0001438934-19-000431.txt : 20190828 0001438934-19-000431.hdr.sgml : 20190828 20190828150355 ACCESSION NUMBER: 0001438934-19-000431 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190828 DATE AS OF CHANGE: 20190828 EFFECTIVENESS DATE: 20190828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND CENTRAL INDEX KEY: 0000925683 IRS NUMBER: 043241844 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-08568 FILM NUMBER: 191061370 BUSINESS ADDRESS: STREET 1: C/O JOHN HANCOCK FUNDS STREET 2: 200 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-663-3000 MAIL ADDRESS: STREET 1: C/O JOHN HANCOCK FUNDS STREET 2: 200 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: JOHN HANCOCK BANK & THRIFT OPPORTUNITY FUND DATE OF NAME CHANGE: 20110214 FORMER COMPANY: FORMER CONFORMED NAME: HANCOCK JOHN BANK & THRIFT OPPORTUNITY FUND DATE OF NAME CHANGE: 19940728 FORMER COMPANY: FORMER CONFORMED NAME: HANCOCK JOHN REGIONAL BANK & THRIFT FUND DATE OF NAME CHANGE: 19940620 N-PX 1 BRD031_0000925683_2019.txt BRD031_0000925683_2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-08568 NAME OF REGISTRANT: John Hancock Financial Opportunities Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 200 Berkeley Street Boston, MA 02116 NAME AND ADDRESS OF AGENT FOR SERVICE: Charles A. Rizzo 197 Clarendon Street Boston, MA 02116 REGISTRANT'S TELEPHONE NUMBER: 6176633000 DATE OF FISCAL YEAR END: 12/31 DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019 2X21 JHF Financial Opportunities Fund -------------------------------------------------------------------------------------------------------------------------- 1ST SOURCE CORPORATION Agenda Number: 934934438 -------------------------------------------------------------------------------------------------------------------------- Security: 336901103 Meeting Type: Annual Meeting Date: 18-Apr-2019 Ticker: SRCE ISIN: US3369011032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a Election of Director for terms expiring Mgmt Against Against April 2022: Daniel B. Fitzpatrick 1b Election of Director for terms expiring Mgmt For For April 2022: Najeeb A. Khan 1c Election of Director for terms expiring Mgmt For For April 2022: Christopher J. Murphy IV 2 Ratification of the appointment of BKD LLP Mgmt For For as 1st Source Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- ACCESS NATIONAL CORPORATION Agenda Number: 934914955 -------------------------------------------------------------------------------------------------------------------------- Security: 004337101 Meeting Type: Special Meeting Date: 15-Jan-2019 Ticker: ANCX ISIN: US0043371014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve the Agreement and Plan of Mgmt For For Reorganization, dated as of October 4, 2018, including the related Plan of Merger, by and between Union Bankshares Corporation ("Union") and Access National Corporation ("Access"), as amended, pursuant to which, among other things, Access will merge with and into Union (the "merger") and, following the merger. 2. Proposal to approve, on an advisory Mgmt For For (non-binding) basis, specified compensation that may become payable to the named executive officers of Access in connection with the merger. 3. Proposal to approve one or more Mgmt For For adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies in favor of approval of Proposal 1. -------------------------------------------------------------------------------------------------------------------------- AMERICAN NATIONAL BANKSHARES INC. Agenda Number: 935001622 -------------------------------------------------------------------------------------------------------------------------- Security: 027745108 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: AMNB ISIN: US0277451086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey V. Haley# Mgmt For For John H. Love# Mgmt For For Ronda M. Penn# Mgmt For For Nancy Howell Agee# Mgmt For For Susan K. Still# Mgmt For For Kenneth S. Bowling* Mgmt For For 3. TO RATIFY THE SELECTION OF YOUNT, HYDE & Mgmt For For BARBOUR P.C., INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2019 4. ADVISORY VOTE ON EXECUTIVE COMPENSATION OF Mgmt For For THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT -------------------------------------------------------------------------------------------------------------------------- AMERICAN RIVIERA BANK Agenda Number: 935034570 -------------------------------------------------------------------------------------------------------------------------- Security: 02932A106 Meeting Type: Annual Meeting Date: 19-Jun-2019 Ticker: ARBV ISIN: US02932A1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank Burgess Mgmt For For Darren D. Caesar Mgmt Withheld Against Joe Campanelli Mgmt For For Jeff DeVine Mgmt Withheld Against Leonard Himelsein Mgmt For For Jody D. Holehouse, CPA Mgmt Withheld Against Weldon U. Howell Jr Esq Mgmt For For Lawrence Koppelman Mgmt Withheld Against Douglas Margerum Mgmt Withheld Against 2. RATIFICATION OF THE SELECTION OF CROWE LLP Mgmt Against Against AS THE BANK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. To ratify the selection of Crowe LLP as the Bank's independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- AMERIS BANCORP Agenda Number: 934970573 -------------------------------------------------------------------------------------------------------------------------- Security: 03076K108 Meeting Type: Special Meeting Date: 06-May-2019 Ticker: ABCB ISIN: US03076K1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Ameris Share Issuance Proposal: To approve Mgmt For For the issuance of shares of common stock, par value $1.00 per share, of Ameris Bancorp ("Ameris") in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of December 17, 2018, as may be amended from time to time, by and between Ameris and Fidelity Southern Corporation. 2. Ameris Adjournment Proposal: To adjourn the Mgmt For For Ameris special meeting, if necessary or appropriate, to permit further solicitation of proxies in favor of the Ameris share issuance proposal. -------------------------------------------------------------------------------------------------------------------------- AMERIS BANCORP Agenda Number: 934969304 -------------------------------------------------------------------------------------------------------------------------- Security: 03076K108 Meeting Type: Annual Meeting Date: 14-May-2019 Ticker: ABCB ISIN: US03076K1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Daniel B. Jeter Mgmt For For William H. Stern Mgmt For For Dennis J. Zember Jr. Mgmt For For 2. Ratification of the appointment of Crowe Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. Advisory approval of the compensation of Mgmt Against Against the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- ARES MANAGEMENT CORPORATION Agenda Number: 934984471 -------------------------------------------------------------------------------------------------------------------------- Security: 03990B101 Meeting Type: Annual Meeting Date: 20-May-2019 Ticker: ARES ISIN: US03990B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Michael J. Arougheti Mgmt Against Against 1B. Election of Director: Antoinette Bush Mgmt For For 1C. Election of Director: Paul G. Joubert Mgmt For For 1D. Election of Director: David B. Kaplan Mgmt Against Against 1E. Election of Director: John H. Kissick Mgmt Against Against 1F. Election of Director: Michael Lynton Mgmt For For 1G. Election of Director: Dr. Judy D. Olian Mgmt For For 1H. Election of Director: Antony P. Ressler Mgmt Against Against 1I. Election of Director: Bennett Rosenthal Mgmt Against Against 2. The ratification of the appointment of Mgmt For For Ernst & Young LLP as independent auditors for our 2019 fiscal year. 3. Approval, on a non-binding advisory basis, Mgmt Against Against of the compensation paid to our named executive officers for our 2018 fiscal year. 4. To recommend, on a non-binding advisory Mgmt 1 Year Against basis, the frequency of future advisory votes to approve, on a non-binding advisory basis, the compensation paid to our named executive officers. -------------------------------------------------------------------------------------------------------------------------- ATLANTIC CAPITAL BANCSHARES, INC. Agenda Number: 934995424 -------------------------------------------------------------------------------------------------------------------------- Security: 048269203 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: ACBI ISIN: US0482692037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Walter M. Deriso, Jr. Mgmt Withheld Against Shantella E. Cooper Mgmt For For Henchy R. Enden Mgmt For For James H. Graves Mgmt For For Douglas J. Hertz Mgmt For For R. Charles Shufeldt Mgmt For For Lizanne Thomas Mgmt For For Douglas L. Williams Mgmt For For Marietta Edmunds Zakas Mgmt For For 2. Ratification of Ernst & Young LLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- AVIDBANK HOLDINGS, INC. Agenda Number: 934987770 -------------------------------------------------------------------------------------------------------------------------- Security: 05368J103 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: AVBH ISIN: US05368J1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark D. Mordell Mgmt For For Kristofer W. Biorn Mgmt For For Kenneth D. Brenner Mgmt For For Lisa B. Hendrickson Mgmt For For Bryan C. Polster Mgmt For For Roxy H. Rapp Mgmt For For Michael F. Rosinus Mgmt For For Robert H. Scott Mgmt For For Marc J. Verissimo Mgmt For For 2. RATIFICATION OF CROWE HORWATH LLP AS Mgmt For For AUDITORS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2019 -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 934942360 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: BAC ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Sharon L. Allen Mgmt For For 1b. Election of Director: Susan S. Bies Mgmt For For 1c. Election of Director: Jack O. Bovender, Jr. Mgmt For For 1d. Election of Director: Frank P. Bramble, Sr. Mgmt For For 1e. Election of Director: Pierre J.P. de Weck Mgmt For For 1f. Election of Director: Arnold W. Donald Mgmt For For 1g. Election of Director: Linda P. Hudson Mgmt For For 1h. Election of Director: Monica C. Lozano Mgmt For For 1i. Election of Director: Thomas J. May Mgmt For For 1j. Election of Director: Brian T. Moynihan Mgmt For For 1k. Election of Director: Lionel L. Nowell III Mgmt For For 1l. Election of Director: Clayton S. Rose Mgmt For For 1m. Election of Director: Michael D. White Mgmt For For 1n. Election of Director: Thomas D. Woods Mgmt For For 1o. Election of Director: R. David Yost Mgmt For For 1p. Election of Director: Maria T. Zuber Mgmt For For 2. Approving Our Executive Compensation (an Mgmt For For Advisory, Non- binding "Say on Pay" Resolution) 3. Ratifying the Appointment of Our Mgmt For For Independent Registered Public Accounting Firm for 2019. 4. Amending the Bank of America Corporation Mgmt For For Key Employee Equity Plan. 5. Report Concerning Gender Pay Equity. Shr For Against 6. Right to Act by Written Consent. Shr For Against 7. Enhance Shareholder Proxy Access. Shr For Against -------------------------------------------------------------------------------------------------------------------------- BANK OF COMMERCE HOLDINGS Agenda Number: 934974761 -------------------------------------------------------------------------------------------------------------------------- Security: 06424J103 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: BOCH ISIN: US06424J1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Orin N. Bennett Mgmt For For Gary R. Burks Mgmt For For Randall S. Eslick Mgmt For For Joseph Q. Gibson Mgmt For For Jon W. Halfhide Mgmt For For David J. Inderkum Mgmt For For Linda J. Miles Mgmt For For Karl L. Silberstein Mgmt For For Terence J. Street Mgmt For For Lyle L. Tullis Mgmt For For 2. Ratify the selection of Moss Adams LLP as Mgmt For For our independent registered public accounting firm for 2019. 3. Approve, on a non-binding advisory basis, Mgmt For For the compensation of the Company's named executive officers (the "say-on-pay" vote). 4. Vote, on a non-binding advisory basis, on Mgmt 1 Year For the frequency (i.e., every one, two, or three years) of holding the say-on-pay vote. 5. Approve the 2019 Equity Incentive Plan. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- BANK OF MARIN BANCORP Agenda Number: 934990955 -------------------------------------------------------------------------------------------------------------------------- Security: 063425102 Meeting Type: Annual Meeting Date: 14-May-2019 Ticker: BMRC ISIN: US0634251021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Steven I. Barlow Mgmt Withheld Against Russell A. Colombo Mgmt Withheld Against James C. Hale Mgmt Withheld Against Robert Heller Mgmt Withheld Against Norma J. Howard Mgmt Withheld Against Kevin R. Kennedy Mgmt Withheld Against William H. McDevitt,Jr. Mgmt Withheld Against Leslie E. Murphy Mgmt Withheld Against Joel Sklar, MD Mgmt Withheld Against Brian M. Sobel Mgmt Withheld Against 2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For COMPENSATION 3. RATIFICATION OF THE SELECTION OF Mgmt For For INDEPENDENT AUDITOR -------------------------------------------------------------------------------------------------------------------------- BAR HARBOR BANKSHARES Agenda Number: 934999826 -------------------------------------------------------------------------------------------------------------------------- Security: 066849100 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: BHB ISIN: US0668491006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Daina H. Belair Mgmt For For 1b. Election of Director: Matthew L. Caras Mgmt For For 1c. Election of Director: David M. Colter Mgmt For For 1d. Election of Director: Steven H. Dimick Mgmt For For 1e. Election of Director: Martha T. Dudman Mgmt For For 1f. Election of Director: Lauri E. Fernald Mgmt For For 1g. Election of Director: Brendan O'Halloran Mgmt For For 1h. Election of Director: Curtis C. Simard Mgmt For For 1i. Election of Director: Kenneth E. Smith Mgmt For For 1j. Election of Director: Stephen R. Theroux Mgmt For For 1k. Election of Director: Scott G. Toothaker Mgmt For For 1l. Election of Director: David B. Woodside Mgmt For For 2. APPROVAL OF THE BAR HARBOR BANKSHARES 2019 Mgmt For For EQUITY PLAN 3. RATIFICATION OF THE APPOINTMENT OF RSM US Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2019 4. APPROVAL OF NON-BINDING, ADVISORY Mgmt For For RESOLUTION ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS -------------------------------------------------------------------------------------------------------------------------- BAYCOM CORP Agenda Number: 935028654 -------------------------------------------------------------------------------------------------------------------------- Security: 07272M107 Meeting Type: Annual Meeting Date: 18-Jun-2019 Ticker: BCML ISIN: US07272M1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Lloyd K. Kendall, Jr. Mgmt For For George J. Guarini Mgmt For For James S. Camp Mgmt For For Harpreet Chaudhary Mgmt For For Rocco Davis Mgmt For For Malcolm F. Hotchkiss Mgmt Withheld Against Robert R. Laverne, M.D. Mgmt For For David M. Spatz Mgmt For For 2. To ratify the selection of Moss Adams, LLP Mgmt For For as BAYCOM CORP'S independent auditor for the fiscal year ending December 31, 2019 -------------------------------------------------------------------------------------------------------------------------- BAYCOM CORPORATION Agenda Number: 934844362 -------------------------------------------------------------------------------------------------------------------------- Security: 07272M107 Meeting Type: Annual Meeting Date: 17-Jul-2018 Ticker: BCML ISIN: US07272M1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Lloyd K. Kendall, Jr. Mgmt For For George J. Guarini Mgmt Withheld Against James S. Camp Mgmt For For Harpreet Chaudhary Mgmt For For Rocco Davis Mgmt For For Malcolm F. Hotchkiss Mgmt Withheld Against Robert R. Laverne, M.D. Mgmt For For David M. Spatz Mgmt For For 2. To ratify the selection of Moss Adams, LLP Mgmt For For as BAYCOM CORP'S independent auditor for the fiscal year ending December 31, 2018 -------------------------------------------------------------------------------------------------------------------------- BB&T CORPORATION Agenda Number: 934935769 -------------------------------------------------------------------------------------------------------------------------- Security: 054937107 Meeting Type: Annual Meeting Date: 30-Apr-2019 Ticker: BBT ISIN: US0549371070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jennifer S. Banner Mgmt For For 1b. Election of Director: K. David Boyer, Jr. Mgmt For For 1c. Election of Director: Anna R. Cablik Mgmt For For 1d. Election of Director: Patrick C. Graney III Mgmt For For 1e. Election of Director: I. Patricia Henry Mgmt For For 1f. Election of Director: Kelly S. King Mgmt For For 1g. Election of Director: Louis B. Lynn, Ph.D. Mgmt For For 1h. Election of Director: Easter A. Maynard Mgmt For For 1i. Election of Director: Charles A. Patton Mgmt For For 1j. Election of Director: Nido R. Qubein Mgmt For For 1k. Election of Director: William J. Reuter Mgmt For For 1l. Election of Director: Tollie W. Rich, Jr. Mgmt For For 1m. Election of Director: Christine Sears Mgmt For For 1n. Election of Director: Thomas E. Skains Mgmt For For 1o. Election of Director: Thomas N. Thompson Mgmt For For 2. Ratification of the appointment of BB&T's Mgmt For For independent registered public accounting firm for 2019. 3. An advisory vote to approve BB&T's Mgmt For For executive compensation program. -------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HILLS BANCORP, INC. Agenda Number: 934965863 -------------------------------------------------------------------------------------------------------------------------- Security: 084680107 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: BHLB ISIN: US0846801076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David M. Brunelle Mgmt For For Robert M. Curley Mgmt For For John B. Davies Mgmt For For J. Williar Dunlaevy Mgmt For For Cornelius D. Mahoney Mgmt For For Richard M. Marotta Mgmt For For Pamela A. Massad Mgmt For For Laurie Norton Moffatt Mgmt For For Richard J. Murphy Mgmt For For William J. Ryan Mgmt For For D. Jeffrey Templeton Mgmt For For 2. To consider a non-binding proposal to give Mgmt For For advisory approval of Berkshire's executive compensation as described in the Proxy Statement. 