N-PX 1 BRD031_0000925683_2018.txt BRD031_0000925683_2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-8568 NAME OF REGISTRANT: John Hancock Financial Opportunities Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 601 Congress Street Boston, MA 02210 NAME AND ADDRESS OF AGENT FOR SERVICE: Charles Rizzo 601 Congress Street Boston, MA 02210 REGISTRANT'S TELEPHONE NUMBER: 617-663-3000 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2017 - 06/30/2018 2X21 JHF Financial Opportunities Fund -------------------------------------------------------------------------------------------------------------------------- 1ST SOURCE CORPORATION Agenda Number: 934736008 -------------------------------------------------------------------------------------------------------------------------- Security: 336901103 Meeting Type: Annual Meeting Date: 19-Apr-2018 Ticker: SRCE ISIN: US3369011032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Melody Mgmt For For Birmingham-Byrd 1B. Election of Director: Lisa W. Hershman Mgmt For For 1C. Election of Director: John T. Phair Mgmt For For 1D. Election of Director: Mark D. Schwabero Mgmt For For 2. Ratification of the appointment of BKD LLP Mgmt For For as 1st Source Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2018 -------------------------------------------------------------------------------------------------------------------------- ACCESS NATIONAL CORPORATION Agenda Number: 934677278 -------------------------------------------------------------------------------------------------------------------------- Security: 004337101 Meeting Type: Annual Meeting Date: 26-Oct-2017 Ticker: ANCX ISIN: US0043371014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL G. ANZILOTTI# Mgmt For For GARY D. LECLAIR# Mgmt For For JANET A. NEUHARTH# Mgmt For For GARY R. SHOOK# Mgmt For For CHILDS F. BURDEN* Mgmt For For JOHN W. EDGEMOND, IV$ Mgmt For For MARTIN S. FRIEDMAN$ Mgmt For For JOHN C. LEE, IV$ Mgmt For For MARY LEIGH MCDANIEL$ Mgmt For For 2. TO APPROVE THE ACCESS NATIONAL CORPORATION Mgmt For For 2017 EQUITY COMPENSATION PLAN. 3. TO APPROVE IN AN ADVISORY VOTE THE Mgmt Against Against COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. 4. TO RATIFY THE SELECTION OF BDO USA, LLP TO Mgmt For For SERVE AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. -------------------------------------------------------------------------------------------------------------------------- ACCESS NATIONAL CORPORATION Agenda Number: 934785986 -------------------------------------------------------------------------------------------------------------------------- Security: 004337101 Meeting Type: Annual Meeting Date: 24-May-2018 Ticker: ANCX ISIN: US0043371014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael G. Anzilotti Mgmt For For Michael W. Clarke Mgmt For For Gary D. LeClair Mgmt For For Janet A. Neuharth Mgmt For For 2. To approve in an advisory vote the Mgmt Against Against compensation of the Corporation's named executive officers as described in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- AMERIS BANCORP Agenda Number: 934766633 -------------------------------------------------------------------------------------------------------------------------- Security: 03076K108 Meeting Type: Annual Meeting Date: 15-May-2018 Ticker: ABCB ISIN: US03076K1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR R. Dale Ezzell Mgmt For For Leo J. Hill Mgmt For For Jimmy D. Veal Mgmt For For 2. Ratification of the appointment of Crowe Mgmt For For Horwath LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. 3. Advisory approval of the compensation of Mgmt For For the Company's named executive officers. 4. Advisory vote on the frequency of the Mgmt 1 Year For advisory vote on the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- ATLANTIC CAPITAL BANCSHARES, INC. Agenda Number: 934772585 -------------------------------------------------------------------------------------------------------------------------- Security: 048269203 Meeting Type: Annual Meeting Date: 17-May-2018 Ticker: ACBI ISIN: US0482692037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Walter M. Deriso, Jr. Mgmt For For Adam D. Compton Mgmt For For Henchy R. Enden Mgmt For For James H. Graves Mgmt For For Douglas J. Hertz Mgmt For For Larry D. Mauldin Mgmt For For R. Charles Shufeldt Mgmt For For Lizanne Thomas Mgmt For For Douglas L. Williams Mgmt For For Marietta Edmunds Zakas Mgmt For For 2. Ratification of Ernst & Young LLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- AVIDBANK HOLDINGS, INC. Agenda Number: 934786041 -------------------------------------------------------------------------------------------------------------------------- Security: 05368J103 Meeting Type: Annual Meeting Date: 16-May-2018 Ticker: AVBH ISIN: US05368J1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark D. Mordell Mgmt Withheld Against Kristofer W. Biorn Mgmt For For Kenneth D. Brenner Mgmt Withheld Against Lisa B. Hendrickson Mgmt For For Bryan C. Polster Mgmt For For Roxy H. Rapp Mgmt For For Michael F. Rosinus Mgmt For For Robert H. Scott Mgmt For For Marc J. verissimo Mgmt For For 2. RATIFICATION OF CROWE HORWATH LLP AS Mgmt For For AUDITORS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2018 3. APPROVAL OF OUR AMENDED AND RESTATED 2013 Mgmt Against Against EQUITY INCENTIVE PLAN -------------------------------------------------------------------------------------------------------------------------- BANK MUTUAL CORPORATION Agenda Number: 934680566 -------------------------------------------------------------------------------------------------------------------------- Security: 063750103 Meeting Type: Special Meeting Date: 24-Oct-2017 Ticker: BKMU ISIN: US0637501034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVAL OF THE AGREEMENT AND PLAN OF Mgmt For For MERGER, DATED AS OF JULY 20, 2017, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND BETWEEN ASSOCIATED BANC-CORP. AND BANK MUTUAL CORPORATION 2. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For CERTAIN COMPENSATION ARRANGEMENTS FOR BANK MUTUAL'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER 3. PROPOSAL FOR ADJOURNMENT OF THE SPECIAL Mgmt For For MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE AGREEMENT AND PLAN OF MERGER -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 934737163 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Meeting Date: 25-Apr-2018 Ticker: BAC ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sharon L. Allen Mgmt For For 1B. Election of Director: Susan S. Bies Mgmt For For 1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For 1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For 1E. Election of Director: Pierre J. P. de Weck Mgmt For For 1F. Election of Director: Arnold W. Donald Mgmt For For 1G. Election of Director: Linda P. Hudson Mgmt For For 1H. Election of Director: Monica C. Lozano Mgmt For For 1I. Election of Director: Thomas J. May Mgmt For For 1J. Election of Director: Brian T. Moynihan Mgmt For For 1K. Election of Director: Lionel L. Nowell, III Mgmt For For 1L. Election of Director: Michael D. White Mgmt For For 1M. Election of Director: Thomas D. Woods Mgmt For For 1N. Election of Director: R. David Yost Mgmt For For 1O. Election of Director: Maria T. Zuber Mgmt For For 2. Approving Our Executive Compensation (an Mgmt For For Advisory, Non-binding "Say on Pay" Resolution) 3. Ratifying the Appointment of Our Mgmt For For Independent Registered Public Accounting Firm for 2018 4. Stockholder Proposal - Independent Board Shr Against For Chairman -------------------------------------------------------------------------------------------------------------------------- BANK OF COMMERCE HOLDINGS Agenda Number: 934762421 -------------------------------------------------------------------------------------------------------------------------- Security: 06424J103 Meeting Type: Annual Meeting Date: 22-May-2018 Ticker: BOCH ISIN: US06424J1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Orin N. Bennett Mgmt For For Gary R. Burks Mgmt For For Randall S. Eslick Mgmt For For Joseph Q. Gibson Mgmt For For Jon W. Halfhide Mgmt For For Linda J. Miles Mgmt For For Karl L. Silberstein Mgmt For For Terence J. Street Mgmt For For Lyle L. Tullis Mgmt For For 2. Ratify the selection of Moss Adams LLP as Mgmt For For our independent registered public accounting firm for 2018. 