 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: SHBI ISIN: US8251071051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director term expires Mgmt For For 2026: David S. Jones 1.2 Election of Class II Director term expires Mgmt For For 2026: Clyde V. Kelly, III 1.3 Election of Class II Director term expires Mgmt For For 2026: David W. Moore 1.4 Election of Class II Director term expires Mgmt For For 2026: Dawn M. Willey 2. Ratify the appointment of Yount, Hyde & Mgmt For For Barbour P.C. as the independent registered public accounting firm for 2023. 3. Adopt a non-binding advisory resolution Mgmt For For approving the compensation of the named executive officers. 4. Advisory vote on the frequency of the Mgmt 1 Year For non-binding resolution to approve the compensation of the named executive officers. -------------------------------------------------------------------------------------------------------------------------- SHORE BANCSHARES, INC. Agenda Number: 935874568 -------------------------------------------------------------------------------------------------------------------------- Security: 825107105 Meeting Type: Special Meeting Date: 20-Jun-2023 Ticker: SHBI ISIN: US8251071051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the merger of The Community Mgmt For For Financial Corporation ("TCFC") with and into Shore Bancshares, Inc. ("SHBI"), as contemplated by the Agreement and Plan of Merger, dated as of December 14, 2022, by and between SHBI and TCFC (the "merger agreement"), and the issuance of shares of SHBI common stock to the shareholders of TCFC, pursuant to the merger agreement (such proposal, the "SHBI merger and share issuance proposal"). A copy of the merger agreement is attached as Appendix A to the Joint Proxy Statement/Prospectus that accompanies this proxy card. 2. To adjourn the special meeting of SHBI Mgmt For For shareholders to a later date or dates, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the time of the special meeting of SHBI shareholders to approve the SHBI merger and share issuance proposal. -------------------------------------------------------------------------------------------------------------------------- SIERRA BANCORP Agenda Number: 935822088 -------------------------------------------------------------------------------------------------------------------------- Security: 82620P102 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: BSRR ISIN: US82620P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director: Albert L. Mgmt For For Berra 1b. Election of Class II Director: Vonn R. Mgmt For For Christenson 1c. Election of Class II Director: Ermina Karim Mgmt For For 1d. Election of Class II Director: Julie G. Mgmt For For Castle 1e. Election of Class II Director: Laurence S. Mgmt For For Dutto 1f. Election of Class II Director: Gordon T. Mgmt For For Woods 2. To approve the Company's 2023 Equity Based Mgmt Against Against Compensation Plan, as described in the accompanying Proxy Statement. 3. To ratify the appointment of RSM US LLP as Mgmt For For the Company's independent registered public accounting firm for 2023. 4. To approve, on an advisory and non binding Mgmt For For basis, the compensation paid to the Company's Named Executive Officers. 5. To recommend, by non-binding vote, the Mgmt 1 Year For frequency of executive compensation votes. -------------------------------------------------------------------------------------------------------------------------- SIXTH STREET SPECIALTY LENDING, INC. Agenda Number: 935825109 -------------------------------------------------------------------------------------------------------------------------- Security: 83012A109 Meeting Type: Special Meeting Date: 25-May-2023 Ticker: TSLX ISIN: US83012A1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve a proposal to authorize the Mgmt For For Company to sell or otherwise issue shares of its common stock at a price below its then-current net asset value per share in one or more offerings, in each case subject to the approval of its Board of Directors and subject to the conditions set forth in the accompanying proxy statement. -------------------------------------------------------------------------------------------------------------------------- SIXTH STREET SPECIALTY LENDING, INC. Agenda Number: 935817392 -------------------------------------------------------------------------------------------------------------------------- Security: 83012A109 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: TSLX ISIN: US83012A1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Joshua Easterly Mgmt For For Michael Fishman Mgmt For For Hurley Doddy