3. To ratify the appointment of Crowe LLP as Mgmt For For Berkshire's Independent Registered Public Accounting firm for fiscal year 2019. -------------------------------------------------------------------------------------------------------------------------- BOK FINANCIAL CORPORATION Agenda Number: 934947271 -------------------------------------------------------------------------------------------------------------------------- Security: 05561Q201 Meeting Type: Annual Meeting Date: 30-Apr-2019 Ticker: BOKF ISIN: US05561Q2012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Alan S. Armstrong Mgmt For For C. Fred Ball, Jr. Mgmt Withheld Against Steven Bangert Mgmt Withheld Against Peter C. Boylan, III Mgmt For For Steven G. Bradshaw Mgmt Withheld Against Chester E. Cadieux, III Mgmt Withheld Against Gerard P. Clancy Mgmt For For John W. Coffey Mgmt For For Joseph W. Craft, III Mgmt For For Jack E. Finley Mgmt Withheld Against David F. Griffin Mgmt For For V. Burns Hargis Mgmt For For Douglas D. Hawthorne Mgmt Withheld Against Kimberley D. Henry Mgmt For For E. Carey Joullian, IV Mgmt Withheld Against George B. Kaiser Mgmt Withheld Against Stanley A. Lybarger Mgmt Withheld Against Steven J. Malcolm Mgmt For For Steven E. Nell Mgmt Withheld Against E. C. Richards Mgmt For For Claudia San Pedro Mgmt For For Michael C. Turpen Mgmt For For R. A. Walker Mgmt For For 2. Ratification of the selection of Ernst & Mgmt For For Young LLP as BOK Financial Corporation's independent auditors for the fiscal year ending December 31, 2019. 3. Approval of the compensation of the Mgmt For For Company's named executive officers as disclosed in the Proxy statement. -------------------------------------------------------------------------------------------------------------------------- BRYN MAWR BANK CORPORATION Agenda Number: 934939325 -------------------------------------------------------------------------------------------------------------------------- Security: 117665109 Meeting Type: Annual Meeting Date: 18-Apr-2019 Ticker: BMTC ISIN: US1176651099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Clement* Mgmt For For Scott M. Jenkins* Mgmt For For A.John May, III* Mgmt For For 2. SAY-ON-PAY: To approve a non-binding Mgmt For For advisory vote on executive officer compensation. 3. RATIFICATION OF AUDITORS: To ratify the Mgmt For For appointment of KPMG LLP as the independent registered public accounting firm for Bryn Mawr Bank Corporation for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- BUSINESS FIRST BANCSHARES, INC. Agenda Number: 935010912 -------------------------------------------------------------------------------------------------------------------------- Security: 12326C105 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: BFST ISIN: US12326C1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Lloyd Alford Mgmt For For 1b. Election of Director: Jack E. Byrd, Jr. Mgmt For For 1c. Election of Director: John Graves Mgmt For For 1d. Election of Director: Robert Greer, Jr. Mgmt For For 1e. Election of Director: David Laxton, III Mgmt For For 1f. Election of Director: Rolfe McCollister, Mgmt For For Jr. 1g. Election of Director: Andrew McLindon Mgmt For For 1h. Election of Director: David Melville, III Mgmt For For 1i. Election of Director: Patrick Mockler Mgmt Against Against 1j. Election of Director: David Montgomery Mgmt For For 1k. Election of Director: Arthur Price Mgmt For For 1l. Election of Director: Fayez K. Shamieh, MD Mgmt Against Against 1m. Election of Director: C. Stewart Slack Mgmt For For 1n. Election of Director: Kenneth Smith Mgmt For For 1o. Election of Director: Thomas Everett Mgmt For For Stewart 1p. Election of Director: N. Jerome Vascocu Mgmt For For 1q. Election of Director: Steve White Mgmt For For 1r. Election of Director: Robert Yarborough Mgmt For For 2. To ratify the appointment of Hannis T. Mgmt For For Bourgeois, LLP as Auditor for the Company for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- CADENCE BANCORPORATION Agenda Number: 934960320 -------------------------------------------------------------------------------------------------------------------------- Security: 12739A100 Meeting Type: Annual Meeting Date: 08-May-2019 Ticker: CADE ISIN: US12739A1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Class II Director: J. Richard Mgmt For For Fredericks 1B Election of Class II Director: Virginia A. Mgmt For For Hepner 1C Election of Class II Director: Kathy Waller Mgmt For For 2. Approval (on an advisory basis) of the Mgmt Against Against compensation of the Company's named executive officers 3. Approval (on an advisory basis) of the Mgmt 1 Year For frequency of future votes on the compensation of the Company's named executive officers 4. Ratification of the appointment of Ernst & Mgmt For For Young LLP to serve as the independent registered public accounting firm of the Company for fiscal year 2019 -------------------------------------------------------------------------------------------------------------------------- CALIFORNIA BANCORP Agenda Number: 934995866 -------------------------------------------------------------------------------------------------------------------------- Security: 13005U101 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: CALB ISIN: US13005U1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Andrew J. Armanino Mgmt For For Stephen A. Cortese Mgmt Withheld Against Kevin J. Cullen Mgmt For For Stephen R. Dathe Mgmt For For Wayne S. Doiguchi Mgmt Withheld Against Donald J. Kintzer Mgmt For For Rochelle G. Klein Mgmt For For Steven E. Shelton Mgmt For For Edmond E. Traille Mgmt For For 2. Ratify the appointment of Crowe LLP as Mgmt For For California BanCorp's independent registered public accounts for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- CAMBRIDGE BANCORP Agenda Number: 934961346 -------------------------------------------------------------------------------------------------------------------------- Security: 132152109 Meeting Type: Annual Meeting Date: 13-May-2019 Ticker: CATC ISIN: US1321521098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thalia M. Meehan Mgmt For For Jody A. Rose Mgmt For For Cathleen A. Schmidt Mgmt For For Denis K. Sheahan Mgmt For For 2. Consideration and approval of a non-binding Mgmt For For advisory resolution on the compensation of the Company's named executive officers. 3. To ratify, on an advisory basis, the Mgmt For For appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- CAMDEN NATIONAL CORPORATION Agenda Number: 934955773 -------------------------------------------------------------------------------------------------------------------------- Security: 133034108 Meeting Type: Annual Meeting Date: 30-Apr-2019 Ticker: CAC ISIN: US1330341082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Craig N. Denekas Mgmt For For 1.2 Election of Director: David C. Flanagan Mgmt For For 1.3 Election of Director: Marie J. McCarthy Mgmt For For 1.4 Election of Director: James H. Page, Ph.D. Mgmt For For 2. To approve, by non-binding advisory vote, Mgmt For For the compensation of the Company's named executive officers ("Say-on-Pay"). 3. To ratify the appointment of RSM US LLP as Mgmt For For the Company's independent registered public accounting firm for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 934941596 -------------------------------------------------------------------------------------------------------------------------- Security: 14040H105 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: COF ISIN: US14040H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard D. Fairbank Mgmt For For 1B. Election of Director: Aparna Chennapragada Mgmt For For 1C. Election of Director: Ann Fritz Hackett Mgmt For For 1D. Election of Director: Peter Thomas Killalea Mgmt For For 1E. Election of Director: Cornelis "Eli" Mgmt For For Leenaars 1F. Election of Director: Pierre E. Leroy Mgmt For For 1G. Election of Director: Francois Locoh-Donou Mgmt For For 1H. Election of Director: Peter E. Raskind Mgmt For For 1I. Election of Director: Mayo A. Shattuck III Mgmt For For 1J. Election of Director: Bradford H. Warner Mgmt For For 1K. Election of Director: Catherine G. West Mgmt For For 2. Ratification of the selection of Ernst & Mgmt For For Young LLP as independent registered public accounting firm of Capital One for 2019. 3. Advisory approval of Capital One's 2018 Mgmt For For Named Executive Officer compensation. 4. Approval and adoption of the Capital One Mgmt For For Financial Corporation Fifth Amended and Restated 2004 Stock Incentive Plan. 5. Stockholder proposal requesting Shr For Against stockholders' right to act by written consent, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- CAROLINA FINANCIAL CORPORATION Agenda Number: 934961853 -------------------------------------------------------------------------------------------------------------------------- Security: 143873107 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: CARO ISIN: US1438731077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR W. Scott Brandon Mgmt For For Lindsey A. Crisp Mgmt For For Jeffrey L. Deal Mgmt For For Thompson E. Penney Mgmt For For 2. To vote on an advisory resolution to Mgmt For For approve Carolina Financial Corporation's executive compensation program, commonly referred to as a "say on pay" vote. 3. To vote on an advisory resolution to Mgmt 1 Year For approve the frequency of Carolina Financial Corporation's "say on pay" vote. 4. The ratification of the appointment of Mgmt For For Elliott Davis, LLC as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- CAROLINA TRUST BANCSHARES, INC. Agenda Number: 934896436 -------------------------------------------------------------------------------------------------------------------------- Security: 14422P105 Meeting Type: Special Meeting Date: 12-Dec-2018 Ticker: CART ISIN: US14422P1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Merger Proposal: Proposal to approve the Mgmt For For Agreement and Plan of Merger and Reorganization dated as of June 14, 2018, by and between Carolina Trust BancShares, Inc. ("Carolina Trust") and Clover Community Bankshares, Inc. ("Clover"), and pursuant to which Carolina Trust will issue shares of its common stock, as more particularly described in the accompanying proxy materials. 2. Adjournment Proposal: Proposal to authorize Mgmt For For management to adjourn the special meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the Agreement and Plan of Merger and Reorganization. -------------------------------------------------------------------------------------------------------------------------- CAROLINA TRUST BANCSHARES, INC. Agenda Number: 934991705 -------------------------------------------------------------------------------------------------------------------------- Security: 14422P105 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: CART ISIN: US14422P1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Bryan Elliott Beal Mgmt For For Rose B. Cummings Mgmt For For Scott C. Davis Mgmt For For Jerry L. Ocheltree Mgmt For For Johnathan L. Rhyne, Jr. Mgmt For For Frederick P. Spach, Jr. Mgmt For For Ralph N. Strayhorn III Mgmt For For Jim R. Watson Mgmt For For 2. Proposal to approve on an advisory basis Mgmt For For the compensation of the Company's named executive officers. 3. Proposal to approve the frequency of future Mgmt 1 Year For advisory votes on the compensation of the Company's named executive officers. 4. Proposal to approve an amendment to the Mgmt For For Company's articles of incorporation to increase the authorized shares of common stock. 5. Proposal to ratify the appointment of Dixon Mgmt For For Hughes Goodman LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- CHEMICAL FINANCIAL CORPORATION Agenda Number: 934957032 -------------------------------------------------------------------------------------------------------------------------- Security: 163731102 Meeting Type: Annual Meeting Date: 07-May-2019 Ticker: CHFC ISIN: US1637311028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James R. Fitterling Mgmt For For Ronald A. Klein Mgmt For For Richard M. Lievense Mgmt For For Barbara J. Mahone Mgmt For For Barbara L. McQuade Mgmt For For John E. Pelizzari Mgmt For For David T. Provost Mgmt For For Thomas C. Shafer Mgmt For For Larry D. Stauffer Mgmt For For Jeffrey L. Tate Mgmt For For Gary Torgow Mgmt For For Arthur A. Weiss Mgmt For For Franklin C. Wheatlake Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for the year ending December 31, 2019. 3. Advisory Approval of Executive Mgmt For For Compensation. 4. Approval of the Chemical Financial Mgmt For For Corporation Stock Incentive Plan of 2019. -------------------------------------------------------------------------------------------------------------------------- CITIGROUP INC. Agenda Number: 934935808 -------------------------------------------------------------------------------------------------------------------------- Security: 172967424 Meeting Type: Annual Meeting Date: 16-Apr-2019 Ticker: C ISIN: US1729674242 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Michael L. Corbat Mgmt For For 1b. Election of Director: Ellen M. Costello Mgmt For For 1c. Election of Director: Barbara J. Desoer Mgmt For For 1d. Election of Director: John C. Dugan Mgmt For For 1e. Election of Director: Duncan P. Hennes Mgmt For For 1f. Election of Director: Peter B. Henry Mgmt For For 1g. Election of Director: S. Leslie Ireland Mgmt For For 1h. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For IV 1i. Election of Director: Renee J. James Mgmt For For 1j. Election of Director: Eugene M. McQuade Mgmt For For 1k. Election of Director: Gary M. Reiner Mgmt For For 1l. Election of Director: Diana L. Taylor Mgmt For For 1m. Election of Director: James S. Turley Mgmt For For 1n. Election of Director: Deborah C. Wright Mgmt For For 1o. Election of Director: Ernesto Zedillo Ponce Mgmt For For de Leon 2. Proposal to ratify the selection of KPMG Mgmt For For LLP as Citi's independent registered public accounting firm for 2019. 3. Advisory vote to approve Citi's 2018 Mgmt For For executive compensation. 4. Approval of the Citigroup 2019 Stock Mgmt For For Incentive Plan. 5. Shareholder proposal requesting Shareholder Shr For Against Proxy Access Enhancement to Citi's proxy access bylaw provisions. 6. Shareholder proposal requesting that the Shr For Against Board adopt a policy prohibiting the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service. 7. Shareholder proposal requesting that the Shr For Against Board amend Citi's bylaws to give holders in the aggregate of 15% of Citi's outstanding common stock the power to call a special meeting. -------------------------------------------------------------------------------------------------------------------------- CITIZENS COMMUNITY BANCORP, INC. Agenda Number: 934998317 -------------------------------------------------------------------------------------------------------------------------- Security: 174903104 Meeting Type: Annual Meeting Date: 06-Jun-2019 Ticker: CZWI ISIN: US1749031043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Stephen Bianchi Mgmt For For James Lang Mgmt For For James Moll Mgmt For For 2. Ratification of the appointment of Baker Mgmt For For Tilly Virchow Krause, LLP as Citizens' independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. Advisory resolution to approve executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- CITIZENS FINANCIAL GROUP, INC. Agenda Number: 934939313 -------------------------------------------------------------------------------------------------------------------------- Security: 174610105 Meeting Type: Annual Meeting Date: 25-Apr-2019 Ticker: CFG ISIN: US1746101054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Bruce Van Saun Mgmt For For 1b. Election of Director: Mark Casady Mgmt For For 1c. Election of Director: Christine M. Cumming Mgmt For For 1d. Election of Director: William P. Hankowsky Mgmt For For 1e. Election of Director: Howard W. Hanna III Mgmt For For 1f. Election of Director: Leo I. ("Lee") Higdon Mgmt For For 1g. Election of Director: Edward J. ("Ned") Mgmt For For Kelly III 1h. Election of Director: Charles J. ("Bud") Mgmt For For Koch 1i. Election of Director: Terrance J. Lillis Mgmt For For 1j. Election of Director: Shivan Subramaniam Mgmt For For 1k. Election of Director: Wendy A. Watson Mgmt For For 1l. Election of Director: Marita Zuraitis Mgmt For For 2. Advisory vote on executive compensation. Mgmt For For 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- CITY HOLDING COMPANY Agenda Number: 934955761 -------------------------------------------------------------------------------------------------------------------------- Security: 177835105 Meeting Type: Annual Meeting Date: 17-Apr-2019 Ticker: CHCO ISIN: US1778351056 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director to serve for Mgmt For For a term of three years: Charles W. Fairchilds 1.2 Election of Class II Director to serve for Mgmt For For a term of three years: William H. File III 1.3 Election of Class II Director to serve for Mgmt For For a term of three years: Tracy W. Hylton II 1.4 Election of Class II Director to serve for Mgmt For For a term of three years: C. Dallas Kayser 1.5 Election of Class II Director to serve for Mgmt For For a term of three years: Sharon H. Rowe 1.6 Election of Class III Director to serve for Mgmt For For a term of one year: Thomas L. Burnette 2. Proposal for advisory approval of the Mgmt For For Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- CIVISTA BANCSHARES, INC. Agenda Number: 934847558 -------------------------------------------------------------------------------------------------------------------------- Security: 178867107 Meeting Type: Special Meeting Date: 24-Jul-2018 Ticker: CIVB ISIN: US1788671071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the Merger Agreement by and Mgmt For For among Civista Bancshares, Inc., Civista Bank, United Community Bancorp, and United Community Bank, dated as of March 11, 2018, and the Merger and the transactions contemplated thereby. 