3. Vote in an advisory (non-binding) capacity Mgmt For For on a resolution approving compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- BANK OF MARIN BANCORP Agenda Number: 934795470 -------------------------------------------------------------------------------------------------------------------------- Security: 063425102 Meeting Type: Annual Meeting Date: 22-May-2018 Ticker: BMRC ISIN: US0634251021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Steven I. Barlow Mgmt For For Russell A. Colombo Mgmt For For James C. Hale Mgmt For For Robert Heller Mgmt For For Norma J. Howard Mgmt For For Kevin R. Kennedy Mgmt For For William H. McDevitt Jr. Mgmt For For Leslie E. Murphy Mgmt For For Joel Sklar, MD Mgmt For For Brian M. Sobel Mgmt For For 2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For COMPENSATION 3. TO APPROVE THE BANK OF MARIN BANCORP 2017 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN 4. TO APPROVE THE AMENDMENT OF THE BANK OF Mgmt For For MARIN BANCORP 2017 EQUITY PLAN 5. RATIFICATION OF THE SELECTION OF Mgmt For For INDEPENDENT AUDITOR -------------------------------------------------------------------------------------------------------------------------- BAR HARBOR BANKSHARES Agenda Number: 934785241 -------------------------------------------------------------------------------------------------------------------------- Security: 066849100 Meeting Type: Annual Meeting Date: 15-May-2018 Ticker: BHB ISIN: US0668491006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Daina H. Belair Mgmt For For 1b. Election of Director: Matthew L. Caras Mgmt For For 1c. Election of Director: David M. Colter Mgmt For For 1d. Election of Director: Steven H. Dimick Mgmt Abstain Against 1e. Election of Director: Martha T. Dudman Mgmt For For 1f. Election of Director: Stephen W. Ensign Mgmt For For 1g. Election of Director: Lauri E. Fernald Mgmt For For 1h. Election of Director: Brendan O'Halloran Mgmt For For 1i. Election of Director: Curtis C. Simard Mgmt For For 1j. Election of Director: Kenneth E. Smith Mgmt For For 1k. Election of Director: Stephen R. Theroux Mgmt For For 1l. Election of Director: Scott G. Toothaker Mgmt For For 1m. Election of Director: David B. Woodside Mgmt For For 2. APPROVAL OF NON-BINDING, ADVISORY Mgmt For For RESOLUTION ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS 3. RATIFICATION OF THE FILING AND Mgmt For For EFFECTIVENESS OF AN ARTICLES OF AMENDMENT TO OUR ARTICLES OF INCORPORATION, AS AMENDED, FILED WITH THE SECRETARY OF STATE OF THE STATE OF MAINE ON MAY 22, 2015 4. APPROVAL OF THE BAR HARBOR BANKSHARES 2018 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN 5. RATIFICATION OF THE APPOINTMENT OF RSM US Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2018 -------------------------------------------------------------------------------------------------------------------------- BB&T CORPORATION Agenda Number: 934736109 -------------------------------------------------------------------------------------------------------------------------- Security: 054937107 Meeting Type: Annual Meeting Date: 24-Apr-2018 Ticker: BBT ISIN: US0549371070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jennifer S. Banner Mgmt For For 1B. Election of Director: K. David Boyer, Jr. Mgmt For For 1C. Election of Director: Anna R. Cablik Mgmt For For 1D. Election of Director: I. Patricia Henry Mgmt For For 1E. Election of Director: Eric C. Kendrick Mgmt For For 1F. Election of Director: Kelly S. King Mgmt For For 1G. Election of Director: Louis B. Lynn, Ph.D. Mgmt For For 1H. Election of Director: Charles A. Patton Mgmt For For 1I. Election of Director: Nido R. Qubein Mgmt For For 1J. Election of Director: William J. Reuter Mgmt For For 1K. Election of Director: Tollie W. Rich, Jr. Mgmt For For 1L. Election of Director: Christine Sears Mgmt For For 1M. Election of Director: Thomas E. Skains Mgmt For For 1N. Election of Director: Thomas N. Thompson Mgmt For For 2. Ratification of the appointment of BB&T's Mgmt For For independent registered public accounting firm for 2018. 3. An advisory vote to approve BB&T's Mgmt For For executive compensation program. 4. Approval of an amendment to BB&T's bylaws Mgmt For For eliminating supermajority voting provisions. 5. A shareholder proposal to decrease the Shr For Against percentage ownership required to call a special shareholder meeting. -------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HILLS BANCORP, INC. Agenda Number: 934764401 -------------------------------------------------------------------------------------------------------------------------- Security: 084680107 Meeting Type: Annual Meeting Date: 17-May-2018 Ticker: BHLB ISIN: US0846801076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Paul T. Bossidy Mgmt For For David M. Brunelle Mgmt For For Robert M. Curley Mgmt For For Michael P. Daly Mgmt For For Cornelius D. Mahoney Mgmt For For Pamela A. Massad Mgmt For For Richard J. Murphy Mgmt For For William J. Ryan Mgmt For For D. Jeffrey Templeton Mgmt For For 2. To approve the proposed amendment to Mgmt For For Berkshire's Certificate of Incorporation to Increase the Company's Authorized Common Stock from 50 Million to 100 Million Shares. 3. To approve the proposed amendment to Mgmt For For Berkshire's Certificate of Incorporation to Increase the Company's Authorized Preferred Stock from 1 Million to 2 Million Shares. 4. To approve the Berkshire Hills Bancorp, Mgmt For For Inc. 2018 Equity Incentive Plan. 5. To consider a non-binding proposal to give Mgmt For For advisory approval of Berkshire's executive compensation as described in the Proxy Statement. 6. To ratify the appointment of Crowe Horwath Mgmt For For LLP as Berkshire's Independent Registered Public Accounting firm for fiscal year 2018. -------------------------------------------------------------------------------------------------------------------------- BRYN MAWR BANK CORPORATION Agenda Number: 934737959 -------------------------------------------------------------------------------------------------------------------------- Security: 117665109 Meeting Type: Annual Meeting Date: 19-Apr-2018 Ticker: BMTC ISIN: US1176651099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Francis J. Leto* Mgmt For For Britton H. Murdoch* Mgmt For For F. Kevin Tylus@ Mgmt For For Diego Calderin# Mgmt For For 2. To approve a non-binding advisory vote on Mgmt For For executive officer compensation. 3. To ratify the appointment of KPMG LLP as Mgmt For For the independent registered public accounting firm for Bryn Mawr Bank Corporation for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- BSB BANCORP, INC. Agenda Number: 934780594 -------------------------------------------------------------------------------------------------------------------------- Security: 05573H108 Meeting Type: Annual Meeting Date: 23-May-2018 Ticker: BLMT ISIN: US05573H1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John A. Borelli Mgmt For For John W. Gahan, III Mgmt For For Robert M. Mahoney Mgmt For For John A. Whittemore Mgmt For For 2. The ratification of the appointment of Mgmt For For Baker Newman & Noyes, LLC as independent registered public accounting firm of BSB Bancorp, Inc. for the fiscal year ending December 31, 2018. 3. An advisory, non-binding vote to approve Mgmt For For the compensation of the Company's named executive officers. 4. An advisory, non-binding vote regarding the Mgmt 1 Year For frequency of voting on our executive compensation. -------------------------------------------------------------------------------------------------------------------------- CAMBRIDGE BANCORP Agenda Number: 934755060 -------------------------------------------------------------------------------------------------------------------------- Security: 132152109 Meeting Type: Annual Meeting Date: 14-May-2018 Ticker: CATC ISIN: US1321521098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Donald T. Briggs Mgmt For For Jeanette G. Clough Mgmt For For Hambleton Lord Mgmt For For R. Gregg Stone Mgmt For For Mark D. Thompson Mgmt For For S.R. Windham-Bannister Mgmt For For 2. Consideration and approval of a non-binding Mgmt For For advisory resolution on the compensation of the Company's named executive officers. 3. Consideration and approval of a non-binding Mgmt 1 Year For advisory proposal on the frequency of an advisory vote on the compensation of the Company's named executive officers. 4. To ratify, on an advisory basis, the Mgmt For For appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- CAMDEN NATIONAL CORPORATION Agenda Number: 934748471 -------------------------------------------------------------------------------------------------------------------------- Security: 133034108 Meeting Type: Annual Meeting Date: 24-Apr-2018 Ticker: CAC ISIN: US1330341082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Ann W. Bresnahan Mgmt For For 1.2 Election of Director: Gregory A. Dufour Mgmt For For 1.3 Election of Director: S. Catherine Longley Mgmt For For 1.4 Election of Director: Carl J. Soderberg Mgmt For For 2. To approve, by non-binding advisory vote, Mgmt For For the compensation of the Company's named executive officers ("Say-on-Pay"). 3. To ratify the appointment of RSM US LLP as Mgmt For For the Company's independent registered public accounting firm for the year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 934744396 -------------------------------------------------------------------------------------------------------------------------- Security: 14040H105 Meeting Type: Annual Meeting Date: 03-May-2018 Ticker: COF ISIN: US14040H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard D. Fairbank Mgmt For For 1B. Election of Director: Aparna Chennapragada Mgmt For For 1C. Election of Director: Ann Fritz Hackett Mgmt For For 1D. Election of Director: Lewis Hay, III Mgmt For For 1E. Election of Director: Benjamin P. Mgmt For For Jenkins,III 1F. Election of Director: Peter Thomas Killalea Mgmt For For 1G. Election of Director: Pierre E. Leroy Mgmt For For 1H. Election of Director: Peter E. Raskind Mgmt For For 1I. Election of Director: Mayo A. Shattuck III Mgmt For For 1J. Election of Director: Bradford H. Warner Mgmt For For 1K. Election of Director: Catherine G. West Mgmt For For 2. Ratification of selection of Ernst & Young Mgmt For For LLP as independent auditors of Capital One for 2018. 3. Advisory approval of Capital One's 2017 Mgmt For For Named Executive Officer compensation. 