Mgmt For For 2. To ratify the selection of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- SKYWARD SPECIALTY INSURANCE GROUP, INC. Agenda Number: 935827040 -------------------------------------------------------------------------------------------------------------------------- Security: 830940102 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: SKWD ISIN: -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James Hays Mgmt For For Robert Creager Mgmt Withheld Against 2. To consider and vote upon the ratification Mgmt For For of the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- SOUTH ATLANTIC BANCSHARES, INC. Agenda Number: 935785747 -------------------------------------------------------------------------------------------------------------------------- Security: 83636T104 Meeting Type: Annual Meeting Date: 18-Apr-2023 Ticker: SABK ISIN: US83636T1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR R. Scott Plyler Mgmt Withheld Against Thomas C. Brittain Mgmt Withheld Against Tony K. Cox Mgmt Withheld Against 2. Ratification of the appointment of Elliott Mgmt Against Against Davis, LLC as the independent registered public accounting firm of the Company for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- SOUTHERN CALIFORNIA BANCORP Agenda Number: 935677356 -------------------------------------------------------------------------------------------------------------------------- Security: 84252A106 Meeting Type: Annual Meeting Date: 27-Jul-2022 Ticker: BCAL ISIN: US84252A1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to serve until the Mgmt For For next annual meeting: John Farkash 1.2 Election of Director to serve until the Mgmt For For next annual meeting: Frank D. Di Tomaso 1.3 Election of Director to serve until the Mgmt For For next annual meeting: Irwin L. Golds 1.4 Election of Director to serve until the Mgmt For For next annual meeting: Lester Machado, MD, DDS, FRCS (Ed) 1.5 Election of Director to serve until the Mgmt For For next annual meeting: Jan Lynn Owen 1.6 Election of Director to serve until the Mgmt For For next annual meeting: Kaveh Varjavand 1.7 Election of Director to serve until the Mgmt For For next annual meeting: David Volk 1.8 Election of Director to serve until the Mgmt For For next annual meeting: Anita Y. Wolman 2. Ratification of the Appointment of Mgmt For For Independent Auditor. To ratify the appointment of Eide Bailly LLP as the independent auditor for the Company for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- SOUTHERN FIRST BANCSHARES, INC. Agenda Number: 935814853 -------------------------------------------------------------------------------------------------------------------------- Security: 842873101 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: SFST ISIN: US8428731017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Andrew B. Cajka Mgmt For For Anne S. Ellefson Mgmt For For Tecumseh Hooper, Jr. Mgmt For For Ray A. Lattimore Mgmt For For William A. Maner, IV Mgmt For For 2. To amend the Articles of Incorporation of Mgmt For For Southern First Bancshares, Inc. to phase out the classified board of directors structure. 3. To conduct an advisory vote on the Mgmt Against Against compensation of our named executive officers as disclosed in this proxy statement (this is a non-binding, advisory vote). 4. To ratify the appointment of Elliott Davis, Mgmt For For LLC as our independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- SOUTHERN MISSOURI BANCORP, INC. Agenda Number: 935715827 -------------------------------------------------------------------------------------------------------------------------- Security: 843380106 Meeting Type: Annual Meeting Date: 31-Oct-2022 Ticker: SMBC ISIN: US8433801060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for terms to expire in Mgmt For For 2025: Sammy A. Schalk 1.2 Election of Director for terms to expire in Mgmt For For 2025: Charles R. Love 1.3 Election of Director for terms to expire in Mgmt For For 2025: Daniel L. Jones 2. Advisory (non-binding) vote on executive Mgmt For For compensation as disclosed in the accompanying proxy statement. 