2. Approval of the adjournment of the special Mgmt For For meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the special meeting to approve the Merger Agreement. 3. Approval of the amendment to Article FOURTH Mgmt For For of Civista's articles of incorporation to increase the number of authorized common shares by 20 million. -------------------------------------------------------------------------------------------------------------------------- CIVISTA BANCSHARES, INC. Agenda Number: 934943374 -------------------------------------------------------------------------------------------------------------------------- Security: 178867107 Meeting Type: Annual Meeting Date: 16-Apr-2019 Ticker: CIVB ISIN: US1788671071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas A. Depler Mgmt For For Julie A. Mattlin Mgmt For For James O. Miller Mgmt For For Dennis E. Murray, Jr. Mgmt For For Allen R. Nickles Mgmt For For Mary Patricia Oliver Mgmt For For William F. Ritzmann Mgmt Withheld Against Dennis G. Shaffer Mgmt For For Daniel J. White Mgmt Withheld Against 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation of the Corporation's named executive officers as disclosed in the accompanying proxy statement. 3. To approve, on a non-binding advisory Mgmt 1 Year For basis, the frequency of future advisory votes on the compensation of the Corporation's named executive officers. 4. To ratify the appointment of S. R. Mgmt For For Snodgrass, P.C. as the independent registered public accounting firm of the Corporation for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- COASTAL FINANCIAL CORPORATION Agenda Number: 934979672 -------------------------------------------------------------------------------------------------------------------------- Security: 19046P209 Meeting Type: Annual Meeting Date: 20-May-2019 Ticker: CCB ISIN: US19046P2092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Christopher D. Adams* Mgmt Withheld Against Steven D. Hovde* Mgmt Withheld Against Stephan Klee* Mgmt For For Thomas D. Lane* Mgmt Withheld Against Sadhana Akella-Mishra# Mgmt For For 2. Ratification of the appointment of Moss Mgmt For For Adams LLP as the independent registered public accounting firm for the fiscal year 2019. -------------------------------------------------------------------------------------------------------------------------- COLUMBIA BANKING SYSTEM,INC. Agenda Number: 934979684 -------------------------------------------------------------------------------------------------------------------------- Security: 197236102 Meeting Type: Annual Meeting Date: 22-May-2019 Ticker: COLB ISIN: US1972361026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Craig D. Eerkes Mgmt For For 1b. Election of Director: Ford Elsaesser Mgmt For For 1c. Election of Director: Mark A. Finkelstein Mgmt For For 1d. Election of Director: Eric S. Forrest Mgmt For For 1e. Election of Director: Thomas M. Hulbert Mgmt For For 1f. Election of Director: Michelle M. Lantow Mgmt For For 1g. Election of Director: Randal L. Lund Mgmt For For 1h. Election of Director: S. Mae Fujita Numata Mgmt For For 1i. Election of Director: Hadley S. Robbins Mgmt For For 1j. Election of Director: Elizabeth W. Seaton Mgmt For For 1k. Election of Director: Janine T. Terrano Mgmt For For 2. To approve the Amended 2018 Equity Mgmt For For Incentive Plan. 3. To vote on an advisory (non-binding) Mgmt For For resolution to approve the compensation of Columbia's named executive officers. 4. To vote on an advisory (non-binding) Mgmt For For resolution to appoint Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED Agenda Number: 934938056 -------------------------------------------------------------------------------------------------------------------------- Security: 200340107 Meeting Type: Annual Meeting Date: 23-Apr-2019 Ticker: CMA ISIN: US2003401070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Ralph W. Babb, Jr. Mgmt For For 1b. Election of Director: Michael E. Collins Mgmt For For 1c. Election of Director: Roger A. Cregg Mgmt For For 1d. Election of Director: T. Kevin DeNicola Mgmt For For 1e. Election of Director: Curtis C. Farmer Mgmt For For 1f. Election of Director: Jacqueline P. Kane Mgmt For For 1g. Election of Director: Richard G. Lindner Mgmt For For 1h. Election of Director: Barbara R. Smith Mgmt For For 1i. Election of Director: Robert S. Taubman Mgmt For For 1j. Election of Director: Reginald M. Turner, Mgmt For For Jr. 1k. Election of Director: Nina G. Vaca Mgmt For For 1l. Election of Director: Michael G. Van de Ven Mgmt For For 2. Ratification of the Appointment of Ernst & Mgmt For For Young LLP as Independent Registered Public Accounting Firm 3. Approval of a Non-Binding, Advisory Mgmt For For Proposal Approving Executive Compensation -------------------------------------------------------------------------------------------------------------------------- COMMUNITIES FIRST FINANCIAL CORPORATION Agenda Number: 934992961 -------------------------------------------------------------------------------------------------------------------------- Security: 20344D104 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: CFST ISIN: US20344D1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Sheila Frowsing Mgmt For For Jack Holt Mgmt For For Robert Kubo Mgmt For For Lorrie Lorenz Mgmt For For Jared Martin Mgmt For For Steve Miller Mgmt For For Mark Saleh Mgmt For For Joel Slonski Mgmt For For Al Smith Mgmt For For Daniel Suchy Mgmt For For 2. To consider and vote upon the Communities Mgmt For For First Financial Corporation 2019 Director Stock Plan described in the Proxy Statement dated April 9, 2019. 3. To consider and vote upon a proposal to Mgmt For For ratify the selection of Crowe LLP, as the Bank's independent auditor for 2019. -------------------------------------------------------------------------------------------------------------------------- COUNTY BANCORP, INC. Agenda Number: 934971397 -------------------------------------------------------------------------------------------------------------------------- Security: 221907108 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: ICBK ISIN: US2219071089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark R. Binversie Mgmt For For Robert E. Matzke Mgmt Withheld Against Patrick J. Roe Mgmt For For Kathi P. Seifert Mgmt Withheld Against 2. Ratification of the appointment of Plante & Mgmt For For Moran, PLLC as the independent registered public accounting firm for County Bancorp, Inc. for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- CULLEN/FROST BANKERS, INC. Agenda Number: 934957602 -------------------------------------------------------------------------------------------------------------------------- Security: 229899109 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: CFR ISIN: US2298991090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Carlos Alvarez Mgmt For For 1b. Election of Director: Chris M. Avery Mgmt For For 1c. Election of Director: Cynthia J. Comparin Mgmt For For 1d. Election of Director: Samuel G. Dawson Mgmt For For 1e. Election of Director: Crawford H. Edwards Mgmt For For 1f. Election of Director: Patrick B. Frost Mgmt For For 1g. Election of Director: Phillip D. Green Mgmt For For 1h. Election of Director: David J. Haemisegger Mgmt For For 1i. Election of Director: Jarvis V. Mgmt For For Hollingsworth 1j. Election of Director: Karen E. Jennings Mgmt For For 1k. Election of Director: Richard M. Kleberg Mgmt For For III 1l. Election of Director: Charles W. Matthews Mgmt Against Against 1m. Election of Director: Ida Clement Steen Mgmt For For 1n. Election of Director: Graham Weston Mgmt For For 1o. Election of Director: Horace Wilkins, Jr. Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP to act as independent auditors of Cullen/Frost Bankers, Inc. for the fiscal year that began January 1, 2019. 3. Proposal to adopt the advisory Mgmt For For (non-binding) resolution approving executive compensation. -------------------------------------------------------------------------------------------------------------------------- DNB FINANCIAL CORPORATION Agenda Number: 934970939 -------------------------------------------------------------------------------------------------------------------------- Security: 233237106 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: DNBF ISIN: US2332371069 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mildred C. Joyner Mgmt For For Mary D. Latoff Mgmt For For John F. McGill Mgmt For For 2. An advisory (non binding) "Say On Pay" Mgmt For For resolution to approve executive officer compensation. 3. An advisory (non-binding) "say when on pay" Mgmt 1 Year For resolution for shareholders to recommend the frequency at which the Corporation should conduct an advisory vote to approve executive officer compensation. 4. To ratify the appointment of BDO USA, LLP Mgmt For For as the registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- EAGLE BANCORP MONTANA, INC. Agenda Number: 934954430 -------------------------------------------------------------------------------------------------------------------------- Security: 26942G100 Meeting Type: Annual Meeting Date: 18-Apr-2019 Ticker: EBMT ISIN: US26942G1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Benjamin G. Ruddy* Mgmt For For Rick F. Hays* Mgmt For For Peter J. Johnson* Mgmt For For Maureen J. Rude* Mgmt For For Corey Jensen# Mgmt For For 2. Ratification of the appointment of Moss Mgmt For For Adams LLP as Eagle Bancorp Montana, Inc.'s Independent auditors for the fiscal year ending December 31, 2019. 3. Amendment to the Amended and Restated Mgmt For For Certificate of Incorporation to increase the Authorized shares. 4. Advisory vote on named executive officer Mgmt For For compensation as disclosed in the proxy statement. 5. Advisory vote on the frequency of advisory Mgmt 1 Year For vote on named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- EAGLE POINT CREDIT COMPANY INC Agenda Number: 934986499 -------------------------------------------------------------------------------------------------------------------------- Security: 269808101 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: ECC ISIN: US2698081013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director: James R. Mgmt For For Matthews -------------------------------------------------------------------------------------------------------------------------- EQUITY BANCSHARES, INC. Agenda Number: 934966536 -------------------------------------------------------------------------------------------------------------------------- Security: 29460X109 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: EQBK ISIN: US29460X1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: James L. Berglund Mgmt Against Against 1.2 Election of Director: Randee R. Koger Mgmt Against Against 1.3 Election of Director: Jerry P. Maland Mgmt Against Against 1.4 Election of Director: Shawn D. Penner Mgmt Against Against 2. Ratification of Crowe LLP as the Company's Mgmt For For independent registered public accounting firm for the year ending December 31, 2019. 3. Approval of the Equity Bancshares, Inc. Mgmt For For 2019 Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- EVANS BANCORP, INC. Agenda Number: 934957599 -------------------------------------------------------------------------------------------------------------------------- Security: 29911Q208 Meeting Type: Annual Meeting Date: 25-Apr-2019 Ticker: EVBN ISIN: US29911Q2084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David J. Nasca Mgmt For For David R. Pfalzgraf, Jr. Mgmt For For Thomas H. Waring, Jr. Mgmt For For Lee C. Wortham Mgmt For For 2. Approval of the Evans Bancorp, Inc. 2019 Mgmt For For Long-Term Equity Incentive Plan. 3. Approval, on an advisory basis, of the Mgmt For For compensation paid to our named executive officers. 4. Approval, on an advisory basis, the Mgmt 1 Year For frequency of future advisory votes on named executive officer compensation. 5. Ratification of the appointment of KPMG LLP Mgmt For For as Evans Bancorp, Inc.'s independent registered public accounting firm for fiscal year 2019. -------------------------------------------------------------------------------------------------------------------------- EVERTEC, INC. Agenda Number: 934979406 -------------------------------------------------------------------------------------------------------------------------- Security: 30040P103 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: EVTC ISIN: PR30040P1032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Frank G. D'Angelo Mgmt For For 1b. Election of Director: Morgan M. Schuessler, Mgmt For For Jr. 1c. Election of Director: Olga Botero Mgmt For For 1d. Election of Director: Jorge A. Junquera Mgmt For For 1e. Election of Director: IvAn PagAn Mgmt For For 1f. Election of Director: Aldo J. Polak Mgmt For For 1g. Election of Director: Alan H. Schumacher Mgmt For For 1h. Election of Director: Brian J. Smith Mgmt For For 1i. Election of Director: Thomas W. Swidarski Mgmt For For 2. Advisory Vote on Executive Compensation. Mgmt For For 3. Ratification of the Appointment of Deloitte Mgmt For For & Touche LLP as the Company's Independent Registered Public Accounting Firm. -------------------------------------------------------------------------------------------------------------------------- F.N.B. CORPORATION Agenda Number: 934964215 -------------------------------------------------------------------------------------------------------------------------- Security: 302520101 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: FNB ISIN: US3025201019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Pamela A. Bena Mgmt For For William B. Campbell Mgmt For For James D. Chiafullo Mgmt For For Vincent J. Delie, Jr. Mgmt For For Mary Jo Dively Mgmt For For Robert A. Hormell Mgmt For For David J. Malone Mgmt For For Frank C. Mencini Mgmt For For David L. Motley Mgmt For For Heidi A. Nicholas Mgmt For For John S. Stanik Mgmt For For William J. Strimbu Mgmt For For 2. Advisory approval of the 2018 named Mgmt For For executive officer compensation. 3. Ratification of appointment of Ernst & Mgmt For For Young LLP as F.N.B.'s independent registered public accounting firm for the 2019 fiscal year. -------------------------------------------------------------------------------------------------------------------------- FCB FINANCIAL HOLDINGS, INC. Agenda Number: 934896121 -------------------------------------------------------------------------------------------------------------------------- Security: 30255G103 Meeting Type: Special Meeting Date: 29-Nov-2018 Ticker: FCB ISIN: US30255G1031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Merger Proposal: To adopt the Agreement and Mgmt For For Plan of Merger, dated as of July 23, 2018, as it may be amended from time to time, by and among Synovus Financial Corp. ("Synovus"), Azalea Merger Sub Corp., a wholly-owned subsidiary of Synovus, and FCB Financial Holdings, Inc. ("FCB") and the transactions contemplated thereby. 2. Compensation Proposal: To approve, on a Mgmt Against Against non-binding, advisory basis, the compensation to be paid to FCB's named executive officers that is based on or otherwise relates to the merger. 3. Adjournment Proposal: To approve the Mgmt For For adjournment of the FCB special meeting, if necessary or appropriate to permit further solicitation of proxies in favor of the merger proposal. -------------------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP Agenda Number: 934936014 -------------------------------------------------------------------------------------------------------------------------- Security: 316773100 Meeting Type: Annual Meeting Date: 16-Apr-2019 Ticker: FITB ISIN: US3167731005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Director: Nicholas K. Akins Mgmt For For 1B Election of Director: B. Evan Bayh, III Mgmt For For 1C Election of Director: Jorge L. Benitez Mgmt For For 1D Election of Director: Katherine B. Mgmt For For Blackburn 1E Election of Director: Emerson L. Brumback Mgmt For For 1F Election of Director: Jerry W. Burris Mgmt For For 1G Election of Director: Greg D. Carmichael Mgmt For For 1H Election of Director: C. Bryan Daniels Mgmt For For 1I Election of Director: Thomas H. Harvey Mgmt For For 1J Election of Director: Gary R. Heminger Mgmt For For 1K Election of Director: Jewell D. Hoover Mgmt For For 1L Election of Director: Eileen A. Mallesch Mgmt For For 1M Election of Director: Michael B. Mgmt For For McCallister 1N Election of Director: Marsha C. Williams Mgmt For For 2 Approval of the appointment of the firm of Mgmt For For Deloitte & Touche LLP to serve as the independent external audit firm for the Company for the year 2019 3 An advisory approval of the Company's Mgmt For For executive compensation 4 An advisory vote to determine whether the Mgmt 1 Year For shareholder vote on the compensation of the Company's executives will occur every 1, 2, or 3 years 5 Approval of the Fifth Third Bancorp 2019 Mgmt For For Incentive Compensation Plan Including the Issuance of Shares of Common Stock Authorized Thereunder 6 Approval of an Amendment to the Company's Mgmt For For Articles of Incorporation to Authorize a New Class of Preferred Stock -------------------------------------------------------------------------------------------------------------------------- FIRST BUSINESS FINL SVCS INC. Agenda Number: 934948413 -------------------------------------------------------------------------------------------------------------------------- Security: 319390100 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: FBIZ ISIN: US3193901002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jan A. Eddy Mgmt For For W. Kent Lorenz Mgmt For For Timothy J. Keane Mgmt For For Carol P. Sanders Mgmt For For 2. To approve the First Business Financial Mgmt For For Services, Inc. 2019 Equity Incentive Plan. 3. To approve, in a non-binding, advisory Mgmt For For vote, the compensation of the Company's named executive officers. 4. To approve, in a non-binding, advisory Mgmt 1 Year For vote, the frequency with which shareholders will vote on future say-on-pay proposals. 