4. Ratification of 25% ownership threshold for Mgmt Against Against stockholders to request a special meeting of stockholders. -------------------------------------------------------------------------------------------------------------------------- CAROLINA FINANCIAL CORPORATION Agenda Number: 934677925 -------------------------------------------------------------------------------------------------------------------------- Security: 143873107 Meeting Type: Special Meeting Date: 24-Oct-2017 Ticker: CARO ISIN: US1438731077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVAL OF THE AGREEMENT AND PLAN OF Mgmt For For MERGER AND REORGANIZATION, DATED AS OF JUNE 9, 2017, BY AND BETWEEN FIRST SOUTH BANCORP, INC. ("FIRST SOUTH") AND CAROLINA FINANCIAL CORPORATION ("CAROLINA FINANCIAL"), AS IT MAY BE AMENDED FROM TIME TO TIME, UNDER WHICH FIRST SOUTH WILL MERGE WITH AND INTO CAROLINA ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 2. APPROVAL OF THE ISSUANCE OF SHARES OF Mgmt For For CAROLINA FINANCIAL COMMON STOCK, $0.01 PAR VALUE PER SHARE, TO STOCKHOLDERS OF FIRST SOUTH IN CONNECTION WITH THE MERGER. 3. APPROVAL OF THE ADJOURNMENT OF THE CAROLINA Mgmt For For FINANCIAL SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSALS 1 AND 2 LISTED ABOVE. -------------------------------------------------------------------------------------------------------------------------- CAROLINA FINANCIAL CORPORATION Agenda Number: 934766671 -------------------------------------------------------------------------------------------------------------------------- Security: 143873107 Meeting Type: Annual Meeting Date: 02-May-2018 Ticker: CARO ISIN: US1438731077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Beverly Ladley Mgmt For For Robert M. Moise Mgmt For For David L. Morrow Mgmt For For Jerry L. Rexroad Mgmt For For Claudius E. Watts IV Mgmt For For 2. The amendment of the Certificate of Mgmt For For Incorporation to increase the number of the Company's authorized shares of Common Stock from 25,000,000 shares to 50,000,000 shares. 3. The ratification of the appointment of Mgmt For For Elliott Davis, LLC as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- CHEMICAL FINANCIAL CORPORATION Agenda Number: 934741554 -------------------------------------------------------------------------------------------------------------------------- Security: 163731102 Meeting Type: Annual Meeting Date: 25-Apr-2018 Ticker: CHFC ISIN: US1637311028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James R. Fitterling Mgmt For For Ronald A. Klein Mgmt For For Richard M. Lievense Mgmt For For Barbara J. Mahone Mgmt For For Barbara L. McQuade Mgmt For For John E. Pelizzari Mgmt For For David T. Provost Mgmt For For Thomas C. Shafer Mgmt For For Larry D. Stauffer Mgmt For For Jeffrey L. Tate Mgmt For For Gary Torgow Mgmt For For Arthur A. Weiss Mgmt For For Franklin C. Wheatlake Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for the year ending December 31, 2018. 3. Advisory Approval of Executive Mgmt For For Compensation. -------------------------------------------------------------------------------------------------------------------------- CITIGROUP INC. Agenda Number: 934740401 -------------------------------------------------------------------------------------------------------------------------- Security: 172967424 Meeting Type: Annual Meeting Date: 24-Apr-2018 Ticker: C ISIN: US1729674242 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Michael L. Corbat Mgmt For For 1b. Election of Director: Ellen M. Costello Mgmt For For 1c. Election of Director: John C. Dugan Mgmt For For 1d. Election of Director: Duncan P. Hennes Mgmt For For 1e. Election of Director: Peter B. Henry Mgmt For For 1f. Election of Director: Franz B. Humer Mgmt For For 1g. Election of Director: S. Leslie Ireland Mgmt For For 1h. Election of Director: Renee J. James Mgmt For For 1i. Election of Director: Eugene M. McQuade Mgmt For For 1j. Election of Director: Michael E. O'Neill Mgmt For For 1k. Election of Director: Gary M. Reiner Mgmt For For 1l. Election of Director: Anthony M. Santomero Mgmt For For 1m. Election of Director: Diana L. Taylor Mgmt For For 1n. Election of Director: James S. Turley Mgmt For For 1o. Election of Director: Deborah C. Wright Mgmt For For 1p. Election of Director: Ernesto Zedillo Ponce Mgmt For For de Leon 2. Proposal to ratify the selection of KPMG Mgmt For For LLP as Citi's independent registered public accounting firm for 2018. 3. Advisory vote to approve Citi's 2017 Mgmt For For executive compensation. 4. Approval of an amendment to the Citigroup Mgmt For For 2014 Stock Incentive Plan authorizing additional shares. 5. Stockholder proposal requesting a Human and Shr Against For Indigenous Peoples' Rights Policy. 6. Stockholder proposal requesting that our Shr Against For Board take the steps necessary to adopt cumulative voting. 7. Stockholder proposal requesting a report on Shr For Against lobbying and grassroots lobbying contributions. 8. Stockholder proposal requesting an Shr For Against amendment to Citi's proxy access bylaw provisions pertaining to the aggregation limit and the number of candidates. 9. Stockholder proposal requesting that the Shr For Against Board adopt a policy prohibiting the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service. 10. Stockholder proposal requesting that the Shr For Against Board amend Citi's bylaws to give holders in the aggregate of 15% of Citi's outstanding common stock the power to call a special meeting. -------------------------------------------------------------------------------------------------------------------------- CITIZENS FINANCIAL GROUP, INC. Agenda Number: 934740829 -------------------------------------------------------------------------------------------------------------------------- Security: 174610105 Meeting Type: Annual Meeting Date: 26-Apr-2018 Ticker: CFG ISIN: US1746101054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Bruce Van Saun Mgmt For For 1b. Election of Director: Mark Casady Mgmt For For 1c. Election of Director: Christine M. Cumming Mgmt For For 1d. Election of Director: Anthony Di lorio Mgmt For For 1e. Election of Director: William P. Hankowsky Mgmt For For 1f. Election of Director: Howard W. Hanna III Mgmt For For 1g. Election of Director: Leo I. ("Lee") Higdon Mgmt For For 1h. Election of Director: Charles J. ("Bud") Mgmt For For Koch 1i. Election of Director: Arthur F. Ryan Mgmt For For 1j. Election of Director: Shivan S. Subramaniam Mgmt For For 1k. Election of Director: Wendy A. Watson Mgmt For For 1l. Election of Director: Marita Zuraitis Mgmt For For 2. Advisory vote on executive compensation. Mgmt For For 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for 2018. -------------------------------------------------------------------------------------------------------------------------- CITY HOLDING COMPANY Agenda Number: 934769211 -------------------------------------------------------------------------------------------------------------------------- Security: 177835105 Meeting Type: Annual Meeting Date: 02-May-2018 Ticker: CHCO ISIN: US1778351056 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director: John R. Mgmt For For Elliot 1.2 Election of Class I Director: J. Thomas Mgmt For For Jones 1.3 Election of Class I Director: James L. Mgmt For For Rossi 1.4 Election of Class I Director: Diane W. Mgmt For For Strong-Treister 2. Proposal for advisory ratification of the Mgmt For For Audit Committee and the Board of Directors' appointment of Ernst & Young LLP as the independent registered public accounting firm for City Holding Company for 2018. 3. Proposal for advisory approval of the Mgmt For For Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- CIVISTA BANCSHARES, INC. Agenda Number: 934738951 -------------------------------------------------------------------------------------------------------------------------- Security: 178867107 Meeting Type: Annual Meeting Date: 17-Apr-2018 Ticker: CIVB ISIN: US1788671071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas A. Depler Mgmt For For Allen R. Maurice Mgmt For For James O. Miller Mgmt For For Dennis E. Murray, Jr. Mgmt For For Allen R. Nickles Mgmt For For Mary Patricia Oliver Mgmt Withheld Against Dennis G. Shaffer Mgmt For For Daniel J. White Mgmt For For 2. To approve, on a non-binding advisory Mgmt Against Against basis, the compensation of the Corporation's named executive officers as disclosed in the accompanying proxy statement. 3. To ratify the appointment of S. R. Mgmt For For Snodgrass, P.C. as the independent registered public accounting firm of the Corporation for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- COLUMBIA BANKING SYSTEM,INC. Agenda Number: 934787435 -------------------------------------------------------------------------------------------------------------------------- Security: 197236102 Meeting Type: Annual Meeting Date: 23-May-2018 Ticker: COLB ISIN: US1972361026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: David A. Dietzler Mgmt For For 1b. Election of Director: Craig D. Eerkes Mgmt For For 1c. Election of Director: Ford Elsaesser Mgmt For For 1d. Election of Director: Mark A. Finkelstein Mgmt For For 1e. Election of Director: John P. Folsom Mgmt For For 1f. Election of Director: Eric Forrest Mgmt For For 1g. Election of Director: Thomas M. Hulbert Mgmt For For 1h. Election of Director: Michelle M. Lantow Mgmt For For 1i. Election of Director: Randal Lund Mgmt For For 1j. Election of Director: S. Mae Fujita Numata Mgmt For For 1k. Election of Director: Hadley S. Robbins Mgmt For For 1l. Election of Director: Elizabeth W. Seaton Mgmt For For 1m. Election of Director: Janine Terrano Mgmt For For 1n. Election of Director: William T. Mgmt For For Weyerhaeuser 2. To approve the 2018 Equity Incentive Plan. Mgmt For For 3. To vote on an advisory (non-binding) Mgmt For For resolution to approve the compensation of Columbia's named executive officers. 