3. Ratification of the appointment of FORVIS, Mgmt For For LLP as Southern Missouri Bancorp's independent auditors for the fiscal year ending June 30, 2023. -------------------------------------------------------------------------------------------------------------------------- SOUTHERN MISSOURI BANCORP, INC. Agenda Number: 935740197 -------------------------------------------------------------------------------------------------------------------------- Security: 843380106 Meeting Type: Special Meeting Date: 22-Dec-2022 Ticker: SMBC ISIN: US8433801060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the issuance of Southern Mgmt For For Missouri Bancorp, Inc ("Southern Missouri") common stock pursuant to the Agreement and Plan of Merger, dated as of September 20, 2022 (as it may be amended from time to time), by and among Southern Missouri, Southern Missouri Acquisition VI Corp., a wholly owned subsidiary of Southern Missouri ("Merger Sub"), and Citizens Bancshares Co. ("Citizens") pursuant to which Citizens will merge into Merger Sub followed by a merger of Merger Sub with and into Southern Missouri. 2. To approve adjournment of the Southern Mgmt For For Missouri special meeting of shareholders, if necessary or appropriate, to solicit additional proxies in favor of the Southern Missouri share issuance proposal. -------------------------------------------------------------------------------------------------------------------------- SOUTHSTATE CORPORATION Agenda Number: 935773401 -------------------------------------------------------------------------------------------------------------------------- Security: 840441109 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: SSB ISIN: US8404411097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Ronald M. Cofield, Mgmt For For Sr. 1b. Election of Director: Shantella E. Cooper Mgmt For For 1c. Election of Director: John C. Corbett Mgmt For For 1d. Election of Director: Jean E. Davis Mgmt For For 1e. Election of Director: Martin B. Davis Mgmt For For 1f. Election of Director: Douglas J. Hertz Mgmt For For 1g. Election of Director: G. Ruffner Page, Jr. Mgmt For For 1h. Election of Director: William Knox Pou, Jr. Mgmt For For 1i. Election of Director: James W. Roquemore Mgmt For For 1j. Election of Director: David G. Salyers Mgmt For For 1k. Election of Director: Joshua A. Snively Mgmt For For 2. Approval, as an advisory, non-binding "say Mgmt For For on pay" resolution, of our executive compensation. 3. Approval, as an advisory, non-binding "say Mgmt 1 Year For when on pay" resolution, of the frequency of future votes on executive compensation. 4. Ratification, as an advisory, non-binding Mgmt For For vote, of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- SPAREBANK 1 SR-BANK ASA Agenda Number: 716831056 -------------------------------------------------------------------------------------------------------------------------- Security: R8170W115 Meeting Type: AGM Meeting Date: 13-Apr-2023 Ticker: ISIN: NO0010631567 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. CMMT IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF Non-Voting ATTORNEY (POA) IN PLACE, AN INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. CMMT TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE Non-Voting ACCOUNT IN THE LOCAL MARKET, THE LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 860895 DUE TO RECEIVED UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1 THE CHAIR OF THE BOARD OPENS THE GENERAL Non-Voting MEETING 2 ELECTION OF THE MEETING CHAIR AND TWO Mgmt No vote PEOPLE TO SIGN THE MINUTES TOGETHER WITH THE MEETING CHAIR 3 APPROVAL OF THE NOTICE AND AGENDA Mgmt No vote 4 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS Mgmt No vote AND ANNUAL REPORT FOR 2022, INCLUDING ALLOCATION OF THE PROFIT FOR THE YEAR 5 AUTHORITY FOR THE BOARD OF DIRECTORS TO Mgmt No vote DECIDE ON PAYING OUT EXTRAORDINARY DIVIDENDS 6 CORPORATE GOVERNANCE OF SPAREBANK 1 SR-BANK Mgmt No vote 7 APPROVAL OF THE AUDITOR'S FEES Mgmt No vote 8 ADVISORY VOTE ON SPAREBANK 1 SR-BANK'S Mgmt No vote EXECUTIVE REMUNERATION REPORT IN ACCORDANCE WITH SECTION 6-16B OF THE PUBLIC LIMITED LIABILITY COMPANIES ACT 9 APPROVAL OF GUIDELINES ON THE DETERMINATION Mgmt No vote OF SALARIES AND OTHER REMUNERATION FOR EXECUTIVE PERSONS IN LINE WITH SECTION 6-16A OF THE PUBLIC LIMITED LIABILITY COMPANIES ACT 10 PROPOSAL FOR AMENDMENTS TO THE ARTICLES OF Mgmt No vote ASSOCIATION 11 ELECTIONS TO THE BOARD - TWO BOARD MEMBERS Mgmt No vote (THE BOARD IS ELECTED TOGETHER) 12.1 ELECTIONS TO THE NOMINATION COMMITTEE: Mgmt No vote GUNN-JANE HALAND, MEMBER 12.2 ELECTIONS TO THE NOMINATION COMMITTEE: TORE Mgmt No vote HEGGHEIM, MEMBER 13 APPROVAL OF REMUNERATION RATES Mgmt No vote 14 AUTHORITY TO ACQUIRE THE BANK'S OWN SHARES Mgmt No vote AND PLEDGE THE BANK'S SHARES AS SECURITY FOR BORROWING 15 AUTHORITY FOR HYBRID TIER 1 SECURITIES, Mgmt No vote SUBORDINATED LOAN AND SENIOR NON-PREFERRED LIABILITIES 16 AUTHORITY FOR THE BOARD TO INCREASE SHARE Mgmt No vote CAPITAL BY ISSUING NEW SHARES CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT PLEASE NOTE SHARE BLOCKING WILL APPLY FOR Non-Voting ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. -------------------------------------------------------------------------------------------------------------------------- STOCK YARDS BANCORP, INC. Agenda Number: 935795421 -------------------------------------------------------------------------------------------------------------------------- Security: 861025104 Meeting Type: Annual Meeting Date: 27-Apr-2023 Ticker: SYBT ISIN: US8610251048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Shannon B. Arvin Mgmt For For 1b. Election of Director: Paul J. Bickel III Mgmt For For 1c. Election of Director: Allison J. Donovan Mgmt For For 1d. Election of Director: David P. Heintzman Mgmt Against Against 1e. Election of Director: Carl G. Herde Mgmt For For 1f. Election of Director: James A. Hillebrand Mgmt For For 1g. Election of Director: Richard A. Lechleiter Mgmt For For 1h. Election of Director: Philip S. Poindexter Mgmt For For 1i. Election of Director: Stephen M. Priebe Mgmt For For 1j. Election of Director: Edwin S. Saunier Mgmt For For 1k. Election of Director: John L. Schutte Mgmt For For 1l. Election of Director: Kathy C. Thompson Mgmt For For 1m. Election of Director: Laura L. Wells Mgmt For For 2. The ratification of FORVIS, LLP as the Mgmt For For independent registered public accounting firm for Stock Yards Bancorp, Inc.for the year ending December 31, 2023. 3. The advisory approval of the compensation Mgmt For For of Bancorp's named executive officers. 4. The advisory vote on the frequency of Mgmt 1 Year For future shareholder votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- SYNOVUS FINANCIAL CORP. Agenda Number: 935780610 -------------------------------------------------------------------------------------------------------------------------- Security: 87161C501 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: SNV ISIN: US87161C5013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Stacy Apter Mgmt For For 1b. Election of Director: Tim E. Bentsen Mgmt For For 1c. Election of Director: Kevin S. Blair Mgmt For For 1d. Election of Director: Pedro Cherry Mgmt For For 1e. Election of Director: John H. Irby Mgmt For For 1f. Election of Director: Diana M. Murphy Mgmt For For 1g. Election of Director: Harris Pastides Mgmt For For 1h. Election of Director: John L. Stallworth Mgmt For For 1i. Election of Director: Barry L. Storey Mgmt For For 1j. Election of Director: Alexandra Villoch Mgmt For For 1k. Election of Director: Teresa White Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of Synovus' named executive officers as determined by the Compensation and Human Capital Committee. 3. To ratify the appointment of KPMG LLP as Mgmt For For Synovus' independent auditor for the year 2023. -------------------------------------------------------------------------------------------------------------------------- THE COMMUNITY FINANCIAL CORPORATION Agenda Number: 935869062 -------------------------------------------------------------------------------------------------------------------------- Security: 20368X101 Meeting Type: Special Meeting Date: 20-Jun-2023 Ticker: TCFC ISIN: US20368X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The approval of the Agreement and Plan of Mgmt For For Merger, dated December 14, 2022, by and between Shore Bancshares, Inc. and The Community Financial Corporation ("TCFC") and the transactions contemplated thereby, including the merger of TCFC with and into Shore Bancshares, Inc. (the "Merger"). 2. Non-binding resolution to approve the Mgmt For For compensation payable to the named executive officers of TCFC in connection with the Merger. 3. The approval of one or more adjournments of Mgmt For For the TCFC special meeting to a later date or dates, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the time of the TCFC special meeting to approve the TCFC merger proposal. -------------------------------------------------------------------------------------------------------------------------- THE FIRST BANCORP, INC. Agenda Number: 935785420 -------------------------------------------------------------------------------------------------------------------------- Security: 31866P102 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: FNLC ISIN: US31866P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert B. Gregory Mgmt For For Renee W. Kelly Mgmt For For Tony C. McKim Mgmt For For Cornelius J. Russell Mgmt For For Stuart G. Smith Mgmt For For Kimberly S. Swan Mgmt Withheld Against Bruce B. Tindal Mgmt For For F. Stephen Ward Mgmt For For 2. To approve (on a non-binding basis), the Mgmt For For compensation of the Company's executives, as disclosed in the Company's annual report and proxy statement. 