5. To ratify the appointment of Crowe LLP as Mgmt For For the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- FIRST CITIZENS BANCSHARES, INC. Agenda Number: 934943499 -------------------------------------------------------------------------------------------------------------------------- Security: 31946M103 Meeting Type: Annual Meeting Date: 30-Apr-2019 Ticker: FCNCA ISIN: US31946M1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John M. Alexander, Jr. Mgmt For For Victor E. Bell III Mgmt For For Peter M. Bristow Mgmt For For Hope H. Bryant Mgmt For For H. Lee Durham, Jr. Mgmt For For Daniel L. Heavner Mgmt For For Frank B. Holding, Jr. Mgmt For For Robert R. Hoppe Mgmt For For Floyd L. Keels Mgmt For For Robert E. Mason IV Mgmt For For Robert T. Newcomb Mgmt For For 2. Non-binding advisory resolution Mgmt For For ("say-on-pay" resolution) to approve compensation paid or provided to BancShares' executive officers as disclosed in the proxy statement for the Annual Meeting. 3. Proposal to ratify the appointment of Dixon Mgmt For For Hughes Goodman LLP as BancShares' independent accountants for 2019. -------------------------------------------------------------------------------------------------------------------------- FIRST COMMUNITY CORPORATION Agenda Number: 934982794 -------------------------------------------------------------------------------------------------------------------------- Security: 319835104 Meeting Type: Annual Meeting Date: 22-May-2019 Ticker: FCCO ISIN: US3198351047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael C. Crapps Mgmt For For Mickey Layden Mgmt For For Jane Sosebee Mgmt For For 2. To approve the compensation of our named Mgmt For For executive officers as disclosed in the proxy statement (this is a non-binding, advisory vote). 3. To approve a non-binding resolution to Mgmt 1 Year For determine whether shareholders should have a say on the compensation of our named executive officers every one, two, or three years. 4. To approve an amendment to Article Three of Mgmt For For our Restated Articles of Incorporation to increase the number of authorized shares of common stock, par value $1.00 per share, from 10,000,000 shares to 20,000,000 shares. 5. To ratify the appointment of Elliott Davis, Mgmt For For LLC as the company's independent registered public accounting firm. 6. To approve the adjournment, postponement or Mgmt For For continuance of the annual meeting, if necessary and appropriate, to solicit additional proxies if there are insufficient votes at the time of the annual meeting to adopt Proposal 4 set forth above, or if a quorum is not present at the time of the annual meeting. -------------------------------------------------------------------------------------------------------------------------- FIRST DEFIANCE FINANCIAL CORP. Agenda Number: 934943247 -------------------------------------------------------------------------------------------------------------------------- Security: 32006W106 Meeting Type: Annual Meeting Date: 30-Apr-2019 Ticker: FDEF ISIN: US32006W1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John L. Bookmyer Mgmt For For Terri A. Bettinger Mgmt For For Thomas K. Herman Mgmt For For Thomas A. Reineke Mgmt For For 2. To consider and approve on a non-binding Mgmt For For advisory basis the compensation of First Defiance's named executive officers. 3. To consider and approve on a non-binding Mgmt 1 Year For basis the frequency of future advisory votes on the compensation of the Company's named executive officers. 4. To consider and vote on an amendment to the Mgmt For For Company's Articles of Incorporation to remove the supermajority voting standard for amendments to our Code of Regulations (implementation of this Proposal 4 is conditioned upon the approval of Proposal 5). 5. To consider and vote on an amendment to the Mgmt For For Company's Code of Regulations to remove the supermajority voting standard for amendments to our Code of Regulations (implementation of this Proposal 5 is conditioned upon the approval of Proposal 4). 6. To consider and vote on an amendment to the Mgmt For For Company's Articles of Incorporation to remove the supermajority voting standard for amendments to our Articles of Incorporation. 7. To consider and vote on an amendment to the Mgmt For For Company's Articles of Incorporation to remove the supermajority voting standard for approval of certain business combinations. 8. To consider and vote on a proposal to Mgmt For For ratify the appointment of Crowe Horwath LLP as the independent registered public accounting firm for First Defiance for the fiscal year 2019. -------------------------------------------------------------------------------------------------------------------------- FIRST FINANCIAL BANCORP. Agenda Number: 934995195 -------------------------------------------------------------------------------------------------------------------------- Security: 320209109 Meeting Type: Annual Meeting Date: 28-May-2019 Ticker: FFBC ISIN: US3202091092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR J. Wickliffe Ach Mgmt For For Kathleen L. Bardwell Mgmt For For William G. Barron Mgmt For For Vincent A. Berta Mgmt For For Cynthia O. Booth Mgmt For For Archie M. Brown, Jr. Mgmt For For Claude E. Davis Mgmt For For Corinne R. Finnerty Mgmt For For Erin P. Hoeflinger Mgmt For For Susan L. Knust Mgmt For For William J. Kramer Mgmt For For John T. Neighbours Mgmt For For Thomas M. O'Brien Mgmt For For Richard E. Olszewski Mgmt For For Maribeth S. Rahe Mgmt For For 2. Ratification of Crowe LLP as the Company's Mgmt For For independent registered public accounting firm for 2019. 3. Advisory (non-binding) vote on the Mgmt For For compensation of the Company's executive officers. -------------------------------------------------------------------------------------------------------------------------- FIRST HAWAIIAN INC. Agenda Number: 934959656 -------------------------------------------------------------------------------------------------------------------------- Security: 32051X108 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: FHB ISIN: US32051X1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Matthew J. Cox Mgmt For For W. Allen Doane Mgmt For For Faye W. Kurren Mgmt For For Robert S. Harrison Mgmt For For Allen B. Uyeda Mgmt For For Jenai S. Wall Mgmt For For C. Scott Wo Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For and Touche LLP to serve as the independent registered public accounting firm for the year ending December 31, 2019. 3. An advisory vote on the compensation of the Mgmt For For Company's named executive officers as disclosed in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- FIRST MERCHANTS CORPORATION Agenda Number: 934957145 -------------------------------------------------------------------------------------------------------------------------- Security: 320817109 Meeting Type: Annual Meeting Date: 09-May-2019 Ticker: FRME ISIN: US3208171096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR F. Howard Halderman Mgmt Withheld Against Michael C. Rechin Mgmt For For Charles E. Schalliol Mgmt For For Terry L. Walker Mgmt For For 2. Proposal to approve, on an advisory basis, Mgmt For For the compensation of First Merchants Corporation's named executive officers. 3. Proposal to approve the First Merchants Mgmt For For Corporation 2019 Long- Term Equity Incentive Plan. 4. Proposal to approve the First Merchants Mgmt For For Corporation Equity Compensation Plan for Non-Employee Directors. 5. Proposal to approve the First Merchants Mgmt For For Corporation 2019 Employee Stock Purchase Plan. 6. Proposal to ratify the appointment of the Mgmt For For firm BKD, LLP as the independent auditor for 2019. -------------------------------------------------------------------------------------------------------------------------- FIRST MID-ILLINOIS BANCSHARES, INC. Agenda Number: 934939250 -------------------------------------------------------------------------------------------------------------------------- Security: 320866106 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: FMBH ISIN: US3208661062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert S. Cook Mgmt For For Ray A. Sparks Mgmt For For James E. Zimmer Mgmt For For 2. Approval of a proposed amendment to our Mgmt For For charter to formally change the name of the Company to First Mid Bancshares, Inc. -------------------------------------------------------------------------------------------------------------------------- FLUSHING FINANCIAL CORPORATION Agenda Number: 934993711 -------------------------------------------------------------------------------------------------------------------------- Security: 343873105 Meeting Type: Annual Meeting Date: 29-May-2019 Ticker: FFIC ISIN: US3438731057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class C Director: John R. Buran Mgmt For For 1b. Election of Class C Director: James D. Mgmt For For Bennett 1c. Election of Class C Director: Alfred A. Mgmt For For DelliBovi 1d. Election of Class C Director: Thomas S. Mgmt For For Gulotta 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of appointment of BDO USA, LLP Mgmt For For as the Independent Registered Public Accounting Firm for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- GERMAN AMERICAN BANCORP, INC. Agenda Number: 934976462 -------------------------------------------------------------------------------------------------------------------------- Security: 373865104 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: GABC ISIN: US3738651047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Zachary W. Bawel Mgmt For For J. David Lett Mgmt Withheld Against Lee A. Mitchell Mgmt For For Thomas W. Seger Mgmt Withheld Against 2. The approval and adoption of the German Mgmt For For American Bancorp, Inc. 2019 Employee Stock Purchase Plan 3. The approval and adoption of the German Mgmt For For American Bancorp, Inc. 2019 Long-Term Equity Incentive Plan 4. The approval, on an advisory basis, of the Mgmt For For appointment of Crowe LLP as our independent registered public accounting firm for 2019 -------------------------------------------------------------------------------------------------------------------------- GJENSIDIGE FORSIKRING ASA Agenda Number: 710670806 -------------------------------------------------------------------------------------------------------------------------- Security: R2763X101 Meeting Type: AGM Meeting Date: 28-Mar-2019 Ticker: ISIN: NO0010582521 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting NEED TO BE RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING. CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED 1 OPENING OF THE GENERAL MEETING BY THE CHAIR Non-Voting OF THE BOARD 2 ELECTION OF CHAIR OF THE MEETING Non-Voting 3 PRESENTATION OF LIST OF ATTENDING Non-Voting SHAREHOLDERS AND PROXIES 4 APPROVAL OF THE NOTICE OF THE MEETING AND Mgmt No vote THE AGENDA 5 ELECTION OF TWO REPRESENTATIVES TO CO-SIGN Non-Voting THE MINUTES TOGETHER WITH THE CHAIR OF THE MEETING 6 APPROVAL OF ANNUAL FINANCIAL STATEMENT AND Mgmt No vote ANNUAL REPORT FOR 2018 INCLUDING ALLOCATION OF THE PROFIT FOR THE YEAR 7.A THE BOARDS STATEMENT ON THE STIPULATION OF Mgmt No vote PAY AND OTHER REMUNERATION 7.B THE BOARDS GUIDELINES FOR THE STIPULATION Mgmt No vote OF PAY FOR EXECUTIVE PERSONNEL FOR THE COMING FINANCIAL YEAR 7.C THE BOARDS BINDING GUIDELINES FOR THE Mgmt No vote ALLOCATION OF SHARES, SUBSCRIPTION RIGHTS ETC. FOR THE COMING FINANCIAL YEAR 8.A AUTHORISATIONS OF THE BOARD: TO DECIDE THE Mgmt No vote DISTRIBUTION OF DIVIDEND 8.B AUTHORISATIONS OF THE BOARD: TO PURCHASE Mgmt No vote OWN SHARES IN THE MARKET FOR THE PURPOSE OF IMPLEMENTING THE GROUPS SHARE SAVINGS PROGRAMME AND REMUNERATION SCHEME FOR EMPLOYEES 8.C AUTHORISATIONS OF THE BOARD: TO PURCHASE Mgmt No vote OWN SHARES IN THE MARKET FOR INVESTMENT PURPOSES OR FOR THE PURPOSE OF OPTIMISING THE COMPANY'S CAPITAL STRUCTURE 8.D AUTHORISATIONS OF THE BOARD: TO INCREASE Mgmt No vote THE SHARE CAPITAL 8.E AUTHORISATIONS OF THE BOARD: TO RAISE Mgmt No vote SUBORDINATED LOANS AND OTHER EXTERNAL FINANCING 9.A MERGER BETWEEN GJENSIDIGE FORSIKRING ASA Mgmt No vote AND NYKREDIT FORSIKRING A S 9.B MERGER BETWEEN GJENSIDIGE FORSIKRING ASA Mgmt No vote AND MOLHOLM FORSIKRING A S 10 PROPOSAL FOR NEW RULES OF PROCEDURE FOR THE Mgmt No vote NOMINATION COMMITTEE 11.1A ELECTION OF THE BOARD MEMBER AND CHAIR: Mgmt No vote GISELE MARCHAND (CHAIR) 11.1B ELECTION OF THE BOARD MEMBER: JOHN Mgmt No vote GIVERHOLT (MEMBER) 11.1C ELECTION OF THE BOARD MEMBER: VIBEKE KRAG Mgmt No vote (MEMBER) 11.1D ELECTION OF THE BOARD MEMBER: TERJE Mgmt No vote SELJESETH (MEMBER) 11.1E ELECTION OF THE BOARD MEMBER: PER ARNE Mgmt No vote BJORGE (MEMBER) 11.1F ELECTION OF THE BOARD MEMBER: HILDE MERETE Mgmt No vote NAFSTAD (MEMBER) 11.1G ELECTION OF THE BOARD MEMBER: EIVIND ELNAN Mgmt No vote (MEMBER) 11.2A ELECTION OF NOMINATION COMMITTEE MEMBER AND Mgmt No vote CHAIR: EINAR ENGER (CHAIR) 11.2B ELECTION OF NOMINATION COMMITTEE MEMBER: Mgmt No vote TORUN SKJERVO BAKKEN (MEMBER) 11.2C ELECTION OF NOMINATION COMMITTEE MEMBER: Mgmt No vote JOAKIM GJERSOE (MEMBER) 11.2D ELECTION OF NOMINATION COMMITTEE MEMBER: Mgmt No vote MARIANNE ODEGAARD RIBE (MEMBER) 11.2E ELECTION OF NOMINATION COMMITTEE MEMBER: Mgmt No vote PERNILLE MOEN (MEMBER) 11.3A ELECTION OF EXTERNAL AUDITOR: DELOITTE AS Mgmt No vote 12 REMUNERATION Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- GLACIER BANCORP, INC. Agenda Number: 934949403 -------------------------------------------------------------------------------------------------------------------------- Security: 37637Q105 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: GBCI ISIN: US37637Q1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David C. Boyles Mgmt For For Randall M. Chesler Mgmt For For Sherry L. Cladouhos Mgmt For For James M. English Mgmt For For Annie M. Goodwin Mgmt For For Dallas I. Herron Mgmt For For Craig A. Langel Mgmt For For Douglas J. McBride Mgmt For For John W. Murdoch Mgmt For For George R. Sutton Mgmt For For 2. To vote on an advisory (non-binding) Mgmt For For resolution to approve the compensation of Glacier Bancorp, Inc.'s named executive officers. 3. To ratify the appointment of BKD, LLP as Mgmt For For Glacier Bancorp, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- GREAT SOUTHERN BANCORP, INC. Agenda Number: 934952070 -------------------------------------------------------------------------------------------------------------------------- Security: 390905107 Meeting Type: Annual Meeting Date: 08-May-2019 Ticker: GSBC ISIN: US3909051076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William V. Turner Mgmt For For Julie Turner Brown Mgmt For For Earl A. Steinert, Jr. Mgmt For For 2. The advisory (non-binding) vote on Mgmt For For executive compensation. 3. The ratification of the appointment of BKD, Mgmt For For LLP as Great Southern Bancorp's independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- GREAT WESTERN BANCORP INC Agenda Number: 934918814 -------------------------------------------------------------------------------------------------------------------------- Security: 391416104 Meeting Type: Annual Meeting Date: 21-Feb-2019 Ticker: GWB ISIN: US3914161043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James Spies Mgmt For For Kenneth Karels Mgmt For For 2. To approve, by advisory vote, a resolution Mgmt For For on executive compensation. 3. To ratify the selection of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2019. -------------------------------------------------------------------------------------------------------------------------- HANCOCK WHITNEY CORPORATION Agenda Number: 934937054 -------------------------------------------------------------------------------------------------------------------------- Security: 410120109 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: HWC ISIN: US4101201097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Hardy B. Fowler Mgmt For For Randall W. Hanna Mgmt For For Sonya C. Little Mgmt For For Robert W. Roseberry Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to audit the books of the Company and its subsidiaries for 2019. -------------------------------------------------------------------------------------------------------------------------- HERITAGE COMMERCE CORP Agenda Number: 934994078 -------------------------------------------------------------------------------------------------------------------------- Security: 426927109 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: HTBK ISIN: US4269271098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR J.M. Biagini-Komas Mgmt For For Frank G. Bisceglia Mgmt For For Jack W. Conner Mgmt For For Jason DiNapoli Mgmt For For Steven L. Hallgrimson Mgmt For For Walter T. Kaczmarek Mgmt For For Robert T. Moles Mgmt For For Laura Roden Mgmt For For Ranson W. Webster Mgmt For For Keith A. Wilton Mgmt For For 2. Advisory proposal on executive Mgmt For For compensation. 3. Amendment to the Company's Articles of Mgmt For For Incorporation to increase the number of authorized shares. 4. Ratification of selection of independent Mgmt For For registered public accounting firm for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- HERITAGE FINANCIAL CORPORATION Agenda Number: 934938880 -------------------------------------------------------------------------------------------------------------------------- Security: 42722X106 Meeting Type: Annual Meeting Date: 01-May-2019 Ticker: HFWA ISIN: US42722X1063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for one-year term: Mgmt For For Brian S. Charneski 1b. Election of Director for one-year term: Mgmt For For John A. Clees 1c. Election of Director for one-year term: Mgmt For For Kimberly T. Ellwanger 1d. Election of Director for one-year term: Mgmt For For Stephen A. Dennis 1e. Election of Director for one-year term: Mgmt For For Deborah J. Gavin 1f. Election of Director for one-year term: Mgmt For For Jeffrey S. Lyon 1g. Election of Director for one-year term: Mgmt For For Gragg E. Miller 1h. Election of Director for one-year term: Mgmt For For Anthony B. Pickering 1i. Election of Director for one-year term: Mgmt For For Brian L. Vance 1j. Election of Director for one-year term: Ann Mgmt For For Watson 2. Advisory (non-binding) approval of the Mgmt For For compensation paid to named executive officers as disclosed in the Proxy Statement. 