4. To vote on an advisory (non-binding) Mgmt For For resolution to appoint Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED Agenda Number: 934736995 -------------------------------------------------------------------------------------------------------------------------- Security: 200340107 Meeting Type: Annual Meeting Date: 24-Apr-2018 Ticker: CMA ISIN: US2003401070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Ralph W. Babb, Jr. Mgmt For For 1b. Election of Director: Michael E. Collins Mgmt For For 1c. Election of Director: Roger A. Cregg Mgmt For For 1d. Election of Director: T. Kevin DeNicola Mgmt For For 1e. Election of Director: Jacqueline P. Kane Mgmt For For 1f. Election of Director: Richard G. Lindner Mgmt For For 1g. Election of Director: Barbara R. Smith Mgmt For For 1h. Election of Director: Robert S. Taubman Mgmt For For 1i. Election of Director: Reginald M. Turner, Mgmt For For Jr. 1j. Election of Director: Nina G. Vaca Mgmt For For 1k. Election of Director: Michael G. Van de Ven Mgmt For For 2. Ratification of the Appointment of Ernst & Mgmt For For Young LLP as Independent Registered Public Accounting Firm 3. Approval of a Non-Binding, Advisory Mgmt For For Proposal Approving Executive Compensation 4. Approval of the Comerica Incorporated 2018 Mgmt For For Long-Term Incentive Plan -------------------------------------------------------------------------------------------------------------------------- COMMUNITIES FIRST FINANCIAL CORPORATION Agenda Number: 934783487 -------------------------------------------------------------------------------------------------------------------------- Security: 20344D104 Meeting Type: Annual Meeting Date: 15-May-2018 Ticker: CFST ISIN: US20344D1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Sheila Frowsing Mgmt For For Jack Holt Mgmt For For Robert Kubo Mgmt For For Lorrie Lorenz Mgmt For For Jared Martin Mgmt For For Steve Miller Mgmt For For Mark Saleh Mgmt For For Joel Slonski Mgmt For For Al Smith Mgmt For For Daniel Suchy Mgmt For For 2. To consider and vote upon a proposal to Mgmt For For ratify the selection of Crowe Horwath LLP, as the Bank's independent auditor for 2018. -------------------------------------------------------------------------------------------------------------------------- COMMUNITY BANK SYSTEM, INC. Agenda Number: 934762899 -------------------------------------------------------------------------------------------------------------------------- Security: 203607106 Meeting Type: Annual Meeting Date: 16-May-2018 Ticker: CBU ISIN: US2036071064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Neil E. Fesette Mgmt For For Raymond C. Pecor, III Mgmt For For Sally A. Steele Mgmt For For Mark E. Tryniski Mgmt For For 2. Advisory vote on executive compensation. Mgmt For For 3. Ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as independent auditor for 2018. -------------------------------------------------------------------------------------------------------------------------- COUNTY BANCORP, INC. Agenda Number: 934767750 -------------------------------------------------------------------------------------------------------------------------- Security: 221907108 Meeting Type: Annual Meeting Date: 15-May-2018 Ticker: ICBK ISIN: US2219071089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William C. Censky Mgmt For For Edson P. Foster, Jr. Mgmt For For Vicki L. Leinbach Mgmt For For Wayne D. Mueller Mgmt For For Gary J. Ziegelbauer Mgmt Withheld Against 2. Ratification of the appointment of Mgmt For For CliftonLarsonAllen LLP as the independent registered public accounting firm for County Bancorp, Inc. for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- CU BANCORP Agenda Number: 934662912 -------------------------------------------------------------------------------------------------------------------------- Security: 126534106 Meeting Type: Special Meeting Date: 24-Aug-2017 Ticker: CUNB ISIN: US1265341065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. MERGER PROPOSAL: TO APPROVE THE PRINCIPAL Mgmt For For TERMS OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 5, 2017, BY AND BETWEEN PACWEST BANCORP AND CU BANCORP, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME, REFERRED TO AS THE MERGER PROPOSAL. 2. ADJOURNMENT PROPOSAL: TO APPROVE ONE OR Mgmt For For MORE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL, REFERRED TO AS THE ADJOURNMENT PROPOSAL. -------------------------------------------------------------------------------------------------------------------------- CULLEN/FROST BANKERS, INC. Agenda Number: 934759791 -------------------------------------------------------------------------------------------------------------------------- Security: 229899109 Meeting Type: Annual Meeting Date: 25-Apr-2018 Ticker: CFR ISIN: US2298991090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Carlos Alvarez Mgmt For For 1B. Election of Director: Chris M. Avery Mgmt For For 1C. Election of Director: Samuel G. Dawson Mgmt For For 1D. Election of Director: Crawford H. Edwards Mgmt For For 1E. Election of Director: Patrick B. Frost Mgmt For For 1F. Election of Director: Phillip D. Green Mgmt For For 1G. Election of Director: David J. Haemisegger Mgmt For For 1H. Election of Director: Jarvis V. Mgmt For For Hollingsworth 1I. Election of Director: Karen E. Jennings Mgmt For For 1J. Election of Director: Richard M. Kleberg Mgmt For For III 1K. Election of Director: Charles W. Matthews Mgmt For For 1L. Election of Director: Ida Clement Steen Mgmt For For 1M. Election of Director: Graham Weston Mgmt For For 1N. Election of Director: Horace Wilkins, Jr. Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP to act as independent auditors of Cullen/Frost Bankers, Inc. for the fiscal year that began January 1, 2018. 3. Proposal to adopt the advisory Mgmt For For (non-binding) resolution approving executive compensation. -------------------------------------------------------------------------------------------------------------------------- DNB FINANCIAL CORPORATION Agenda Number: 934758054 -------------------------------------------------------------------------------------------------------------------------- Security: 233237106 Meeting Type: Annual Meeting Date: 25-Apr-2018 Ticker: DNBF ISIN: US2332371069 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peter R. Barsz Mgmt For For James R. Biery Mgmt For For Thomas A. Fillippo Mgmt For For G. Daniel O'Donnell Mgmt For For 2. An advisory (non binding) "Say On Pay" Mgmt For For resolution to approve executive officer compensation. 3. To ratify the appointment of BDO USA, LLP Mgmt For For as the registered public accounting firm for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- EAGLE BANCORP MONTANA, INC. Agenda Number: 934752076 -------------------------------------------------------------------------------------------------------------------------- Security: 26942G100 Meeting Type: Annual Meeting Date: 19-Apr-2018 Ticker: EBMT ISIN: US26942G1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas J. McCarvel Mgmt For For Shavon Cape Mgmt For For Kenneth M. Walsh Mgmt For For 2. Ratification of the appointment of Eide Mgmt For For Bailly LLP as Eagle Bancorp Montana, Inc.'s Independent auditors for the fiscal year ending December 31, 2018. 3. Advisory vote on named executive officer Mgmt For For compensation as disclosed in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- EAGLE POINT CREDIT COMPANY INC Agenda Number: 934783045 -------------------------------------------------------------------------------------------------------------------------- Security: 269808101 Meeting Type: Annual Meeting Date: 09-May-2018 Ticker: ECC ISIN: US2698081013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Scott W. Appleby Mgmt Withheld Against Jeffrey L. Weiss Mgmt Withheld Against -------------------------------------------------------------------------------------------------------------------------- EQUITY BANCSHARES, INC. Agenda Number: 934758294 -------------------------------------------------------------------------------------------------------------------------- Security: 29460X109 Meeting Type: Annual Meeting Date: 25-Apr-2018 Ticker: EQBK ISIN: US29460X1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Brad S. Elliott Mgmt For For 1.2 Election of Director: Gregory H. Kossover Mgmt For For 1.3 Election of Director: Harvey R. Sorensen Mgmt For For 2. Ratification of Crowe Chizek LLP as the Mgmt For For Company's independent registered public accounting firm for the year ending December 31, 2018. 3. Approval of the amendment of the Company's Mgmt For For Stock Incentive Plan to increase the number of shares available for issuance under such plan. -------------------------------------------------------------------------------------------------------------------------- EVANS BANCORP, INC. Agenda Number: 934753434 -------------------------------------------------------------------------------------------------------------------------- Security: 29911Q208 Meeting Type: Annual Meeting Date: 26-Apr-2018 Ticker: EVBN ISIN: US29911Q2084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert G. Miller, Jr. Mgmt For For Kimberley A. Minkel Mgmt For For Christina P. Orsi Mgmt For For Michael J. Rogers Mgmt For For Oliver H. Sommer Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation paid to our named executive officers. 