3. To ratify the Board of Directors Audit Mgmt For For Committee's selection of Berry Dunn McNeil & Parker, LLC, as independent auditors for the Company for 2023. -------------------------------------------------------------------------------------------------------------------------- THE FIRST BANCSHARES, INC. Agenda Number: 935737710 -------------------------------------------------------------------------------------------------------------------------- Security: 318916103 Meeting Type: Special Meeting Date: 29-Dec-2022 Ticker: FBMS ISIN: US3189161033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. MERGER AND SHARE ISSUANCE PROPOSAL - A Mgmt For For proposal to adopt and approve the Agreement and Plan of Merger, dated as of July 27, 2022, by and between The First Bancshares, Inc. and Heritage Southeast Bancorporation, Inc., which provides for the merger of Heritage Southeast Bancorporation, Inc. with and into The First Bancshares, Inc., with The First Bancshares, Inc. as the surviving corporation, and the transactions contemplated by the Agreement and Plan of Merger. 2. ADJOURNMENT PROPOSAL - A proposal to Mgmt For For adjourn the special meeting of The First Bancshares, Inc., if necessary or appropriate, to solicit additional proxies in favor of the Merger and Share Issuance Proposal. -------------------------------------------------------------------------------------------------------------------------- THE FIRST BANCSHARES, INC. Agenda Number: 935824739 -------------------------------------------------------------------------------------------------------------------------- Security: 318916103 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: FBMS ISIN: US3189161033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Ted E. Parker Mgmt For For 1.2 Election of Director: J. Douglas Seidenburg Mgmt For For 1.3 Election of Director: Renee Moore Mgmt For For 1.4 Election of Director: Valencia M. Mgmt For For Williamson 1.5 Election of Director: Jonathan A. Levy Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers 3. Approval, on an advisory basis, of the Mgmt 1 Year For frequency of future advisory votes on the compensation of our named executive officers 4. Approval of an amendment to the Company's Mgmt For For Amended and Restated Articles of Incorporation to increase the number of authorized shares of the Company's common stock 5. Approval of an amendment to the Company's Mgmt For For Amended and Restated Articles of Incorporation to declassify the Board of Directors 6. Ratification of the appointment of FORVIS, Mgmt For For LLP as the independent registered public accounting firm of the Company for the fiscal year 2023 -------------------------------------------------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 935773324 -------------------------------------------------------------------------------------------------------------------------- Security: 693475105 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: PNC ISIN: US6934751057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Joseph Alvarado Mgmt For For 1b. Election of Director: Debra A. Cafaro Mgmt For For 1c. Election of Director: Marjorie Rodgers Mgmt For For Cheshire 1d. Election of Director: William S. Demchak Mgmt For For 1e. Election of Director: Andrew T. Feldstein Mgmt For For 1f. Election of Director: Richard J. Harshman Mgmt For For 1g. Election of Director: Daniel R. Hesse Mgmt For For 1h. Election of Director: Renu Khator Mgmt For For 1i. Election of Director: Linda R. Medler Mgmt For For 1j. Election of Director: Robert A. Niblock Mgmt For For 1k. Election of Director: Martin Pfinsgraff Mgmt For For 1l. Election of Director: Bryan S. Salesky Mgmt For For 1m. Election of Director: Toni Townes-Whitley Mgmt For For 2. Ratification of the Audit Committee's Mgmt For For selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2023. 3. Advisory vote to approve named executive Mgmt For For officer compensation. 4. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- TIMBERLAND BANCORP, INC. Agenda Number: 935751354 -------------------------------------------------------------------------------------------------------------------------- Security: 887098101 Meeting Type: Annual Meeting Date: 24-Jan-2023 Ticker: TSBK ISIN: US8870981011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jon C. Parker Mgmt For For Michael J. Stoney Mgmt For For Kelly A. Suter Mgmt For For 2. Advisory (non-binding) approval of the Mgmt For For compensation of our named executive officers as disclosed in the proxy statement. 