3. Ratification of the appointment of Crowe Mgmt For For LLP as Heritage's independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- HORIZON BANCORP, INC. Agenda Number: 934944895 -------------------------------------------------------------------------------------------------------------------------- Security: 440407104 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: HBNC ISIN: US4404071049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Susan D. Aaron Mgmt For For Eric P. Blackhurst Mgmt For For Craig M. Dwight Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of appointment of BKD, LLP as Mgmt For For independent auditors. -------------------------------------------------------------------------------------------------------------------------- HOWARD BANCORP, INC. Agenda Number: 934981564 -------------------------------------------------------------------------------------------------------------------------- Security: 442496105 Meeting Type: Annual Meeting Date: 22-May-2019 Ticker: HBMD ISIN: US4424961054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR W. Gary Dorsch Mgmt For For Michael B. High Mgmt For For Paul I. Latta, Jr. Mgmt For For Robert W. Smith, Jr. Mgmt For For Donna Hill Staton Mgmt For For 2. To approve the amendment to the Company's Mgmt For For Articles of Incorporation, as amended (the "Charter") to allow the Company's Stockholders to amend the Company's Amended and Restated Bylaws. 3. To approve amendments to the Charter to Mgmt For For change the current super-majority vote requirement to amend certain sections of the Charter to a majority vote standard. 4. To approve a non-binding advisory proposal Mgmt Against Against to approve the compensation of the Company's named executive officers. 5. To approve a non-binding advisory proposal Mgmt 1 Year For regarding the frequency of stockholder advisory vote on executive compensation. 6. To ratify the appointment of Dixon Hughes Mgmt For For Goodman LLP as the independent registered public accounting firm to audit the Company's financial statements for 2019. -------------------------------------------------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 934937016 -------------------------------------------------------------------------------------------------------------------------- Security: 446150104 Meeting Type: Annual Meeting Date: 18-Apr-2019 Ticker: HBAN ISIN: US4461501045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Lizabeth Ardisana Mgmt For For Ann B. Crane Mgmt For For Robert S. Cubbin Mgmt For For Steven G. Elliott Mgmt For For Gina D. France Mgmt For For J Michael Hochschwender Mgmt For For John C. Inglis Mgmt For For Peter J. Kight Mgmt For For Katherine M. A. Kline Mgmt For For Richard W. Neu Mgmt For For David L. Porteous Mgmt For For Kathleen H. Ransier Mgmt For For Stephen D. Steinour Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2019. 3. Advisory resolution to approve, on a Mgmt For For non-binding basis, the compensation of executives as disclosed in the accompanying proxy statement. -------------------------------------------------------------------------------------------------------------------------- INDEPENDENT BANK CORP. Agenda Number: 934914943 -------------------------------------------------------------------------------------------------------------------------- Security: 453836108 Meeting Type: Special Meeting Date: 25-Jan-2019 Ticker: INDB ISIN: US4538361084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve the Agreement and Plan of Merger, Mgmt For For dated as of September 20, 2018 (the "merger agreement"), by and among Independent Bank Corp. ("Independent"), Rockland Trust Company, Blue Hills Bancorp, Inc. ("BHB") and Blue Hills Bank, and to approve the transactions contemplated by the merger agreement, including the merger of BHB with and into Independent (the "merger") and the issuance of up to 6,835,690 shares of Independent common stock in connection with the merger. 2. Authorize the board of directors of Mgmt For For Independent to adjourn or postpone the special meeting, if necessary, to permit further solicitation of proxies in favor of the Independent merger agreement proposal or to vote on other matters properly before the special meeting. -------------------------------------------------------------------------------------------------------------------------- INDEPENDENT BANK CORP. Agenda Number: 934972488 -------------------------------------------------------------------------------------------------------------------------- Security: 453836108 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: INDB ISIN: US4538361084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Re-Election of Class II Director: Michael Mgmt For For P. Hogan 1.2 Re-Election of Class II Director: Eileen C. Mgmt For For Miskell 1.3 Re-Election of Class II Director: Gerard F. Mgmt For For Nadeau 1.4 Re-Election of Class II Director: Thomas R. Mgmt For For Venables 2. Ratify the appointment of Ernst & Young LLP Mgmt For For as the Company's independent registered public accounting firm for 2019. 3. Approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- INDEPENDENT BANK CORPORATION Agenda Number: 934938602 -------------------------------------------------------------------------------------------------------------------------- Security: 453838609 Meeting Type: Annual Meeting Date: 23-Apr-2019 Ticker: IBCP ISIN: US4538386099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William J. Boer Mgmt For For Joan A. Budden Mgmt For For Michael J. Cok Mgmt For For 2. Ratification of the appointment of Crowe Mgmt For For LLP as independent auditors for the fiscal year ending December 31, 2019. 3. Approval of an advisory (non-binding) Mgmt For For resolution to approve the compensation paid to our Executives. -------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Agenda Number: 934979088 -------------------------------------------------------------------------------------------------------------------------- Security: 46625H100 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: JPM ISIN: US46625H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Linda B. Bammann Mgmt For For 1b. Election of Director: James A. Bell Mgmt For For 1c. Election of Director: Stephen B. Burke Mgmt For For 1d. Election of Director: Todd A. Combs Mgmt For For 1e. Election of Director: James S. Crown Mgmt For For 1f. Election of Director: James Dimon Mgmt For For 1g. Election of Director: Timothy P. Flynn Mgmt For For 1h. Election of Director: Mellody Hobson Mgmt For For 1i. Election of Director: Laban P. Jackson, Jr. Mgmt For For 1j. Election of Director: Michael A. Neal Mgmt For For 1k. Election of Director: Lee R. Raymond Mgmt For For 2. Advisory resolution to approve executive Mgmt For For compensation 3. Ratification of independent registered Mgmt For For public accounting firm 4. Gender pay equity report Shr Against For 5. Enhance shareholder proxy access Shr Against For 6. Cumulative voting Shr Against For -------------------------------------------------------------------------------------------------------------------------- KEYCORP Agenda Number: 934982605 -------------------------------------------------------------------------------------------------------------------------- Security: 493267108 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: KEY ISIN: US4932671088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Bruce D. Broussard Mgmt For For 1b. Election of Director: Charles P. Cooley Mgmt For For 1c. Election of Director: Gary M. Crosby Mgmt For For 1d. Election of Director: Alexander M. Cutler Mgmt For For 1e. Election of Director: H. James Dallas Mgmt For For 1f. Election of Director: Elizabeth R. Gile Mgmt For For 1g. Election of Director: Ruth Ann M. Gillis Mgmt For For 1h. Election of Director: William G. Gisel, Jr. Mgmt For For 1i. Election of Director: Carlton L. Highsmith Mgmt For For 1j. Election of Director: Richard J. Hipple Mgmt For For 1k. Election of Director: Kristen L. Manos Mgmt For For 1l. Election of Director: Beth E. Mooney Mgmt For For 1m. Election of Director: Barbara R. Snyder Mgmt For For 1n. Election of Director: David K. Wilson Mgmt For For 2. Ratification of the appointment of Mgmt For For independent auditor. 3. Advisory approval of executive Mgmt For For compensation. 4. Approval of KeyCorp's 2019 Equity Mgmt For For Compensation Plan. 5. Approval of an increase in authorized Mgmt For For common shares. 6. Approval of an amendment to Regulations to Mgmt For For allow the Board to make future amendments. -------------------------------------------------------------------------------------------------------------------------- KKR & CO. INC. Agenda Number: 934911985 -------------------------------------------------------------------------------------------------------------------------- Security: 48251W104 Meeting Type: Special Meeting Date: 28-Jan-2019 Ticker: KKR ISIN: US48251W1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve the KKR & Co. Inc. 2019 Equity Mgmt Against Against Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- LEVEL ONE BANCORP INC Agenda Number: 934973036 -------------------------------------------------------------------------------------------------------------------------- Security: 52730D208 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: LEVL ISIN: US52730D2080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Barbara E. Allushuski Mgmt For For Victor L. Ansara Mgmt For For James L. Bellinson Mgmt For For Michael A. Brillati Mgmt For For Shukri W. David Mgmt For For Thomas A. Fabbri Mgmt For For Patrick J. Fehring Mgmt For For Mark J. Herman Mgmt For For Steven H. Rivera Mgmt For For Stefan Wanczyk Mgmt For For 2. Ratification of the appointment of Plante & Mgmt For For Moran, PLLC as the independent registered public accounting firm for the Company for the year ending December 31, 2019 -------------------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION Agenda Number: 934942170 -------------------------------------------------------------------------------------------------------------------------- Security: 55261F104 Meeting Type: Annual Meeting Date: 16-Apr-2019 Ticker: MTB ISIN: US55261F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Brent D. Baird Mgmt For For C. Angela Bontempo Mgmt For For Robert T. Brady Mgmt For For T.J. Cunningham III Mgmt For For Gary N. Geisel Mgmt For For Richard S. Gold Mgmt For For Richard A. Grossi Mgmt For For John D. Hawke, Jr. Mgmt For For RenE F. Jones Mgmt For For Richard H. Ledgett, Jr. Mgmt For For Newton P.S. Merrill Mgmt For For Kevin J. Pearson Mgmt For For Melinda R. Rich Mgmt For For Robert E. Sadler, Jr. Mgmt For For Denis J. Salamone Mgmt Withheld Against John R. Scannell Mgmt For For David S. Scharfstein Mgmt For For Herbert L. Washington Mgmt For For 2. TO APPROVE THE M&T BANK CORPORATION 2019 Mgmt For For EQUITY INCENTIVE COMPENSATION PLAN. 3. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For CORPORATION'S NAMED EXECUTIVE OFFICERS. 4. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2019. -------------------------------------------------------------------------------------------------------------------------- MACKINAC FINANCIAL CORPORATION Agenda Number: 935020812 -------------------------------------------------------------------------------------------------------------------------- Security: 554571109 Meeting Type: Annual Meeting Date: 29-May-2019 Ticker: MFNC ISIN: US5545711096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert E. Mahaney Mgmt For For Paul D. Tobias Mgmt For For David R. Steinhardt Mgmt For For 2. A PROPOSAL TO APPROVE IN A NON-BINDING Mgmt For For ADVISORY VOTE THE CORPORATION'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING. 3. A PROPOSAL TO APPROVE A NON-BINDING Mgmt 1 Year For RESOLUTION TO DETERMINE WHETHER SHAREHOLDERS SHOULD VOTE ON SAY-ON-PAY PROPOSALS EVERY ONE, TWO, OR THREE YEARS. 4. TO RATIFY THE APPOINTMENT OF PLANTE & Mgmt For For MORAN, PLLC AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2019. -------------------------------------------------------------------------------------------------------------------------- MB FINANCIAL, INC. Agenda Number: 934865366 -------------------------------------------------------------------------------------------------------------------------- Security: 55264U108 Meeting Type: Special Meeting Date: 18-Sep-2018 Ticker: MBFI ISIN: US55264U1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. A proposal (the "common stockholder merger Mgmt For For proposal") to approve the merger of MB Financial, Inc. ("MB Financial") with a subsidiary of Fifth Third Bancorp ("Fifth Third") pursuant to the Agreement and Plan of Merger, dated as of May 20, 2018 (as such agreement may from time to time be amended), by and among Fifth Third, Fifth Third Financial Corporation ("Intermediary") and MB Financial. 2. A proposal (the "charter amendment Mgmt For For proposal") to approve an amendment to the charter of MB Financial and the articles supplementary to the charter of MB Financial relating to the MB Financial preferred stock that would give the holders of MB Financial preferred stock the right to vote with the holders of MB Financial common stock as a single class on all matters submitted to a vote of such common stockholders 3. A proposal to approve, on a non-binding, Mgmt For For advisory basis, the compensation to be paid to MB Financial's named executive officers that is based on or otherwise relates to the merger. 4. A proposal to approve one or more Mgmt For For adjournments of the Meeting, if necessary or appropriate to permit further solicitation of proxies from the holders of MB Financial common stock in favor of the common stockholder merger proposal and/or the charter amendment proposal. -------------------------------------------------------------------------------------------------------------------------- MIDWESTONE FINANCIAL GROUP, INC. Agenda Number: 934910349 -------------------------------------------------------------------------------------------------------------------------- Security: 598511103 Meeting Type: Special Meeting Date: 11-Jan-2019 Ticker: MOFG ISIN: US5985111039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Approval and adoption of the Agreement and Mgmt For For Plan of Merger, dated as of August 21, 2018, by and between MidWestOne Financial Group, Inc., or MidWestOne, and ATBancorp, as such agreement may be amended from time to time, and the transactions contemplated thereby (the "MidWestOne Merger Proposal"). 2 Approval of the issuance of MidWestOne Mgmt For For common stock in the merger of ATBancorp with and into MidWestOne (the "MidWestOne stock issuance proposal"). 3 Approval of one or more adjournments of the Mgmt For For MidWestOne special meeting, if necessary or appropriate, including adjournments to permit further solicitation of proxies in favor of the MidWestOne merger proposal and the MidWestOne stock issuance proposal. -------------------------------------------------------------------------------------------------------------------------- MIDWESTONE FINANCIAL GROUP, INC. Agenda Number: 934938222 -------------------------------------------------------------------------------------------------------------------------- Security: 598511103 Meeting Type: Annual Meeting Date: 18-Apr-2019 Ticker: MOFG ISIN: US5985111039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Janet E. Godwin Mgmt For For Matthew J. Hayek Mgmt For For Tracy S. McCormick Mgmt For For Kevin W. Monson Mgmt For For 2. To approve, on a non-binding, advisory Mgmt For For basis, the compensation of the named executive officers of the Company. 3. To ratify the appointment of RSM US LLP to Mgmt For For serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- MUTUALFIRST FINANCIAL,INC. Agenda Number: 934947625 -------------------------------------------------------------------------------------------------------------------------- Security: 62845B104 Meeting Type: Annual Meeting Date: 01-May-2019 Ticker: MFSF ISIN: US62845B1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David W. Heeter* Mgmt For For Brian C. Hewitt* Mgmt For For Edward C. Levy# Mgmt For For Michael J. Marien@ Mgmt For For 2. Adoption of an advisory (non-binding) Mgmt For For resolution to approve our executive compensation as disclosed in the Proxy Statement for the 2019 Annual Meeting. 3. Approval of the Company's 2019 Omnibus Mgmt For For Incentive Plan. 4. Ratification of the appointment of BKD, LLP Mgmt For For as the Company's independent registered public accounting firm for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- NATIONAL COMMERCE CORPORATION Agenda Number: 934926025 -------------------------------------------------------------------------------------------------------------------------- Security: 63546L102 Meeting Type: Special Meeting Date: 07-Mar-2019 Ticker: NCOM ISIN: US63546L1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To adopt the Agreement and Plan of Merger Mgmt For For dated as of November 23, 2018, by and between CenterState Bank Corporation and National Commerce Corporation, with CenterState as the surviving company, all on and subject to the terms and conditions contained therein. 2. To approve a proposal of the board of Mgmt For For directors of National Commerce Corporation to adjourn or postpone the special meeting if necessary or appropriate to permit further solicitation of proxies if there are not sufficient votes at the time of the special meeting to adopt the merger agreement. -------------------------------------------------------------------------------------------------------------------------- NICOLET BANKSHARES, INC. Agenda Number: 934964710 -------------------------------------------------------------------------------------------------------------------------- Security: 65406E102 Meeting Type: Annual Meeting Date: 13-May-2019 Ticker: NCBS ISIN: US65406E1029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert B. Atwell Mgmt For For Rachel Campos-Duffy Mgmt For For Michael E. Daniels Mgmt For For John N. Dykema Mgmt For For Terrence R. Fulwiler Mgmt For For Christopher J. Ghidorzi Mgmt For For Andrew F. Hetzel, Jr. Mgmt For For Donald J. Long, Jr. Mgmt For For Dustin J. McClone Mgmt For For Susan L. Merkatoris Mgmt For For Randy J. Rose Mgmt For For Oliver Pierce Smith Mgmt For For Robert J. Weyers Mgmt Withheld Against 2. Ratification of selection of the Mgmt For For independent registered public accounting firm of Porter Keadle Moore, LLC to serve as the independent registered public accounting firm for the Company for the year ending December 31, 2019. 