3. Ratification of the appointment of KPMG LLP Mgmt For For as Evans Bancorp, Inc.'s independent registered public accounting firm for fiscal year 2018. -------------------------------------------------------------------------------------------------------------------------- EVERTEC, INC. Agenda Number: 934772294 -------------------------------------------------------------------------------------------------------------------------- Security: 30040P103 Meeting Type: Annual Meeting Date: 24-May-2018 Ticker: EVTC ISIN: PR30040P1032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Frank G. D'Angelo Mgmt For For 1b. Election of Director: Morgan M. Schuessler, Mgmt For For Jr. 1c. Election of Director: Olga Botero Mgmt For For 1d. Election of Director: Jorge Junquera Mgmt For For 1e. Election of Director: Teresita Loubriel Mgmt For For 1f. Election of Director: Nestor O. Rivera Mgmt For For 1g. Election of Director: Alan H. Schumacher Mgmt For For 1h. Election of Director: Brian J. Smith Mgmt For For 1i. Election of Director: Thomas W. Swidarski Mgmt For For 2. Ratification of the Appointment of Deloitte Mgmt For For & Touche LLP as the Company's Independent Registered Public Accounting Firm. 3. Advisory Vote on Executive Compensation. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- FCB FINANCIAL HOLDINGS, INC. Agenda Number: 934769920 -------------------------------------------------------------------------------------------------------------------------- Security: 30255G103 Meeting Type: Annual Meeting Date: 14-May-2018 Ticker: FCB ISIN: US30255G1031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve the amendment and restatement of Mgmt For For FCB Financial Holdings, Inc.'s Restated Certificate of Incorporation to a) eliminate the classified structure of the Board of Directors b) eliminate the supermajority voting requirement for amendments to certain provisions of the Restated Certificate of Incorporation 2. DIRECTOR Kent S. Ellert* Mgmt For For Gerald Luterman* Mgmt Withheld Against Howard R. Curd* Mgmt Withheld Against Paul Anthony Novelly* Mgmt Withheld Against Vincent S. Tese* Mgmt For For Thomas E. Constance* Mgmt For For Frederic Salerno* Mgmt Withheld Against Les J. Lieberman* Mgmt For For Alan S. Bernikow* Mgmt Withheld Against William L. Mack* Mgmt For For Stuart I. Oran* Mgmt For For Kent S. Ellert# Mgmt For For Gerald Luterman# Mgmt Withheld Against Howard R. Curd# Mgmt Withheld Against Paul Anthony Novelly# Mgmt Withheld Against 3. Approve, on a nonbinding advisory basis, Mgmt Against Against the compensation paid to the named executive officers. 4. Ratify the appointment of Grant Thornton Mgmt For For LLP as the independent registered public accounting firm for the year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP Agenda Number: 934735448 -------------------------------------------------------------------------------------------------------------------------- Security: 316773100 Meeting Type: Annual Meeting Date: 17-Apr-2018 Ticker: FITB ISIN: US3167731005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Nicholas K. Akins Mgmt For For 1B. Election of Director: B. Evan Bayh III Mgmt For For 1C. Election of Director: Jorge L. Benitez Mgmt For For 1D. Election of Director: Katherine B. Mgmt For For Blackburn 1E. Election of Director: Emerson L. Brumback Mgmt For For 1F. Election of Director: Jerry W. Burris Mgmt For For 1G. Election of Director: Greg D. Carmichael Mgmt For For 1H. Election of Director: Gary R. Heminger Mgmt For For 1I. Election of Director: Jewell D. Hoover Mgmt For For 1J. Election of Director: Eileen A. Mallesch Mgmt For For 1K. Election of Director: Michael B. Mgmt For For McCallister 1L. Election of Director: Marsha C. Williams Mgmt For For 2. Approval of the appointment of deloitte & Mgmt For For touche llp to serve as the independent external audit firm for company for 2018. 3. An advisory approval of the Company's Mgmt For For executive compensation. 4. Advisory vote to determine whether the vote Mgmt 1 Year For on the Compensation of the Company's executives will occur every 1, 2 or 3 years. -------------------------------------------------------------------------------------------------------------------------- FIRST BUSINESS FINL SVCS INC. Agenda Number: 934775276 -------------------------------------------------------------------------------------------------------------------------- Security: 319390100 Meeting Type: Annual Meeting Date: 22-May-2018 Ticker: FBIZ ISIN: US3193901002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark D. Bugher Mgmt For For Corey A. Chambas Mgmt For For John J. Harris Mgmt For For 2. To approve, in a non-binding, advisory Mgmt For For vote, the compensation of the Company's named executive officers. 3. To ratify the appointment of Crowe Horwath Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- FIRST CITIZENS BANCSHARES, INC. Agenda Number: 934739016 -------------------------------------------------------------------------------------------------------------------------- Security: 31946M103 Meeting Type: Annual Meeting Date: 24-Apr-2018 Ticker: FCNCA ISIN: US31946M1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John M. Alexander, Jr. Mgmt Withheld Against Victor E. Bell III Mgmt For For Peter M. Bristow Mgmt For For Hope H. Bryant Mgmt For For H. Lee Durham, Jr. Mgmt Withheld Against Daniel L. Heavner Mgmt Withheld Against Frank B. Holding, Jr. Mgmt For For Robert R. Hoppe Mgmt For For Floyd L. Keels Mgmt Withheld Against Robert E. Mason IV Mgmt For For Robert T. Newcomb Mgmt For For James M. Parker Mgmt For For 2. Non-binding advisory resolution Mgmt For For ("say-on-pay" resolution) to approve compensation paid or provided to BancShares' executive officers as disclosed in the proxy statement for the Annual Meeting. 3. Proposal to ratify the appointment of Dixon Mgmt For For Hughes Goodman LLP as BancShares' independent accountants for 2018. -------------------------------------------------------------------------------------------------------------------------- FIRST COLEBROOK BANCORP INC Agenda Number: 934724572 -------------------------------------------------------------------------------------------------------------------------- Security: 31971A107 Meeting Type: Special Meeting Date: 14-Mar-2018 Ticker: FCNH ISIN: US31971A1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the Agreement and Plan of Mgmt For For Merger, dated October 23, 2017, by and among Bangor Bancorp, MHC, Bangor Savings Bank, Bangor Acquisition Co., First Colebrook Bancorp, Inc. and Granite Bank and the transactions contemplated thereby with Bangor and BSB surviving and the stockholders of FCB receiving $45 for each of their shares of FCB common stock. 2. To approve one or more adjournments of the Mgmt For For Special Meeting, if necessary, to permit further solicitation of proxies in favor of the approval of the Merger Agreement and the Transaction if there are not sufficient votes at the time of the Special Meeting, or at any adjournment or postponement of the Special Meeting, to approve the Merger Agreement and the Transactions. -------------------------------------------------------------------------------------------------------------------------- FIRST COMMUNITY CORPORATION Agenda Number: 934767647 -------------------------------------------------------------------------------------------------------------------------- Security: 319835104 Meeting Type: Annual Meeting Date: 16-May-2018 Ticker: FCCO ISIN: US3198351047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR C. Jimmy Chao Mgmt For For J. Thomas Johnson Mgmt For For E. Leland Reynolds Mgmt For For Alexander Snipe, Jr. Mgmt For For 2. To approve the compensation of our named Mgmt For For executive officers as disclosed in this proxy statement (this is a non-binding, advisory vote). 3. To ratify the appointment of Elliott Davis, Mgmt For For LLC as our independent registered public accounting firm for the year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- FIRST CONNECTICUT BANCORP, INC. Agenda Number: 934769641 -------------------------------------------------------------------------------------------------------------------------- Security: 319850103 Meeting Type: Annual Meeting Date: 09-May-2018 Ticker: FBNK ISIN: US3198501039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: John A. Green Mgmt For For 1.2 Election of Director: James T. Healey, Jr. Mgmt For For 1.3 Election of Director: John J. Patrick, Jr. Mgmt For For 2. The approval of an advisory (non-binding) Mgmt For For proposal on the Company's executive compensation. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as independent registered public accounting firm for the Company. 4. Advisory(non-binding) vote regarding the Mgmt 1 Year For frequency of future advisory votes on the Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- FIRST DEFIANCE FINANCIAL CORP. Agenda Number: 934740374 -------------------------------------------------------------------------------------------------------------------------- Security: 32006W106 Meeting Type: Annual Meeting Date: 24-Apr-2018 Ticker: FDEF ISIN: US32006W1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert E. Beach Mgmt For For Douglas A. Burgei, DVM Mgmt For For Donald P. Hileman Mgmt For For Samuel S. Strausbaugh Mgmt For For 2. To consider and approve on a non-binding Mgmt For For advisory basis First Defiance's executive compensation. 3. To consider and approve the First Defiance Mgmt For For Financial Corp. 2018 Equity Incentive Plan. 4. To consider and vote on an amendment to the Mgmt For For Company's Articles of Incorporation to remove the supermajority voting standard for amendments to our Code of Regulations (implementation of this Proposal 4 is conditioned upon the approval of Proposal 5). 5. To consider and vote on an amendment to the Mgmt For For Company's Code of Regulations to remove the supermajority voting standard for amendments to our Code of Regulations (implementation of this Proposal 5 is conditioned upon the approval of Proposal 4). 6. To consider and vote on an amendment to the Mgmt For For Company's Articles of Incorporation to remove the supermajority voting standard for amendments to our Articles of Incorporation. 