3. Ratification of the Audit Committee's Mgmt For For selection of Delap LLP as our independent registered public accounting firm for the year ending September 30, 2023. -------------------------------------------------------------------------------------------------------------------------- TRICO BANCSHARES Agenda Number: 935836366 -------------------------------------------------------------------------------------------------------------------------- Security: 896095106 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: TCBK ISIN: US8960951064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kirsten E. Garen Mgmt For For Cory W. Giese Mgmt For For John S. A. Hasbrook Mgmt For For Margaret L. Kane Mgmt For For Michael W. Koehnen Mgmt For For Anthony L. Leggio Mgmt For For Martin A. Mariani Mgmt For For Thomas C. McGraw Mgmt For For Jon Y. Nakamura Mgmt For For Richard P. Smith Mgmt For For Kimberley H. Vogel Mgmt For For 2. Advisory approval of the company's Mgmt For For executive compensation. 3. Advisory approval on the frequency of Mgmt 1 Year For future advisory votes concerning the compensation of the company's executives. 4. To ratify the selection of Moss Adams LLP Mgmt For For as the company's independent auditor for 2023. -------------------------------------------------------------------------------------------------------------------------- TRUIST FINANCIAL CORPORATION Agenda Number: 935775607 -------------------------------------------------------------------------------------------------------------------------- Security: 89832Q109 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: TFC ISIN: US89832Q1094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jennifer S. Banner Mgmt For For 1b. Election of Director: K. David Boyer, Jr. Mgmt For For 1c. Election of Director: Agnes Bundy Scanlan Mgmt For For 1d. Election of Director: Anna R. Cablik Mgmt For For 1e. Election of Director: Dallas S. Clement Mgmt For For 1f. Election of Director: Paul D. Donahue Mgmt For For 1g. Election of Director: Patrick C. Graney III Mgmt For For 1h. Election of Director: Linnie M. Haynesworth Mgmt For For 1i. Election of Director: Kelly S. King Mgmt For For 1j. Election of Director: Easter A. Maynard Mgmt For For 1k. Election of Director: Donna S. Morea Mgmt For For 1l. Election of Director: Charles A. Patton Mgmt For For 1m. Election of Director: Nido R. Qubein Mgmt For For 1n. Election of Director: David M. Ratcliffe Mgmt For For 1o. Election of Director: William H. Rogers, Mgmt For For Jr. 1p. Election of Director: Frank P. Scruggs, Jr. Mgmt For For 1q. Election of Director: Christine Sears Mgmt For For 1r. Election of Director: Thomas E. Skains Mgmt For For 1s. Election of Director: Bruce L. Tanner Mgmt For For 1t. Election of Director: Thomas N. Thompson Mgmt For For 1u. Election of Director: Steven C. Voorhees Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as Truist's independent registered public accounting firm for 2023. 3. Advisory vote to approve Truist's executive Mgmt For For compensation program. 4. To recommend that a non-binding, advisory Mgmt 1 Year For vote to approve Truist's executive compensation program be put to shareholders for their consideration every: one; two; or three years. 5. Shareholder proposal regarding an Shr For Against independent Chairman of the Board of Directors, if properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- U.S. BANCORP Agenda Number: 935771914 -------------------------------------------------------------------------------------------------------------------------- Security: 902973304 Meeting Type: Annual Meeting Date: 18-Apr-2023 Ticker: USB ISIN: US9029733048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Warner L. Baxter Mgmt For For 1b. Election of Director: Dorothy J. Bridges Mgmt For For 1c. Election of Director: Elizabeth L. Buse Mgmt For For 1d. Election of Director: Andrew Cecere Mgmt For For 1e. Election of Director: Alan B. Colberg Mgmt For For 1f. Election of Director: Kimberly N. Mgmt For For Ellison-Taylor 1g Election of Director: Kimberly J. Harris Mgmt For For 1h. Election of Director: Roland A. Hernandez Mgmt For For 1i. Election of Director: Richard P. McKenney Mgmt For For 1j. Election of Director: Yusuf I. Mehdi Mgmt For For 1k. Election of Director: Loretta E. Reynolds Mgmt For For 1l. Election of Director: John P. Wiehoff Mgmt For For 1m. Election of Director: Scott W. Wine Mgmt For For 2. An advisory vote to approve the Mgmt For For compensation of our executives disclosed in the proxy statement. 3. An advisory vote on the frequency of future Mgmt 1 Year For advisory votes on executive compensation. 