3. Amendment to the Nicolet Bankshares, Inc. Mgmt Against Against 2011 Long-Term Incentive Plan to increase the number of shares authorized for issuance from 1,500,000 to 3,000,000 shares. 4. Advisory vote to approve Nicolet's named Mgmt For For executive officer compensation. 5. Advisory vote on the frequency of advisory Mgmt 1 Year For approval of Nicolet's named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- NORTHRIM BANCORP, INC. Agenda Number: 934992896 -------------------------------------------------------------------------------------------------------------------------- Security: 666762109 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: NRIM ISIN: US6667621097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Larry S. Cash Mgmt For For Anthony Drabek Mgmt For For Karl L. Hanneman Mgmt For For David W. Karp Mgmt For For David J. McCambridge Mgmt For For Krystal M. Nelson Mgmt For For Joseph M. Schierhorn Mgmt For For Aaron M. Schutt Mgmt For For John C. Swalling Mgmt For For Linda C. Thomas Mgmt For For David G. Wight Mgmt For For 2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. To Mgmt For For approve, by nonbinding vote, the compensation of the named executive officers. 3 RATIFY THE SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. To ratify the selection of Moss Adams LLP as the independent registered public accounting firm for Northrim Bancorp, Inc. for fiscal year 2019. -------------------------------------------------------------------------------------------------------------------------- OAKTREE SPECIALTY LENDING CORPORATION Agenda Number: 934921188 -------------------------------------------------------------------------------------------------------------------------- Security: 67401P108 Meeting Type: Annual Meeting Date: 07-Mar-2019 Ticker: OCSL ISIN: US67401P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. To elect one director of the Company, who Mgmt For For will serve until the Company's 2022 Annual Meeting of Stockholders and until his successor is duly elected and qualifies: Richard G. Ruben 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Independent Registered Public Accounting Firm for the Company for the fiscal year ending September 30, 2019. -------------------------------------------------------------------------------------------------------------------------- OAKTREE SPECIALTY LENDING CORPORATION Agenda Number: 935039796 -------------------------------------------------------------------------------------------------------------------------- Security: 67401P108 Meeting Type: Special Meeting Date: 28-Jun-2019 Ticker: OCSL ISIN: US67401P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the New Investment Advisory Mgmt For For Agreement between the Company and the Adviser, that will replace the Current Investment Advisory Agreement with the Adviser and will become effective at the closing of the Merger. 2. To approve the application of the reduced Mgmt For For asset coverage requirements in Section 61(a)(2) of the 1940 Act, to OCSL, which would permit OCSL to double the maximum amount of leverage that it is permitted to incur by reducing the asset coverage requirements applicable to OCSL from 200% to 150%. -------------------------------------------------------------------------------------------------------------------------- OLD NATIONAL BANCORP Agenda Number: 934948134 -------------------------------------------------------------------------------------------------------------------------- Security: 680033107 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: ONB ISIN: US6800331075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) DIRECTOR Alan W. Braun Mgmt For For Andrew E. Goebel Mgmt For For Jerome F. Henry, Jr. Mgmt For For Robert G. Jones Mgmt For For Ryan C. Kitchell Mgmt For For Phelps L. Lambert Mgmt For For Thomas E. Salmon Mgmt For For Randall T. Shepard Mgmt For For Rebecca S. Skillman Mgmt For For Derrick J. Stewart Mgmt For For Katherine E. White Mgmt For For Linda E. White Mgmt For For 2) Approval of the amended and restated Old Mgmt For For National Bancorp Employee Stock Purchase Plan. 3) Approval of a non-binding advisory proposal Mgmt For For on Executive Compensation. 4) Ratification of the appointment of Crowe Mgmt For For LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- OLD SECOND BANCORP, INC. Agenda Number: 934997973 -------------------------------------------------------------------------------------------------------------------------- Security: 680277100 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: OSBC ISIN: US6802771005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Directors to serve Mgmt For For for a term expiring in 2022: Edward Bonifas 1.2 Election of Class III Directors to serve Mgmt For For for a term expiring in 2022: Gary Collins 1.3 Election of Class III Directors to serve Mgmt For For for a term expiring in 2022: William B. Skoglund 1.4 Election of Class III Directors to serve Mgmt For For for a term expiring in 2022: Duane Suits 2. Approval, in a non-binding, advisory vote, Mgmt For For of the compensation of the Company's named executive officers, as described in the Company's Proxy Statement (the "Proxy Statement"). 3. Approval, in a non-advisory vote, of the Mgmt 1 Year For frequency of future stockholder advisory votes on the compensation of the Company's named executive officers. 4. Approval of the Old Second Bancorp, Inc. Mgmt For For 2019 Equity Incentive Plan. 5. Approval and adoption of an amendment to Mgmt For For the Company's Certificate of Incorporation eliminating the mandatory retirement age for directors, as described in the Proxy Statement. 6. Ratification of the selection of Plante & Mgmt For For Moran, PLLC as the Company's independent registered public accountants for the fiscal year ending December 31, 2019. 7. Approval of a proposal, which may be Mgmt For For submitted by the chair of the Annual Meeting, to adjourn, postpone or continue the Annual Meeting in order to solicit additional proxies in favor of any of the proposals described in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- OP BANCORP Agenda Number: 934861053 -------------------------------------------------------------------------------------------------------------------------- Security: 67109R109 Meeting Type: Annual Meeting Date: 23-Aug-2018 Ticker: OPBK ISIN: US67109R1095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Brian Choi Mgmt For For Ernest E. Dow Mgmt For For Jason Hwang Mgmt For For Soo Hun Jung Mgmt For For Min J. Kim Mgmt For For Ock Hee Kim Mgmt For For Myung Ja Park Mgmt For For Yong Sin Shin Mgmt For For 2. To ratify the selection of Crowe LLP as the Mgmt For For Company's independent registered public accounting firm for the year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- PACIFIC PREMIER BANCORP, INC. Agenda Number: 934972161 -------------------------------------------------------------------------------------------------------------------------- Security: 69478X105 Meeting Type: Annual Meeting Date: 20-May-2019 Ticker: PPBI ISIN: US69478X1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: John J. Carona Mgmt For For 1b. Election of Director: Ayad A. Fargo Mgmt For For 1c. Election of Director: Steven R. Gardner Mgmt For For 1d. Election of Director: Joseph L. Garrett Mgmt For For 1e. Election of Director: Jeff C. Jones Mgmt For For 1f. Election of Director: M. Christian Mitchell Mgmt For For 1g. Election of Director: Michael J. Morris Mgmt For For 1h. Election of Director: Zareh H. Sarrafian Mgmt For For 1i. Election of Director: Cora M. Tellez Mgmt For For 2. TO APPROVE, ON A NON BINDING ADVISORY Mgmt For For BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. TO RATIFY THE APPOINTMENT OF CROWE LLP AS Mgmt For For THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. -------------------------------------------------------------------------------------------------------------------------- PACWEST BANCORP Agenda Number: 934961269 -------------------------------------------------------------------------------------------------------------------------- Security: 695263103 Meeting Type: Annual Meeting Date: 13-May-2019 Ticker: PACW ISIN: US6952631033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Tanya M. Acker Mgmt For For 1B. Election of Director: Paul R. Burke Mgmt For For 1C. Election of Director: Craig A. Carlson Mgmt For For 1D. Election of Director: John M. Eggemeyer, Mgmt For For III 1E. Election of Director: C. William Hosler Mgmt For For 1F. Election of Director: Susan E. Lester Mgmt For For 1G. Election of Director: Roger H. Molvar Mgmt For For 1H. Election of Director: James J. Pieczynski Mgmt For For 1I. Election of Director: Daniel B. Platt Mgmt For For 1J. Election of Director: Robert A. Stine Mgmt For For 1K. Election of Director: Matthew P. Wagner Mgmt For For 1L. Election of Director: Mark T. Yung Mgmt For For 2. Advisory Vote on Executive Compensation. To Mgmt For For approve, on an advisory basis (non-binding), the compensation of the Company's named executive officers. 3. Ratification of the Appointment of Mgmt For For Independent Auditors. To ratify the appointment of KPMG LLP as the Company's independent auditors for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- PARK HOTELS & RESORTS INC Agenda Number: 934971474 -------------------------------------------------------------------------------------------------------------------------- Security: 700517105 Meeting Type: Annual Meeting Date: 26-Apr-2019 Ticker: PK ISIN: US7005171050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Thomas J. Baltimore, Mgmt For For Jr 1B. Election of Director: Gordon M. Bethune Mgmt For For 1C. Election of Director: Patricia M. Bedient Mgmt For For 1D. Election of Director: Geoffrey M. Garrett Mgmt For For 1E. Election of Director: Christie B. Kelly Mgmt For For 1F. Election of Director: Sen. Joseph I. Mgmt For For Lieberman 1G. Election of Director: Timothy J. Naughton Mgmt For For 1H. Election of Director: Stephen I. Sadove Mgmt For For 2A. By-law Change Amendment - To approve and Mgmt For For adopt amendments to our amended and restated certificate of incorporation ("our Charter") to Reduce the affirmative vote required for stockholders to amend our by-laws from 80% of the voting power of all the then outstanding shares of stock of the Company entitled to vote generally in the election of directors to a majority vote. 2B. Ownership Limit Amendment - To approve and Mgmt For For adopt amendments to our amended and restated certificate of incorporation ("our Charter") to Increase the ownership limit for our common stock and preferred stock from 4.9% to 9.8% 2C. Special Meeting Amendment - To approve and Mgmt For For adopt amendments to our amended and restated certificate of incorporation ("our Charter") to Reduce the threshold for stockholders to demand a special meeting be called from a majority to 25% of the total voting power of all the then outstanding shares of stock of the Company entitled to vote generally in the election of directors. 2D. DGCL 203 Amendment - To approve and adopt Mgmt For For amendments to our amended and restated certificate of incorporation ("our Charter") to "Opt out" of the anti-takeover provisions contained in Section 203 of the General Corporation Law of the State of Delaware. 2E. Other Charter Amendments - To approve and Mgmt For For adopt amendments to our amended and restated certificate of incorporation ("our Charter") to Remove certain provisions from our Charter that are no longer applicable to the Company and make certain other conforming and/or immaterial changes. 3. To approve, on an advisory (non-binding) Mgmt For For basis, the compensation of our named executive officers. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- PARK NATIONAL CORPORATION Agenda Number: 934941952 -------------------------------------------------------------------------------------------------------------------------- Security: 700658107 Meeting Type: Annual Meeting Date: 22-Apr-2019 Ticker: PRK ISIN: US7006581075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Donna M. Alvarado Mgmt For For 1b. Election of Director: Jason N. Judd Mgmt For For 1c. Election of Director: Stephen J. Kambeitz Mgmt For For 1d. Election of Director: Timothy S. McLain Mgmt For For 1e. Election of Director: Mark R. Ramser Mgmt For For 2. Approval of advisory resolution on the Mgmt For For compensation of the Company's named executive officers. 3. Ratification of the appointment of Crowe Mgmt For For LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- PEOPLES BANCORP INC. Agenda Number: 934943590 -------------------------------------------------------------------------------------------------------------------------- Security: 709789101 Meeting Type: Annual Meeting Date: 25-Apr-2019 Ticker: PEBO ISIN: US7097891011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Tara M. Abraham Mgmt For For S. Craig Beam Mgmt For For George W. Broughton Mgmt For For David F. Dierker Mgmt For For James S. Huggins Mgmt For For Brooke W. James Mgmt For For David L. Mead Mgmt For For Susan D. Rector Mgmt For For Charles W. Sulerzyski Mgmt For For 2. Advisory resolution to approve the Mgmt For For compensation of Peoples' named executive officers as disclosed in the Proxy Statement for the 2019 Annual Meeting of Shareholders 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Peoples' independent registered public accounting firm for the fiscal year ending December 31, 2019 -------------------------------------------------------------------------------------------------------------------------- PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 934935909 -------------------------------------------------------------------------------------------------------------------------- Security: 72346Q104 Meeting Type: Annual Meeting Date: 16-Apr-2019 Ticker: PNFP ISIN: US72346Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Abney S. Boxley, III Mgmt For For 1b. Election of Director: Charles E. Brock Mgmt For For 1c. Election of Director: Renda J. Burkhart Mgmt For For 1d. Election of Director: Gregory L. Burns Mgmt For For 1e. Election of Director: Richard D. Callicutt, Mgmt For For II 1f. Election of Director: Marty G. Dickens Mgmt For For 1g. Election of Director: Thomas C. Farnsworth, Mgmt For For III 1h. Election of Director: Joseph C. Galante Mgmt For For 1i. Election of Director: Glenda Baskin Glover Mgmt For For 1j. Election of Director: David B. Ingram Mgmt For For 1k. Election of Director: Robert A. McCabe, Jr. Mgmt For For 1l. Election of Director: Ronald L. Samuels Mgmt For For 1m. Election of Director: Gary L. Scott Mgmt For For 1n. Election of Director: Thomas R. Sloan Mgmt For For 1o. Election of Director: Reese L. Smith, III Mgmt For For 1p. Election of Director: G. Kennedy Thompson Mgmt For For 1q. Election of Director: M. Terry Turner Mgmt For For 2. To ratify the appointment of Crowe LLP as Mgmt For For the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. To approve, on a non-binding, advisory Mgmt For For basis, the compensation of the Company's named executive officers as disclosed in the proxy statement for the annual meeting of shareholders -------------------------------------------------------------------------------------------------------------------------- PRESIDIO BANK Agenda Number: 934981033 -------------------------------------------------------------------------------------------------------------------------- Security: 74101A100 Meeting Type: Annual Meeting Date: 08-May-2019 Ticker: PDOB ISIN: US74101A1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Bruce H. Cabral Mgmt For For Paula R. Collins Mgmt For For Stephen G. Heitel Mgmt For For Robert B. Leet Mgmt For For Stephen D. Mayer Mgmt For For Gregory J. Moss Mgmt For For Lawrence R. Nibbi Mgmt For For Marina H. Park Mgmt For For James S. Westfall Mgmt For For James R. Woolwine Mgmt Withheld Against 2. Ratification of the selection of Crowe LLP, Mgmt For For independent certified public accountants, to serve as the Bank's auditors for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- PRIME MERIDIAN HOLDING COMPANY Agenda Number: 934960041 -------------------------------------------------------------------------------------------------------------------------- Security: 74164R107 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: PMHG ISIN: US74164R1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William D. Crona Mgmt For For Sammie D. Dixon, Jr. Mgmt For For Steven L. Evans Mgmt For For R. Randy Guemple Mgmt For For Chris L. Jensen, Jr. Mgmt For For Kathleen C. Jones Mgmt Withheld Against Robert H. Kirby Mgmt For For Frank L. Langston Mgmt For For Michael A. Micallef,Jr. Mgmt For For L. Collins Proctor, Sr. Mgmt For For Garrison A. Rolle, M.D. Mgmt For For Steven D. Smith Mgmt For For Marjorie R. Turnbull Mgmt For For Richard A. Weidner Mgmt For For 2. The ratification of the appointment of Mgmt For For Hacker, Johnson & Smith, P.A. as the independent auditors for the Company, for the fiscal year ending December 31, 2019. 3. The adjournment of the Annual Meeting to Mgmt Against Against solicit additional proxies in the event there are an insufficient number of votes to approve either one or both of the foregoing Proposals. -------------------------------------------------------------------------------------------------------------------------- PROVIDENT FINANCIAL HOLDINGS, INC. Agenda Number: 934893024 -------------------------------------------------------------------------------------------------------------------------- Security: 743868101 Meeting Type: Annual Meeting Date: 27-Nov-2018 Ticker: PROV ISIN: US7438681014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Judy A. Carpenter Mgmt For For William E. Thomas Mgmt For For 2. The approval on an advisory (non-binding) Mgmt Against Against basis of our executive compensation as disclosed in the Proxy Statement. 