7. To consider and vote on an amendment to the Mgmt For For Company's Articles of Incorporation to remove the supermajority voting standard for approval of certain business combinations. 8. To ratify appointment of Crowe Horwath LLP Mgmt For For as First Defiance's independent registered public accountant for fiscal year 2018 -------------------------------------------------------------------------------------------------------------------------- FIRST FINANCIAL BANCORP. Agenda Number: 934694414 -------------------------------------------------------------------------------------------------------------------------- Security: 320209109 Meeting Type: Special Meeting Date: 04-Dec-2017 Ticker: FFBC ISIN: US3202091092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For DATED AS OF JULY 25, 2017, BY AND BETWEEN MAINSOURCE FINANCIAL GROUP, INC. ("MAINSOURCE") AND FIRST FINANCIAL BANCORP. ("FIRST FINANCIAL"), AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME, PURSUANT TO WHICH MAINSOURCE WILL MERGE WITH AND INTO FIRST FINANCIAL, WITH FIRST FINANCIAL AS THE SURVIVING CORPORATION (THE "MERGER"). 2. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES BY FIRST FINANCIAL IN FAVOR OF THE MERGER. -------------------------------------------------------------------------------------------------------------------------- FIRST FINANCIAL BANCORP. Agenda Number: 934777193 -------------------------------------------------------------------------------------------------------------------------- Security: 320209109 Meeting Type: Annual Meeting Date: 22-May-2018 Ticker: FFBC ISIN: US3202091092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR J. Wickliffe Ach Mgmt For For Kathleen L. Bardwell Mgmt For For William G. Barron Mgmt For For Vincent A. Berta Mgmt For For Cynthia O. Booth Mgmt For For Archie M. Brown, Jr. Mgmt For For Claude E. Davis Mgmt For For Corinne R. Finnerty Mgmt For For Erin P. Hoeflinger Mgmt For For Susan L. Knust Mgmt For For William J. Kramer Mgmt For For John T. Neighbours Mgmt For For Thomas M. O'Brien Mgmt For For Richard E. Olszewski Mgmt For For Maribeth S. Rahe Mgmt For For 2. Ratification of Crowe Horwath LLP as the Mgmt For For Company's independent registered public accounting firm for 2018. 3. Advisory (non-binding) vote on the Mgmt For For compensation of the Company's executive officers. -------------------------------------------------------------------------------------------------------------------------- FIRST HAWAIIAN INC. Agenda Number: 934766657 -------------------------------------------------------------------------------------------------------------------------- Security: 32051X108 Meeting Type: Annual Meeting Date: 25-Apr-2018 Ticker: FHB ISIN: US32051X1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Matthew J. Cox Mgmt For For W. Allen Doane Mgmt For For Thibault Fulconis Mgmt Withheld Against Gerard Gil Mgmt Withheld Against Jean M. Givadinovitch Mgmt Withheld Against Robert S. Harrison Mgmt Withheld Against J. Michael Shepherd Mgmt Withheld Against Allen B. Uyeda Mgmt For For Michel Vial Mgmt Withheld Against 2. Ratification of the appointment of Deloitte Mgmt For For and Touche LLP to serve as the independent registered public accounting firm for the year ending December 31, 2018. 3. An advisory vote on the frequency of future Mgmt 1 Year For votes on the compensation of our named executive officers. 4. Approve an amendment of the second amended Mgmt For For and restated certificate of incorporation ("Certificate of Incorporation") that would eliminate supermajority voting requirement for any stockholder alteration, repeal or adoption of any bylaw on the date that BNP Paribas ("BNPP") or an affiliate thereof ceases to beneficially own at least 5% of our outstanding common stock 5. To approve an amendment of the Certificate Mgmt For For of Incorporation that would eliminate the supermajority voting requirement for the amendment, alteration, repeal or adoption of any provision of certain articles of the Certificate of Incorporation on the date that BNPP or an affiliate thereof ceases to beneficially own at least 5% of our outstanding common stock. 6. A stockholder proposal requesting that the Shr For Against Board of Directors adopt a policy for improving Board diversity, if properly presented at the meeting. 7. A stockholder proposal requesting that the Shr For Against Board of Directors amend the Bylaws to provide proxy access for stockholders, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- FIRST MERCHANTS CORPORATION Agenda Number: 934743902 -------------------------------------------------------------------------------------------------------------------------- Security: 320817109 Meeting Type: Annual Meeting Date: 10-May-2018 Ticker: FRME ISIN: US3208171096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael R. Becher Mgmt For For William L. Hoy Mgmt For For Patrick A. Sherman Mgmt For For Michael C. Marhenke Mgmt For For 2. Proposal to approve, on an advisory basis, Mgmt For For the compensation of First Merchants Corporation's named executive officers. 3. Proposal to ratify the appointment of the Mgmt For For firm BKD, LLP as the independent auditor for 2018. 4. Proposal to approve, on an advisory basis, Mgmt 1 Year For the frequency of advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- FLUSHING FINANCIAL CORPORATION Agenda Number: 934787790 -------------------------------------------------------------------------------------------------------------------------- Security: 343873105 Meeting Type: Annual Meeting Date: 30-May-2018 Ticker: FFIC ISIN: US3438731057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class B Director: Steven J. Mgmt For For D'Iorio 1b. Election of Class B Director: Louis C. Mgmt For For Grassi 1c. Election of Class B Director: Sam S. Han Mgmt For For 1d. Election of Class B Director: John E. Roe, Mgmt For For Sr. 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of appointment of BDO USA, LLP Mgmt For For as Independent Registered Public Accounting Firm for the year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- GERMAN AMERICAN BANCORP, INC. Agenda Number: 934769691 -------------------------------------------------------------------------------------------------------------------------- Security: 373865104 Meeting Type: Annual Meeting Date: 17-May-2018 Ticker: GABC ISIN: US3738651047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Marc D. Fine Mgmt For For U. Butch Klem Mgmt Withheld Against Raymond W. Snowden Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For appointment of Crowe Horwath LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- GJENSIDIGE FORSIKRING ASA, LYSAKER Agenda Number: 709062157 -------------------------------------------------------------------------------------------------------------------------- Security: R2763X101 Meeting Type: AGM Meeting Date: 05-Apr-2018 Ticker: ISIN: NO0010582521 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting NEED TO BE RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING. CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED 1 OPENING OF THE GENERAL MEETING BY THE CHAIR Non-Voting OF THE BOARD 2 ELECTION OF CHAIR OF THE MEETING Non-Voting 3 PRESENTATION OF LIST OF ATTENDING Non-Voting SHAREHOLDERS AND PROXIES 4 APPROVAL OF THE NOTICE OF THE MEETING AND Mgmt No vote THE AGENDA 5 ELECTION OF TWO REPRESENTATIVES TO CO-SIGN Non-Voting THE MINUTES TOGETHER WITH THE CHAIR OF THE MEETING 6 APPROVAL OF THE BOARD'S REPORT AND ANNUAL Mgmt No vote ACCOUNTS FOR 2017 INCLUDING ALLOCATION OF THE PROFIT FOR THE YEAR: DIVIDEND OF NOK 7.10 PER SHARE 7.A THE BOARD'S STATEMENT ON THE STIPULATION OF Mgmt No vote PAY AND OTHER REMUNERATION 7.B THE BOARD'S GUIDELINES FOR THE STIPULATION Mgmt No vote OF PAY FOR EXECUTIVE PERSONNEL FOR THE COMING FINANCIAL YEAR 7.C THE BOARD'S BINDING GUIDELINES FOR THE Mgmt No vote ALLOCATION OF SHARES, SUBSCRIPTION RIGHTS ETC. FOR THE COMING FINANCIAL YEAR 8.A AUTHORISATIONS TO THE BOARD: TO DECIDE THE Mgmt No vote DISTRIBUTION OF DIVIDEND 8.B AUTHORISATIONS TO THE BOARD: TO ACQUIRE OWN Mgmt No vote SHARES IN THE MARKED 8.C AUTHORISATIONS TO THE BOARD: TO INCREASE Mgmt No vote THE SHARE CAPITAL 8.D AUTHORISATIONS TO THE BOARD: TO RAISE Mgmt No vote SUBORDINATED LOANS AND OTHER EXTERNAL FINANCING 9 PROPOSAL FOR NEW ARTICLES OF ASSOCIATION: Mgmt No vote ARTICLE 2-5 OF THE ARTICLES OF ASSOCIATION 10.A1 ELECTION OF THE BOARD MEMBER AND CHAIR: Mgmt No vote GISELE MARCHAND 10.A2 ELECTION OF THE BOARD MEMBER: PER ARNE Mgmt No vote BJORGE 10.A3 ELECTION OF THE BOARD MEMBER: JOHN Mgmt No vote GIVERHOLT 10.A4 ELECTION OF THE BOARD MEMBER: HILDE MERETE Mgmt No vote NAFSTAD 10.A5 ELECTION OF THE BOARD MEMBER: EIVIND ELNAN Mgmt No vote 10.A6 ELECTION OF THE BOARD MEMBER: VIBEKE KRAG Mgmt No vote 10.A7 ELECTION OF THE BOARD MEMBER: TERJE Mgmt No vote SELJESETH 10.B1 ELECTION OF NOMINATION COMMITTEE MEMBER AND Mgmt No vote CHAIR: EINAR ENGER 10.B2 ELECTION OF NOMINATION COMMITTEE MEMBER: Mgmt No vote JOHN OVE OTTESTAD 10.B3 ELECTION OF NOMINATION COMMITTEE MEMBER: Mgmt No vote TORUN SKJERVO BAKKEN 10.B4 ELECTION OF NOMINATION COMMITTEE MEMBER: Mgmt No vote JOAKIM GJERSOE 10.B5 ELECTION OF NOMINATION COMMITTEE MEMBER: Mgmt No vote MARIANNE ODEGAARD RIBE 10.C ELECTION OF EXTERNAL AUDITOR: DELOITTE AS Mgmt No vote 11 REMUNERATION Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- GLACIER BANCORP, INC. Agenda Number: 934746910 -------------------------------------------------------------------------------------------------------------------------- Security: 37637Q105 Meeting Type: Annual Meeting Date: 25-Apr-2018 Ticker: GBCI ISIN: US37637Q1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Randall M. Chesler Mgmt For For Sherry L. Cladouhos Mgmt For For James M. English Mgmt For For Annie M. Goodwin Mgmt For For Dallas I. Herron Mgmt For For Craig A. Langel Mgmt For For Douglas J. McBride Mgmt For For John W. Murdoch Mgmt For For Mark J. Semmens Mgmt For For George R. Sutton Mgmt For For 2. To vote on an advisory (non-binding) Mgmt For For resolution to approve the compensation of Glacier Bancorp, Inc.'s named executive officers. 