4. The ratification of the selection of Ernst Mgmt For For & Young LLP as our independent auditor for the 2023 fiscal year. -------------------------------------------------------------------------------------------------------------------------- UNITED BANCORPORATION OF ALABAMA, INC. Agenda Number: 935806832 -------------------------------------------------------------------------------------------------------------------------- Security: 90944R100 Meeting Type: Annual Meeting Date: 03-May-2023 Ticker: UBAB ISIN: US90944R1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election as director to serve until the Mgmt Withheld Against 2026 Annual Meeting: Dale M. Ash 1.2 Election as director to serve until the Mgmt Withheld Against 2026 Annual Meeting: Elmo Douglas Ziebach, Jr. 1.3 Election as director to serve until the Mgmt Withheld Against 2026 Annual Meeting: Michael R. Vincent -------------------------------------------------------------------------------------------------------------------------- UNIVEST FINANCIAL CORPORATION Agenda Number: 935779047 -------------------------------------------------------------------------------------------------------------------------- Security: 915271100 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: UVSP ISIN: US9152711001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Joseph P. Beebe* Mgmt For For Natalye Paquin* Mgmt For For Robert C. Wonderling* Mgmt For For Martin P. Connor** Mgmt For For 2. Approval of the Univest Financial Mgmt For For Corporation 2023 Equity Incentive Plan 3. Ratification of KPMG LLP as our independent Mgmt For For registered public accounting firm for 2023 4. Approval of, on an advisory (non-binding) Mgmt For For basis, the compensation of our named executive officers as presented in the Proxy Statement 5. Approval of the frequency of conducting Mgmt 1 Year For advisory (non-binding) votes on the compensation of our named executive officers -------------------------------------------------------------------------------------------------------------------------- VIRGINIA NATIONAL BANKSHARES CORPORATION Agenda Number: 935859299 -------------------------------------------------------------------------------------------------------------------------- Security: 928031103 Meeting Type: Annual Meeting Date: 29-Jun-2023 Ticker: VABK ISIN: US9280311039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John B. Adams, Jr. Mgmt For For Steven W. Blaine Mgmt For For Kevin T. Carter Mgmt For For Hunter E. Craig Mgmt For For William D. Dittmar, Jr. Mgmt Withheld Against Randolph D. Frostick Mgmt For For Linda M. Houston Mgmt Withheld Against Jay B. Keyser Mgmt For For Glenn W. Rust Mgmt Withheld Against Sterling T. Strange III Mgmt For For Gregory L. Wells Mgmt For For 2. Advisory (non-binding) approval of the Mgmt For For Company's executive compensation. 3. Ratification of the appointment of Yount, Mgmt For For Hyde & Barbour, P.C. as the Company's independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- WASHINGTON TRUST BANCORP, INC. Agenda Number: 935775493 -------------------------------------------------------------------------------------------------------------------------- Security: 940610108 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: WASH ISIN: US9406101082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John J. Bowen Mgmt For For Robert A. DiMuccio, CPA Mgmt For For Mark K.W. Gim Mgmt For For Sandra Glaser Parrillo Mgmt For For 2. The ratification of the selection of Crowe Mgmt For For LLP to serve as the Corporation's independent registered public accounting firm for the year ending December 31, 2023. 3. A non-binding advisory resolution to Mgmt For For approve the compensation of the Corporation's named executive officers. 4. A non-binding advisory vote to select the Mgmt 1 Year For frequency of future shareholder advisory votes to approve the Corporation's executive compensation. -------------------------------------------------------------------------------------------------------------------------- WESTAMERICA BANCORPORATION Agenda Number: 935778564 -------------------------------------------------------------------------------------------------------------------------- Security: 957090103 Meeting Type: Annual Meeting Date: 27-Apr-2023 Ticker: WABC ISIN: US9570901036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: E.J. Bowler Mgmt For For 1.2 Election of Director: M. Chiesa Mgmt For For 1.3 Election of Director: M. Hassid Mgmt For For 1.4 Election of Director: C. MacMillan Mgmt For For 1.5 Election of Director: R. Nelson Mgmt For For 1.6 Election of Director: D. Payne Mgmt For For 1.7 Election of Director: E. Sylvester Mgmt For For 1.8 Election of Director: I. Wondeh Mgmt For For 2. Approve a non-binding advisory vote on the Mgmt For For compensation of our executive officers. 