3. The ratification of the appointment of Mgmt For For Deloitte & Touche LLP as independent auditor for Provident Financial Holdings, Inc. for the fiscal year ending June 30, 2019. -------------------------------------------------------------------------------------------------------------------------- PROVIDENT FINANCIAL SERVICES, INC. Agenda Number: 934943300 -------------------------------------------------------------------------------------------------------------------------- Security: 74386T105 Meeting Type: Annual Meeting Date: 25-Apr-2019 Ticker: PFS ISIN: US74386T1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas W. Berry Mgmt For For James P. Dunigan Mgmt For For Frank L. Fekete Mgmt For For Matthew K. Harding Mgmt For For 2. The approval (non-binding) of executive Mgmt For For compensation. 3. The approval of the 2019 Long-Term Equity Mgmt For For Incentive Plan. 4. The ratification of the appointment of KPMG Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- QCR HOLDINGS, INC. Agenda Number: 934979850 -------------------------------------------------------------------------------------------------------------------------- Security: 74727A104 Meeting Type: Annual Meeting Date: 23-May-2019 Ticker: QCRH ISIN: US74727A1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Patrick S. Baird Mgmt For For Larry J. Helling Mgmt For For Mark C. Kilmer Mgmt For For 2. To approve, in a non-binding, advisory Mgmt For For vote, the compensation of certain executive officers which is referred to as a "say-on-pay" proposal. 3. To ratify the appointment of RSM US LLP as Mgmt For For QCR Holdings' independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION Agenda Number: 934940455 -------------------------------------------------------------------------------------------------------------------------- Security: 7591EP100 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: RF ISIN: US7591EP1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Carolyn H. Byrd Mgmt For For 1b. Election of Director: Don DeFosset Mgmt For For 1c. Election of Director: Samuel A. Di Piazza, Mgmt For For Jr. 1d. Election of Director: Eric C. Fast Mgmt For For 1e. Election of Director: Zhanna Golodryga Mgmt For For 1f. Election of Director: John D. Johns Mgmt For For 1g. Election of Director: Ruth Ann Marshall Mgmt For For 1h. Election of Director: Charles D. McCrary Mgmt For For 1i. Election of Director: James T. Prokopanko Mgmt For For 1j. Election of Director: Lee J. Styslinger III Mgmt For For 1k. Election of Director: Jose S. Suquet Mgmt For For 1l. Election of Director: John M. Turner, Jr. Mgmt For For 1m. Election of Director: Timothy Vines Mgmt For For 2. Ratification of Appointment of Ernst & Mgmt For For Young LLP as the Independent Registered Public Accounting Firm for 2019. 3. Advisory Vote on Executive Compensation. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- RENASANT CORPORATION Agenda Number: 934935959 -------------------------------------------------------------------------------------------------------------------------- Security: 75970E107 Meeting Type: Annual Meeting Date: 23-Apr-2019 Ticker: RNST ISIN: US75970E1073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Connie L. Engel* Mgmt For For John M. Creekmore# Mgmt For For Jill V. Deer# Mgmt For For Neal A. Holland, Jr.# Mgmt For For E. Robinson McGraw# Mgmt For For Sean M. Suggs# Mgmt For For 3. To adopt, in a non-binding advisory vote, a Mgmt For For resolution approving the compensation of our named executive officers, as described in the proxy statement. 4. To ratify the appointment of HORNE, LLP as Mgmt For For our independent registered public accountants for 2019 -------------------------------------------------------------------------------------------------------------------------- SHORE BANCSHARES, INC. Agenda Number: 934938107 -------------------------------------------------------------------------------------------------------------------------- Security: 825107105 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: SHBI ISIN: US8251071051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director: Frank E. Mgmt For For Mason, III 1b. Election of Class I Director: Jeffery E. Mgmt For For Thompson 1c. Election of Class I Director: John H. Mgmt For For Wilson 2. Ratify the appointment of Yount, Hyde & Mgmt For For Barbour, P.C. as the independent registered public accounting firm for 2019. 3. Adopt a non-binding advisory resolution Mgmt For For approving the compensation of the named executive officers. -------------------------------------------------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Agenda Number: 934959973 -------------------------------------------------------------------------------------------------------------------------- Security: 828806109 Meeting Type: Annual Meeting Date: 08-May-2019 Ticker: SPG ISIN: US8288061091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Glyn F. Aeppel Mgmt For For 1b. Election of Director: Larry C. Glasscock Mgmt For For 1c. Election of Director: Karen N. Horn, Ph.D. Mgmt For For 1d. Election of Director: Allan Hubbard Mgmt For For 1e. Election of Director: Reuben S. Leibowitz Mgmt For For 1f. Election of Director: Gary M. Rodkin Mgmt For For 1g. Election of Director: Stefan M. Selig Mgmt For For 1h. Election of Director: Daniel C. Smith, Mgmt For For Ph.D. 1i. Election of Director: J. Albert Smith, Jr. Mgmt For For 1j. Election of Director: Marta R. Stewart Mgmt For For 2. An advisory vote to approve the Mgmt For For compensation of our Named Executive Officers. 3. Ratification of Ernst & Young LLP as our Mgmt For For independent registered public accounting firm for 2019. 4. Vote to approve the 2019 Stock Incentive Mgmt For For Plan. 5. Shareholder Proposal requesting disclosure Shr For Against of political contributions. -------------------------------------------------------------------------------------------------------------------------- SOUTH ATLANTIC BANCSHARES, INC. Agenda Number: 934965609 -------------------------------------------------------------------------------------------------------------------------- Security: 83636T104 Meeting Type: Annual Meeting Date: 23-Apr-2019 Ticker: SABK ISIN: US83636T1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR K. Wayne Wicker Mgmt Withheld Against Miles M. Herring Mgmt Withheld Against Martha S. Lewis Mgmt Withheld Against Michael C. Tawes, Sr. Mgmt For For Edgar L. Woods Mgmt For For 2. Amendment to Articles of Incorporation for Mgmt Against Against Removal of Directors 3. Amendment to Articles of Incorporation for Mgmt Against Against Shareholder Amendments to the Company's Governing Documents 4. Amendment to Articles of Incorporation for Mgmt Against Against Shareholder Approval of Business Combination -------------------------------------------------------------------------------------------------------------------------- SOUTH STATE CORPORATION Agenda Number: 934934680 -------------------------------------------------------------------------------------------------------------------------- Security: 840441109 Meeting Type: Annual Meeting Date: 25-Apr-2019 Ticker: SSB ISIN: US8404411097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert R. Horger Mgmt Withheld Against Robert H. Demere, Jr. Mgmt Withheld Against Grey B. Murray Mgmt Withheld Against James W. Roquemore Mgmt Withheld Against 2. Proposal to approve the compensation of the Mgmt Against Against Company's named executive officers (this is a non-binding, advisory vote; the Board of Directors unanimously recommends that you vote "FOR" this proposal). 3. Proposal to approve the 2019 Omnibus Stock Mgmt For For and Performance Plan (the Board of Directors unanimously recommends that you vote "FOR" this proposal). 4. Proposal to ratify, as an advisory, Mgmt For For non-binding vote, the appointment of Dixon Hughes Goodman LLP, Certified Public Accountants, as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2019 (the Board of Directors unanimously recommends that you vote "FOR" this proposal). -------------------------------------------------------------------------------------------------------------------------- SOUTHERN FIRST BANCSHARES, INC. Agenda Number: 934982910 -------------------------------------------------------------------------------------------------------------------------- Security: 842873101 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: SFST ISIN: US8428731017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Leighton M Cubbage* Mgmt For For David G Ellison* Mgmt For For James B Orders, III* Mgmt For For Anna T Locke# Mgmt For For 2. To conduct an advisory vote on the Mgmt For For compensation of our named executive officers as disclosed in this proxy statement (this is a non-binding, advisory vote). 3. To approve the frequency of future advisory Mgmt 1 Year For votes on the compensation of our named executive officers (this is a non- binding, advisory vote). 4. To ratify the appointment of Elliott Davis, Mgmt For For LLC as our independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- SOUTHERN MISSOURI BANCORP, INC. Agenda Number: 934882362 -------------------------------------------------------------------------------------------------------------------------- Security: 843380106 Meeting Type: Annual Meeting Date: 29-Oct-2018 Ticker: SMBC ISIN: US8433801060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Greg A. Steffens Mgmt For For L. Douglas Bagby Mgmt For For David J. Tooley Mgmt For For Todd E. Hensley Mgmt For For 2. Advisory (non-binding) vote on executive Mgmt For For compensation as disclosed in the accompanying proxy statement. 3. An advisory (non-binding) vote on the Mgmt 1 Year For frequency of the advisory vote on executive compensation. 4. Approval of an amendment to the Company's Mgmt For For Articles of Incorporation to increase the number of authorized shares of common stock from 12.0 million to 25.0 million. 5. Ratification of the appointment of BKD, LLP Mgmt For For as Southern Missouri Bancorp's independent auditors for the fiscal year ending June 30, 2019. -------------------------------------------------------------------------------------------------------------------------- STATE BANK FINANCIAL CORPORATION Agenda Number: 934862853 -------------------------------------------------------------------------------------------------------------------------- Security: 856190103 Meeting Type: Special Meeting Date: 18-Sep-2018 Ticker: STBZ ISIN: US8561901039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Proposal to approve the Agreement and Plan Mgmt For For of Merger, dated as of May 11, 2018, as it may be amended from time to time, by and between State Bank Financial Corporation ("State Bank") and Cadence Bancorporation ("Cadence"), pursuant to which State Bank will merge with and into Cadence (the "merger proposal"). 2. Proposal to approve on a non-binding, Mgmt Against Against advisory basis the compensation that may be paid or become payable to the named executive officers of State Bank that is based on or otherwise relates to the merger. 3. Proposal to approve one or more Mgmt For For adjournments of the State Bank special meeting, if necessary or appropriate, including adjournments to permit further solicitation of proxies in favor of the merger proposal. -------------------------------------------------------------------------------------------------------------------------- STOCK YARDS BANCORP, INC. Agenda Number: 934949491 -------------------------------------------------------------------------------------------------------------------------- Security: 861025104 Meeting Type: Annual Meeting Date: 25-Apr-2019 Ticker: SYBT ISIN: US8610251048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Paul J. Bickel III Mgmt For For 1b. Election of Director: J. McCauley Brown Mgmt For For 1c. Election of Director: David P. Heintzman Mgmt For For 1d. Election of Director: Donna L. Heitzman Mgmt For For 1e. Election of Director: Carl G. Herde Mgmt For For 1f. Election of Director: James A. Hillebrand Mgmt For For 1g. Election of Director: Richard A. Lechleiter Mgmt For For 1h. Election of Director: Stephen M. Priebe Mgmt For For 1i. Election of Director: John L. Schutte Mgmt For For 1j. Election of Director: Norman Tasman Mgmt For For 1k. Election of Director: Kathy C. Thompson Mgmt For For 2. The ratification of BKD, LLP as the Mgmt For For independent registered public accounting firm for Stock Yards Bancorp, Inc. for the year ending December 31, 2019. 3. The advisory approval of the compensation Mgmt For For of Bancorp's named executive officers. -------------------------------------------------------------------------------------------------------------------------- SUNTRUST BANKS, INC. Agenda Number: 934933638 -------------------------------------------------------------------------------------------------------------------------- Security: 867914103 Meeting Type: Annual Meeting Date: 23-Apr-2019 Ticker: STI ISIN: US8679141031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Director: Agnes Bundy Scanlan Mgmt For For 1B Election of Director: Dallas S. Clement Mgmt For For 1C Election of Director: Paul D. Donahue Mgmt For For 1D Election of Director: Paul R. Garcia Mgmt For For 1E Election of Director: Donna S. Morea Mgmt For For 1F Election of Director: David M. Ratcliffe Mgmt For For 1G Election of Director: William H. Rogers, Mgmt For For Jr. 1H Election of Director: Frank P. Scruggs, Jr. Mgmt For For 1I Election of Director: Bruce L. Tanner Mgmt For For 1J Election of Director: Steven C. Voorhees Mgmt For For 2 To approve, on an advisory basis, the Mgmt For For Company's executive compensation. 3 To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent auditor for 2019. -------------------------------------------------------------------------------------------------------------------------- SYNOVUS FINANCIAL CORP. Agenda Number: 934940253 -------------------------------------------------------------------------------------------------------------------------- Security: 87161C501 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: SNV ISIN: US87161C5013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Tim E. Bentsen Mgmt For For 1B. Election of Director: F. Dixon Brooke, Jr. Mgmt For For 1C. Election of Director: Stephen T. Butler Mgmt For For 1D. Election of Director: Elizabeth W. Camp Mgmt For For 1E. Election of Director: Diana M. Murphy Mgmt For For 1F. Election of Director: Harris Pastides Mgmt For For 1G. Election of Director: Joseph J. Prochaska, Mgmt For For Jr. 1H. Election of Director: John L. Stallworth Mgmt For For 1I. Election of Director: Kessel D. Stelling Mgmt For For 1J. Election of Director: Barry L. Storey Mgmt For For 1K. Election of Director: Teresa White Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of Synovus' named executive officers as determined by the Compensation Committee. 3. To ratify the appointment of KPMG LLP as Mgmt For For Synovus' independent auditor for the year 2019. -------------------------------------------------------------------------------------------------------------------------- THE COMMUNITY FINANCIAL CORPORATION Agenda Number: 934961904 -------------------------------------------------------------------------------------------------------------------------- Security: 20368X101 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: TCFC ISIN: US20368X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Louis P. Jenkins, Jr. Mgmt Withheld Against Michael L. Middleton Mgmt For For Mary Todd Peterson Mgmt For For 2. The ratification of the appointment of Mgmt For For Dixon Hughes Goodman LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2019. 3. The approval of a non-binding resolution of Mgmt For For the compensation of the named executive officers. 4. The determination of whether the Mgmt 1 Year For stockholder vote to approve the compensation of the named executive officers should occur every one, two or three years. -------------------------------------------------------------------------------------------------------------------------- THE FIRST BANCORP, INC. Agenda Number: 934957006 -------------------------------------------------------------------------------------------------------------------------- Security: 31866P102 Meeting Type: Annual Meeting Date: 24-Apr-2019 Ticker: FNLC ISIN: US31866P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Katherine M. Boyd Mgmt For For Robert B. Gregory Mgmt For For Renee W. Kelly Mgmt For For Tony C. McKim Mgmt For For Mark N. Rosborough Mgmt For For Cornelius J. Russell Mgmt For For Stuart G. Smith Mgmt For For Bruce B. Tindal Mgmt For For F. Stephen Ward Mgmt For For 2. To approve (on a non-binding basis), the Mgmt For For compensation of the Company's executives, as disclosed in the Company's annual report and proxy statement. 3. To ratify the Board of Directors Audit Mgmt For For Committee's selection of Berry Dunn McNeil & Parker, LLC, as independent auditors for the Company for 2019. -------------------------------------------------------------------------------------------------------------------------- THE FIRST BANCSHARES, INC. Agenda Number: 934972337 -------------------------------------------------------------------------------------------------------------------------- Security: 318916103 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: FBMS ISIN: US3189161033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David W. Bomboy, M.D. Mgmt For For M. Ray (Hoppy) Cole, Jr Mgmt For For E. Ricky Gibson Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers. 3. Proposal to ratify the appointment of Mgmt For For Crowe, LLP as the Independent Registered Public Accounting Firm of the Company -------------------------------------------------------------------------------------------------------------------------- THE FIRST OF LONG ISLAND CORPORATION Agenda Number: 934947928 -------------------------------------------------------------------------------------------------------------------------- Security: 320734106 Meeting Type: Annual Meeting Date: 16-Apr-2019 Ticker: FLIC ISIN: US3207341062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John J. Desmond Mgmt For For Howard Thomas Hogan Jr Mgmt For For Louisa M. Ives Mgmt For For Milbrey Rennie Taylor Mgmt For For Walter C. Teagle III Mgmt For For Michael N. Vittorio Mgmt For For 2. Non-binding, advisory vote to approve the Mgmt Against Against Corporation's executive compensation as discussed in the proxy statement. 