3. Approve a non-binding advisory vote on the Mgmt 1 Year For frequency of the advisory vote on the compensation of our named executive officers. 4. Ratification of independent auditors. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- WESTBURY BANCORP, INC Agenda Number: 935755679 -------------------------------------------------------------------------------------------------------------------------- Security: 95727P106 Meeting Type: Annual Meeting Date: 15-Feb-2023 Ticker: WBBW ISIN: US95727P1066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Greg Remus Mgmt Withheld Against 2. Proposal to ratify the appointment of Mgmt For For CliftonLarsonAllen LLP as the Company's independent registered public accounting firm for the year ending September 30, 2023. -------------------------------------------------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORPORATION Agenda Number: 935843335 -------------------------------------------------------------------------------------------------------------------------- Security: 957638109 Meeting Type: Annual Meeting Date: 14-Jun-2023 Ticker: WAL ISIN: US9576381092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Bruce D. Beach Mgmt For For 1b. Election of Director: Kevin M. Blakely Mgmt For For 1c. Election of Director: Juan Figuereo Mgmt For For 1d. Election of Director: Paul S. Galant Mgmt For For 1e. Election of Director: Howard Gould Mgmt For For 1f. Election of Director: Marianne Boyd Johnson Mgmt For For 1g. Election of Director: Mary Tuuk Kuras Mgmt For For 1h. Election of Director: Robert Latta Mgmt For For 1i. Election of Director: Anthony Meola Mgmt For For 1j. Election of Director: Bryan Segedi Mgmt For For 1k. Election of Director: Donald Snyder Mgmt For For 1l. Election of Director: Sung Won Sohn, Ph.D. Mgmt For For 1m. Election of Director: Kenneth A. Vecchione Mgmt For For 2. Approve, on a non-binding advisory basis, Mgmt For For executive compensation. 3. Ratify the appointment of RSM US LLP as the Mgmt For For Company's independent auditor for 2023. 4. Approve the amendment and restatement of Mgmt For For the 2005 Stock Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- WSFS FINANCIAL CORPORATION Agenda Number: 935798629 -------------------------------------------------------------------------------------------------------------------------- Security: 929328102 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: WSFS ISIN: US9293281021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Eleuthere I. du Pont Mgmt For For Nancy J. Foster Mgmt For For David G. Turner Mgmt For For 2. An advisory (non-binding) Say-on-Pay Vote Mgmt For For relating to the compensation of WSFS Financial Corporation's named executive officers ("NEOs"). 3. An advisory (non-binding) vote recommending Mgmt 1 Year For the frequency of the Say-on-Pay Vote to approve the compensation of the NEOs, every 1 year, 2 years, or 3 years. 4. An amendment of the 2018 Long-Term Mgmt For For Incentive Plan to increase the number of shares of Common Stock available for issuance under the 2018 Plan. 5. The ratification of the appointment of KPMG Mgmt For For LLP as WSFS Financial Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION Agenda Number: 935776015 -------------------------------------------------------------------------------------------------------------------------- Security: 989701107 Meeting Type: Annual Meeting Date: 05-May-2023 Ticker: ZION ISIN: US9897011071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Maria Contreras-Sweet Mgmt For For 1B. Election of Director: Gary L. Crittenden Mgmt For For 1C. Election of Director: Suren K. Gupta Mgmt For For 1D. Election of Director: Claire A. Huang Mgmt For For 1E. Election of Director: Vivian S. Lee Mgmt For For 1F. Election of Director: Scott J. McLean Mgmt For For 1G. Election of Director: Edward F. Murphy Mgmt For For 1H. Election of Director: Stephen D. Quinn Mgmt For For 1I. Election of Director: Harris H. Simmons Mgmt For For 1J. Election of Director: Aaron B. Skonnard Mgmt For For 1K. Election of Director: Barbara A. Yastine Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Independent Registered Public Accounting Firm to audit the Bank's financial statements for the current fiscal year. 3. Approval, on a nonbinding advisory basis, Mgmt For For of the compensation paid to the Bank's named executive officers with respect to fiscal year ended December 31, 2022. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) John Hancock Financial Opportunities Fund By (Signature) /s/ Kristie M. Feinberg Name Kristie M. Feinberg Title President Date 08/23/2023