3. To ratify the appointment of Crowe LLP as Mgmt For For the Corporation's independent registered public accounting firm for 2019. -------------------------------------------------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934940164 -------------------------------------------------------------------------------------------------------------------------- Security: 693475105 Meeting Type: Annual Meeting Date: 23-Apr-2019 Ticker: PNC ISIN: US6934751057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Joseph Alvarado Mgmt For For 1b. Election of Director: Charles E. Bunch Mgmt For For 1c. Election of Director: Debra A. Cafaro Mgmt For For 1d. Election of Director: Marjorie Rodgers Mgmt For For Cheshire 1e. Election of Director: William S. Demchak Mgmt For For 1f. Election of Director: Andrew T. Feldstein Mgmt For For 1g. Election of Director: Richard J. Harshman Mgmt For For 1h. Election of Director: Daniel R. Hesse Mgmt For For 1i. Election of Director: Richard B. Kelson Mgmt For For 1j. Election of Director: Linda R. Medler Mgmt For For 1k. Election of Director: Martin Pfinsgraff Mgmt For For 1l. Election of Director: Toni Townes-Whitley Mgmt For For 1m. Election of Director: Michael J. Ward Mgmt For For 2. Ratification of the Audit Committee's Mgmt For For selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2019. 3. Advisory vote to approve named executive Mgmt For For officer compensation. -------------------------------------------------------------------------------------------------------------------------- TOWNEBANK Agenda Number: 934999131 -------------------------------------------------------------------------------------------------------------------------- Security: 89214P109 Meeting Type: Annual Meeting Date: 22-May-2019 Ticker: TOWN ISIN: US89214P1093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR G. Robert Aston, Jr. Mgmt For For E. Lee Baynor Mgmt For For Thomas C. Broyles Mgmt For For Bradford L. Cherry Mgmt For For J. Morgan Davis Mgmt For For Harry T. Lester Mgmt For For William T. Morrison Mgmt For For Elizabeth W. Robertson Mgmt For For Dwight C. Schaubach Mgmt For For Richard B. Thurmond Mgmt For For F. Lewis Wood Mgmt For For 2. To ratify the selection of Dixon Hughes Mgmt For For Goodman LLP, independent certified public accountants, as auditors of TowneBank for 2019. 3. To approve, on a non-binding advisory Mgmt For For basis, TowneBank's named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- TPG SPECIALTY LENDING, INC. Agenda Number: 934871725 -------------------------------------------------------------------------------------------------------------------------- Security: 87265K102 Meeting Type: Special Meeting Date: 08-Oct-2018 Ticker: TSLX ISIN: US87265K1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the application to the Company Mgmt For For of a minimum asset coverage ratio of 150%, pursuant to Section 61 (a)(2) of the Investment Company Act of 1940, as amended, to become effective the date after the Special Meeting, which would permit the Company to double the maximum amount of leverage that it is permitted to incur. -------------------------------------------------------------------------------------------------------------------------- TPG SPECIALTY LENDING, INC. Agenda Number: 934969140 -------------------------------------------------------------------------------------------------------------------------- Security: 87265K102 Meeting Type: Annual Meeting Date: 16-May-2019 Ticker: TSLX ISIN: US87265K1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jennifer Gordon Mgmt For For John Ross Mgmt For For 2. To ratify the selection of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- TPG SPECIALTY LENDING, INC. Agenda Number: 934975282 -------------------------------------------------------------------------------------------------------------------------- Security: 87265K102 Meeting Type: Special Meeting Date: 14-Jun-2019 Ticker: TSLX ISIN: US87265K1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve a proposal to authorize the Mgmt For For Company to sell or otherwise issue shares of its common stock at a price below its then-current net asset value per share in one or more offerings, in each case subject to the approval of its board of directors and subject to the conditions set forth in the accompanying proxy statement. -------------------------------------------------------------------------------------------------------------------------- TRICO BANCSHARES Agenda Number: 935007559 -------------------------------------------------------------------------------------------------------------------------- Security: 896095106 Meeting Type: Annual Meeting Date: 21-May-2019 Ticker: TCBK ISIN: US8960951064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William J. Casey Mgmt For For Donald J. Amaral Mgmt For For Thomas G. Atwood Mgmt For For L. Gage Chrysler III Mgmt For For Craig S. Compton Mgmt For For Cory W. Giese Mgmt For For John S. A. Hasbrook Mgmt For For Michael W. Koehnen Mgmt For For Martin A. Mariani Mgmt For For Thomas C. McGraw Mgmt For For Richard P. Smith Mgmt For For W. Virginia Walker Mgmt For For 2. Propose to approve the 2019 Equity Mgmt For For Compensation Plan. 3. Advisory approval of the company's Mgmt For For executive compensation. 4. To ratify the selection of Moss Adams LLP Mgmt For For as the company's independent auditor for 2019. -------------------------------------------------------------------------------------------------------------------------- U.S. BANCORP Agenda Number: 934932131 -------------------------------------------------------------------------------------------------------------------------- Security: 902973304 Meeting Type: Annual Meeting Date: 16-Apr-2019 Ticker: USB ISIN: US9029733048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Warner L. Baxter Mgmt For For 1b. Election of Director: Dorothy J. Bridges Mgmt For For 1c. Election of Director: Elizabeth L. Buse Mgmt For For 1d. Election of Director: Marc N. Casper Mgmt For For 1e. Election of Director: Andrew Cecere Mgmt For For 1f. Election of Director: Arthur D. Collins, Mgmt For For Jr. 1g. Election of Director: Kimberly J. Harris Mgmt For For 1h. Election of Director: Roland A. Hernandez Mgmt For For 1i. Election of Director: Doreen Woo Ho Mgmt For For 1j. Election of Director: Olivia F. Kirtley Mgmt For For 1k. Election of Director: Karen S. Lynch Mgmt For For 1l. Election of Director: Richard P. McKenney Mgmt For For 1m. Election of Director: Yusuf I. Mehdi Mgmt For For 1n. Election of Director: David B. O'Maley Mgmt For For 1o. Election of Director: O'dell M. Owens, Mgmt For For M.D., M.P.H. 1p. Election of Director: Craig D. Schnuck Mgmt For For 1q. Election of Director: Scott W. Wine Mgmt For For 2. The ratification of the selection of Ernst Mgmt For For & Young LLP as our independent auditor for the 2019 fiscal year. 3. An advisory vote to approve the Mgmt For For compensation of our executives disclosed in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- UNION BANKSHARES CORPORATION Agenda Number: 934914917 -------------------------------------------------------------------------------------------------------------------------- Security: 90539J109 Meeting Type: Special Meeting Date: 15-Jan-2019 Ticker: UBSH ISIN: US90539J1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Union Merger and Share Issuance Proposal: Mgmt For For Approve the Agreement and Plan of Reorganization, dated as of October 4, 2018, including the related Plan of Merger (the "Merger Agreement"), by and between Union Bankshares Corporation ("Union") and Access National Corporation ("Access"), and to approve the transactions contemplated Thereby. 2. Union Adjournment Proposal: To approve one Mgmt For For or more adjournments of the Union Special Meeting, if necessary or appropriate, to solicit additional proxies in favor of approval of Proposal 1. -------------------------------------------------------------------------------------------------------------------------- UNION BANKSHARES CORPORATION Agenda Number: 934954339 -------------------------------------------------------------------------------------------------------------------------- Security: 90539J109 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: UBSH ISIN: US90539J1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John C. Asbury* Mgmt For For L. Bradford Armstrong* Mgmt For For Michael W. Clarke* Mgmt For For Patrick E. Corbin* Mgmt For For Daniel I. Hansen* Mgmt For For Jan S. Hoover* Mgmt For For W. Tayloe Murphy, Jr.* Mgmt For For F. Blair Wimbush# Mgmt For For 3. To amend the Company's articles of Mgmt For For incorporation to change the Company's name to "Atlantic Union Bankshares Corporation". 4. To amend the Company's articles of Mgmt For For incorporation to increase the number of authorized shares of the Company's common stock. 5. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. 6. To approve, on an advisory (non-binding) Mgmt For For basis, the Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- UNITED BANKSHARES, INC. Agenda Number: 934959769 -------------------------------------------------------------------------------------------------------------------------- Security: 909907107 Meeting Type: Annual Meeting Date: 15-May-2019 Ticker: UBSI ISIN: US9099071071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard M. Adams Mgmt For For Peter A. Converse Mgmt For For Michael P. Fitzgerald Mgmt For For Theodore J. Georgelas Mgmt For For J. Paul McNamara Mgmt For For Mark R. Nesselroad Mgmt For For Albert H.Small, Jr. Mgmt For For Mary K. Weddle Mgmt For For Gary G. White Mgmt For For P. Clinton Winter Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP to act as the independent registered public accounting firm for 2019. 3. To approve, on an advisory basis, the Mgmt For For compensation of United's named executive officers. -------------------------------------------------------------------------------------------------------------------------- UNITED COMMUNITY BANKS, INC. Agenda Number: 934964063 -------------------------------------------------------------------------------------------------------------------------- Security: 90984P303 Meeting Type: Annual Meeting Date: 08-May-2019 Ticker: UCBI ISIN: US90984P3038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert H. Blalock Mgmt For For L. Cathy Cox Mgmt For For Kenneth L. Daniels Mgmt For For Lance F. Drummond Mgmt For For H. Lynn Harton Mgmt For For Jennifer K. Mann Mgmt For For Thomas A. Richlovsky Mgmt For For David C. Shaver Mgmt For For Tim R. Wallis Mgmt For For David H. Wilkins Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation of our Named Executive Officers as disclosed in the Proxy Statement. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as independent registered public accountant for 2019. 04 To recommend, by non-binding vote, the Mgmt 1 Year For frequency of executive compensation votes -------------------------------------------------------------------------------------------------------------------------- UNITED COMMUNITY FINANCIAL CORP. Agenda Number: 934947613 -------------------------------------------------------------------------------------------------------------------------- Security: 909839102 Meeting Type: Annual Meeting Date: 02-May-2019 Ticker: UCFC ISIN: US9098391025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Louis M. Altman Mgmt For For Patrick W. Bevack Mgmt For For Scott N. Crewson Mgmt For For 2. An advisory vote to approve the Mgmt For For compensation of UCFC's named executive officers. 3. An advisory vote on the frequency of the Mgmt 1 Year For advisory vote on the compensation of named executive officers. 4. The ratification of the selection of Crowe Mgmt For For LLP, certified public accountants, as the auditors of UCFC for the current fiscal year. -------------------------------------------------------------------------------------------------------------------------- WASHINGTON TRUST BANCORP, INC. Agenda Number: 934938032 -------------------------------------------------------------------------------------------------------------------------- Security: 940610108 Meeting Type: Annual Meeting Date: 23-Apr-2019 Ticker: WASH ISIN: US9406101082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Edward O. Handy III Mgmt For For Katherine W. Hoxsie CPA Mgmt For For Kathleen E. McKeough Mgmt For For John T. Ruggieri Mgmt For For 2. The ratification of the selection of Crowe Mgmt For For LLP to serve as the Corporation's independent registered public accounting firm for the year ending December 31, 2019. 3. A non-binding advisory resolution to Mgmt For For approve the compensation of the Corporation's named executive officers. -------------------------------------------------------------------------------------------------------------------------- WESTBURY BANCORP, INC Agenda Number: 934919424 -------------------------------------------------------------------------------------------------------------------------- Security: 95727P106 Meeting Type: Annual Meeting Date: 20-Feb-2019 Ticker: WBBW ISIN: US95727P1066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David Jorgensen Mgmt For For Justin Herman Mgmt For For 2. Proposal to ratify the appointment of Mgmt For For CliftonLarsonAllen LLP as the Company's independent registered public accounting firm for the year ending September 30, 2019. -------------------------------------------------------------------------------------------------------------------------- WSFS FINANCIAL CORPORATION Agenda Number: 934898985 -------------------------------------------------------------------------------------------------------------------------- Security: 929328102 Meeting Type: Special Meeting Date: 12-Dec-2018 Ticker: WSFS ISIN: US9293281021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To adopt the Agreement and Plan of Mgmt For For Reorganization, dated as of August 7, 2018, as amended on November 1, 2018, by and between WSFS Financial Corporation ("WSFS") and Beneficial Bancorp, Inc., and to approve the transactions contemplated thereby, including the issuance of shares of WSFS common stock as consideration under such agreement. 2. To approve, on an advisory (non-binding) Mgmt For For basis, specified compensation that may become payable to the named executive officers of WSFS in connection with the Merger. 3. To approve one or more adjournments of the Mgmt For For WSFS Special Meeting, if necessary or appropriate, to solicit additional proxies in favor of approval of proposal 1 above. -------------------------------------------------------------------------------------------------------------------------- WSFS FINANCIAL CORPORATION Agenda Number: 934962300 -------------------------------------------------------------------------------------------------------------------------- Security: 929328102 Meeting Type: Annual Meeting Date: 25-Apr-2019 Ticker: WSFS ISIN: US9293281021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mr. F. B. Brake Jr.* Mgmt For For Ms. Karen D. Buchholz* Mgmt For For Mr. C.T. Gheysens* Mgmt For For Mr. Rodger Levenson* Mgmt For For Mr. M. N. Schoenhals# Mgmt For For Mr. E. I. du Pont+ Mgmt For For Mr. David G. Turner+ Mgmt For For 2. Amendment of the Amended and Restated Mgmt For For Certificate of Incorporation to increase the number of authorized shares of the Company's common stock from 65,000,000 to 90,000,000. 3. Ratification of the appointment of KPMG, Mgmt For For LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2019. 4. Advisory (non-binding) vote to approve the Mgmt For For compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION Agenda Number: 934863324 -------------------------------------------------------------------------------------------------------------------------- Security: 989701107 Meeting Type: Special Meeting Date: 14-Sep-2018 Ticker: ZION ISIN: US9897011071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. RESTRUCTURING PROPOSAL. To approve the Mgmt For For Agreement and Plan of Merger, dated as of April 5, 2018, by and between the Company and its wholly-owned subsidiary, ZB, N.A., as amended and restated July 10, 2018 and as such plan of merger may be amended from time to time. 2. ADJOURNMENT PROPOSAL. To authorize the Mgmt For For Board of Directors to adjourn or postpone the special meeting to a later date, if necessary or appropriate, including adjournments to permit further solicitation of proxies in favor of the restructuring proposal or to vote on other matters properly brought before the special meeting. 3. OTHER BUSINESS. On any other matter Mgmt Against properly presented for action by shareholders at the special meeting, such as any matters incident to the conduct of the meeting, the proxies are authorized to vote the shares represented by this appointment of proxy according to their best judgment. -------------------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION Agenda Number: 934993230 -------------------------------------------------------------------------------------------------------------------------- Security: 989701107 Meeting Type: Annual Meeting Date: 31-May-2019 Ticker: ZION ISIN: US9897011071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jerry C. Atkin Mgmt For For 1B. Election of Director: Gary L. Crittenden Mgmt For For 1C. Election of Director: Suren K. Gupta Mgmt For For 1D. Election of Director: J. David Heaney Mgmt For For 1E. Election of Director: Vivian S. Lee Mgmt For For 1F. Election of Director: Scott J. McLean Mgmt For For 1G. Election of Director: Edward F. Murphy Mgmt For For 1H. Election of Director: Stephen D. Quinn Mgmt For For 1I. Election of Director: Harris H. Simmons Mgmt For For 1J. Election of Director: Aaron B. Skonnard Mgmt For For 1K. Election of Director: Barbara A. Yastine Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Independent Registered Public Accounting Firm to audit the Company's financial statements for the current fiscal year. 3. Approval, on a nonbinding advisory basis, Mgmt For For of the compensation paid to the Company's named executive officers with respect to fiscal year ended December 31, 2018. 4. To recommend, by non-binding vote, the Mgmt 1 Year For frequency of the shareholder non-binding vote to approve executive compensation votes. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) John Hancock Financial Opportunities Fund By (Signature) /s/ Andrew G. Arnott Name Andrew G. Arnott Title President Date 08/28/2019