3. To ratify the appointment of BKD, LLP as Mgmt For For Glacier Bancorp, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- GREAT SOUTHERN BANCORP, INC. Agenda Number: 934747289 -------------------------------------------------------------------------------------------------------------------------- Security: 390905107 Meeting Type: Annual Meeting Date: 09-May-2018 Ticker: GSBC ISIN: US3909051076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas J. Carlson Mgmt For For Debra Mallonee Hart Mgmt For For Joseph W. Turner Mgmt For For 2. The advisory (non-binding) vote on Mgmt For For executive compensation. 3. The advisory (non-binding) vote as to Mgmt 1 Year For whether future advisory votes on executive compensation should be held every year, every two years or every three years. 4. The approval of the Great Southern Bancorp, Mgmt For For Inc. 2018 Omnibus Incentive Plan. 5. The ratification of the appointment of BKD, Mgmt For For LLP as Great Southern Bancorp's independent registered public accounting firm for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- GREAT WESTERN BANCORP INC Agenda Number: 934718947 -------------------------------------------------------------------------------------------------------------------------- Security: 391416104 Meeting Type: Annual Meeting Date: 22-Feb-2018 Ticker: GWB ISIN: US3914161043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James Brannen Mgmt For For Thomas Henning Mgmt For For Daniel Rykhus Mgmt For For 2. To approve, by advisory vote, a resolution Mgmt For For on executive compensation. 3. To approve an amendment to the Company's Mgmt For For 2014 Omnibus Incentive Plan. 4. To approve an amendment to the Company's Mgmt For For 2014 Non-Employee Director Plan. 5. To ratify the selection of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2018. -------------------------------------------------------------------------------------------------------------------------- HANCOCK HOLDING COMPANY Agenda Number: 934771759 -------------------------------------------------------------------------------------------------------------------------- Security: 410120109 Meeting Type: Annual Meeting Date: 24-May-2018 Ticker: HBHC ISIN: US4101201097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John M. Hairston Mgmt For For James H. Horne Mgmt For For Jerry L. Levens Mgmt For For Christine L. Pickering Mgmt For For 2. To approve an amendment to the Company's Mgmt For For Articles of Incorporation to change the Company's name to Hancock Whitney Corporation. 3. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 4. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to audit the books of the Company and its subsidiaries for 2018. -------------------------------------------------------------------------------------------------------------------------- HERITAGE COMMERCE CORP Agenda Number: 934790545 -------------------------------------------------------------------------------------------------------------------------- Security: 426927109 Meeting Type: Annual Meeting Date: 24-May-2018 Ticker: HTBK ISIN: US4269271098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR J.M. Biagini-Komas Mgmt For For Frank G. Bisceglia Mgmt For For Jack W. Conner Mgmt For For J. Philip DiNapoli Mgmt For For Steven L. Hallgrimson Mgmt For For Walter T. Kaczmarek Mgmt For For Robert T. Moles Mgmt For For Laura Roden Mgmt For For Ranson W. Webster Mgmt For For 2. Advisory proposal on executive Mgmt For For compensation. 3. Advisory proposal on frequency of votes on Mgmt 1 Year Against executive compensation. 4. Ratification of selection of independent Mgmt For For registered public accounting firm for the year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- HERITAGE FINANCIAL CORPORATION Agenda Number: 934738076 -------------------------------------------------------------------------------------------------------------------------- Security: 42722X106 Meeting Type: Annual Meeting Date: 02-May-2018 Ticker: HFWA ISIN: US42722X1063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for one-year term: Mgmt For For Brian S. Charneski 1B. Election of Director for one-year term: Mgmt For For John A. Clees 1C. Election of Director for one-year term: Mgmt For For Kimberly T. Ellwanger 1D. Election of Director for one-year term: Mgmt For For Stephen A. Dennis 1E. Election of Director for one-year term: Mgmt For For Deborah J. Gavin 1F. Election of Director for one-year term: Mgmt For For Jeffrey S. Lyon 1G. Election of Director for one-year term: Mgmt For For Gragg E. Miller 1H. Election of Director for one-year term: Mgmt For For Anthony B. Pickering 1I. Election of Director for one-year term: Mgmt For For Brian L. Vance 1J. Election of Director for one-year term: Ann Mgmt For For Watson 2. Advisory (non-binding) approval of the Mgmt For For compensation paid to named executive officers as disclosed in the Proxy Statement. 3. Ratification of the appointment of Crowe Mgmt For For Horwath LLP as Heritage's independent registered public accounting firm for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- HORIZON BANCORP Agenda Number: 934740867 -------------------------------------------------------------------------------------------------------------------------- Security: 440407104 Meeting Type: Annual Meeting Date: 03-May-2018 Ticker: HBNC ISIN: US4404071049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Lawrence E. Burnell Mgmt For For Peter L. Pairitz Mgmt For For Spero W. Valvanis Mgmt For For 2. Approval of the Amended and Restated Mgmt For For Articles of Incorporation (Grant shareholders the right to amend Bylaws; Add "Inc." to Horizon name; Other Changes). 3. Approval of the Amended and Restated 2013 Mgmt For For Omnibus Equity Incentive Plan. 4. Advisory vote to approve executive Mgmt Against Against compensation. 5. Frequency of advisory vote to approve Mgmt 1 Year For executive compensation. 6. Ratification of appointment of BKD, LLP as Mgmt For For independent auditors. -------------------------------------------------------------------------------------------------------------------------- HOWARD BANCORP, INC. Agenda Number: 934708883 -------------------------------------------------------------------------------------------------------------------------- Security: 442496105 Meeting Type: Special Meeting Date: 27-Dec-2017 Ticker: HBMD ISIN: US4424961054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE THE ISSUANCE OF UP TO 9,143,230 Mgmt For For SHARES OF HOWARD BANCORP, INC. ("HOWARD") COMMON STOCK AS CONSIDERATION FOR HOWARD'S PENDING ACQUISITION OF FIRST MARINER BANK (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR THE FULL TEXT OF PROPOSAL 1) 2. TO APPROVE THE HOWARD BANCORP, INC. 2017 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN. 3. TO APPROVE THE ADJOURNMENT OF THE HOWARD Mgmt For For SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE SHARES ISSUANCE PROPOSAL. -------------------------------------------------------------------------------------------------------------------------- HOWARD BANCORP, INC. Agenda Number: 934783413 -------------------------------------------------------------------------------------------------------------------------- Security: 442496105 Meeting Type: Annual Meeting Date: 23-May-2018 Ticker: HBMD ISIN: US4424961054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Howard Feinglass* Mgmt For For John J. Keenan* Mgmt For For Robert D. Kunisch, Jr.* Mgmt For For Kenneth C. Lundeen* Mgmt For For Thomas P. O'Neill* Mgmt Withheld Against W. Gary Dorsch# Mgmt For For Michael B. High# Mgmt For For James T. Dresher, Jr.+ Mgmt For For Jack E. Steil+ Mgmt For For 2. To approve a non-binding advisory proposal Mgmt For For to approve the compensation of the Company's named executive officers. 3. To ratify the appointment of Dixon Hughes Mgmt For For Goodman LLP as the independent registered public accounting firm to audit the Company's financial statements for 2018. -------------------------------------------------------------------------------------------------------------------------- INDEPENDENT BANK CORP. Agenda Number: 934767673 -------------------------------------------------------------------------------------------------------------------------- Security: 453836108 Meeting Type: Annual Meeting Date: 17-May-2018 Ticker: INDB ISIN: US4538361084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Re-Election of Class I Director: Donna L. Mgmt For For Abelli 1.2 Re-Election of Class I Director: Kevin J. Mgmt For For Jones 1.3 Re-Election of Class I Director: Mary L. Mgmt For For Lentz 1.4 Re-Election of Class I Director: John J. Mgmt For For Morrissey 1.5 Re-Election of Class I Director: Frederick Mgmt For For Taw 2. Approve the 2018 Non-Employee Director Mgmt For For Stock Plan. 3. Ratify the appointment of Ernst & Young LLP Mgmt For For as the Company's independent registered public accounting firm for 2018. 4. Approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- INDEPENDENT BANK CORPORATION Agenda Number: 934735145 -------------------------------------------------------------------------------------------------------------------------- Security: 453838609 Meeting Type: Annual Meeting Date: 24-Apr-2018 Ticker: IBCP ISIN: US4538386099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Christina L. Keller Mgmt For For 1B. Election of Director: Michael M. Magee, Jr. Mgmt For For 1C. Election of Director: Matthew J. Missad Mgmt For For 2. Ratification of the appointment of Crowe Mgmt For For Horwath, LLP as independent auditors for the fiscal year ending December 31, 2018. 3. Approval of an advisory (non-binding) Mgmt For For resolution to approve the compensation paid to our Named Executives. -------------------------------------------------------------------------------------------------------------------------- INTERMEDIATE CAPITAL GROUP PLC, LONDON Agenda Number: 708312727 -------------------------------------------------------------------------------------------------------------------------- Security: G4807D192 Meeting Type: AGM Meeting Date: 25-Jul-2017 Ticker: ISIN: GB00BYT1DJ19 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE COMPANY'S FINANCIAL Mgmt For For STATEMENTS AND REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") AND OF THE AUDITORS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2017 2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 78 TO 86 OF THE DIRECTORS' REMUNERATION REPORT) AS SET OUT IN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2017 (THE "ANNUAL REPORT AND ACCOUNTS") 3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For POLICY SET OUT ON PAGES 78 TO 86 OF THE DIRECTORS' REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 MARCH 2017 4 TO RE-APPOINT DELOITTE LLP AS AUDITORS OF Mgmt For For THE COMPANY TO HOLD OFFICE AS THE COMPANY'S AUDITORS FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING OF THE COMPANY AT WHICH ACCOUNTS ARE LAID 5 TO AUTHORISE THE AUDIT COMMITTEE, FOR AND Mgmt For For ON BEHALF OF THE DIRECTORS, TO DETERMINE THE REMUNERATION OF THE AUDITORS 6 TO DECLARE A FINAL DIVIDEND OF 19.5 PENCE Mgmt For For PER ORDINARY SHARE FOR THE FINANCIAL YEAR ENDED 31 MARCH 2017 PAYABLE ON 4 AUGUST 2017 TO ALL HOLDERS OF ORDINARY SHARES ON THE REGISTER OF MEMBERS OF THE COMPANY AT THE CLOSE OF BUSINESS ON 16 JUNE 2017 7 TO RE-APPOINT KEVIN PARRY AS A DIRECTOR OF Mgmt For For THE COMPANY 8 TO RE-APPOINT PHILIP KELLER AS A DIRECTOR Mgmt For For OF THE COMPANY 9 TO RE-APPOINT BENOIT DURTESTE AS A DIRECTOR Mgmt For For OF THE COMPANY 10 TO RE-APPOINT PETER GIBBS AS A DIRECTOR OF Mgmt For For THE COMPANY 11 TO RE-APPOINT KIM WAHL AS A DIRECTOR OF THE Mgmt For For COMPANY 12 TO RE-APPOINT KATHRYN PURVES AS A DIRECTOR Mgmt For For OF THE COMPANY 13 TO APPOINT MICHAEL NELLIGAN AS A DIRECTOR Mgmt For For OF THE COMPANY 14 TO APPOINT VIRGINIA HOLMES AS A DIRECTOR OF Mgmt For For THE COMPANY 15 THAT, IN SUBSTITUTION FOR ALL EXISTING Mgmt For For AUTHORITIES, THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF SECTION 551 OF THE COMPANIES ACT 2006 (THE "ACT"), TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES IN THE COMPANY: (A) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 25,389,909; AND (B) COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE ACT) UP TO A FURTHER AGGREGATE NOMINAL AMOUNT OF GBP 25,389,909 IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE, SUCH AUTHORITIES TO APPLY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2018) UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE AUTHORITY EXPIRES WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES TO BE GRANTED AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT SHARES OR GRANT SUCH RIGHTS UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED. REFERENCES IN THIS RESOLUTION 15 TO THE NOMINAL AMOUNT OF RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES (INCLUDING WHERE SUCH RIGHTS ARE REFERRED TO AS EQUITY SECURITIES AS DEFINED IN SECTION 560(1) OF THE ACT) ARE TO THE NOMINAL AMOUNT OF SHARES THAT MAY BE ALLOTTED PURSUANT TO THE RIGHTS. FOR THE PURPOSES OF THIS RESOLUTION 15, "RIGHTS ISSUE" MEANS AN OFFER TO: (I) ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, SUBJECT TO SUCH RIGHTS, AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, TO SUBSCRIBE FOR FURTHER SECURITIES BY MEANS OF THE ISSUE OF A RENOUNCEABLE LETTER (OR OTHER NEGOTIABLE DOCUMENT) WHICH MAY BE TRADED FOR A PERIOD BEFORE PAYMENT FOR THE SECURITIES IS DUE, INCLUDING AN OFFER TO WHICH THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS OR MAKE ANY OTHER ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER 16 THAT, IN SUBSTITUTION FOR ALL EXISTING Mgmt For For AUTHORITIES AND SUBJECT TO THE PASSING OF RESOLUTION 15 SET OUT IN THIS NOTICE OF ANNUAL GENERAL MEETING, THE DIRECTORS BE GENERALLY EMPOWERED PURSUANT TO SECTIONS 570 OF THE ACT TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE ACT) FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 15 AND/OR PURSUANT TO SECTION 573 OF THE ACT TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, IN EACH CASE FREE OF THE RESTRICTION IN SECTION 561 OF THE ACT, SUCH AUTHORITY TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES AND/OR SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF EQUITY SECURITIES (BUT IN THE CASE OF AN ALLOTMENT PURSUANT TO THE AUTHORITY GRANTED BY PARAGRAPH (B) OF RESOLUTION 15, BY WAY OF A RIGHTS ISSUE ONLY): (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, SUBJECT TO SUCH RIGHTS, AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS OR MAKE ANY OTHER ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER; AND (B) TO THE ALLOTMENT OF EQUITY SECURITIES PURSUANT TO THE AUTHORITY GRANTED BY PARAGRAPH (A) OF RESOLUTION 15 AND/OR SALE OF TREASURY SHARES FOR CASH (IN EACH CASE OTHERWISE THAN IN THE CIRCUMSTANCES SET OUT IN PARAGRAPH (A) OF THIS RESOLUTION 16) UP TO A NOMINAL AMOUNT OF GBP 3,808,486, BEING 5% OF THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY AS AT THE LATEST PRACTICABLE DATE BEFORE PUBLICATION OF THE NOTICE (CALCULATED, IN THE CASE OF EQUITY SECURITIES WHICH ARE RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT SECURITIES INTO, ORDINARY SHARES BY REFERENCE TO THE AGGREGATE NOMINAL AMOUNT OF RELEVANT SHARES WHICH MAY BE ALLOTTED PURSUANT TO SUCH RIGHTS), SUCH AUTHORITY TO APPLY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2018) UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE AUTHORITY EXPIRES WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND/OR TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND/OR SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED. FOR THE PURPOSE OF THIS RESOLUTION 16, "RIGHTS ISSUE" HAS THE SAME MEANING AS IN RESOLUTION 15 ABOVE 17 THAT, IN ADDITION TO ANY AUTHORITY GRANTED Mgmt For For UNDER RESOLUTION 16, AND SUBJECT TO THE PASSING OF RESOLUTION 15, THE DIRECTORS BE GENERALLY EMPOWERED PURSUANT TO SECTION 570 OF THE ACT TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE ACT) FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 15 AND/OR PURSUANT TO SECTION 573 OF THE ACT TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, IN EACH CASE FREE OF THE RESTRICTION IN SECTION 561 OF THE ACT, SUCH AUTHORITY TO BE: (A) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES AND/OR SALE OF TREASURY SHARES FOR CASH UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 3,808,486, BEING 5% OF THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY AS AT THE LATEST PRACTICABLE DATE BEFORE PUBLICATION OF THE NOTICE (CALCULATED, IN THE CASE OF EQUITY SECURITIES WHICH ARE RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT SECURITIES INTO, ORDINARY SHARES BY REFERENCE TO THE AGGREGATE NOMINAL AMOUNT OF RELEVANT SHARES WHICH MAY BE ALLOTTED PURSUANT TO SUCH RIGHTS); AND (B) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS OF THE COMPANY DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP BEFORE THE DATE OF THIS NOTICE SUCH AUTHORITY TO APPLY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2018) UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE AUTHORITY EXPIRES WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND/OR TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS OF THE COMPANY MAY ALLOT EQUITY SECURITIES (AND/OR SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED 18 THAT THE COMPANY BE GENERALLY AND Mgmt For For UNCONDITIONALLY AUTHORISED TO MAKE ONE OR MORE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE ACT) OF ORDINARY SHARES OF 261/4P IN THE CAPITAL OF THE COMPANY ("ORDINARY SHARES") PROVIDED THAT: (A) THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES AUTHORISED TO BE PURCHASED IS 29,017,039 (REPRESENTING 10% OF THE ISSUED ORDINARY SHARE CAPITAL); (B) THE MINIMUM PRICE (EXCLUDING EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS 261/4P, BEING THE NOMINAL VALUE OF THAT SHARE; (C) THE MAXIMUM PRICE (EXCLUDING EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE SHALL BE THE HIGHER OF (1) AN AMOUNT EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS PURCHASED AND (2) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT; (D) THIS AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY (OR, IF EARLIER, THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2018); AND (E) THE COMPANY MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES UNDER THIS AUTHORITY BEFORE THE EXPIRY OF THE AUTHORITY WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF THE AUTHORITY, AND MAY MAKE A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT 19 TO AUTHORISE THE DIRECTORS TO CALL A Mgmt For For GENERAL MEETING OF THE COMPANY OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE -------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Agenda Number: 934764463 -------------------------------------------------------------------------------------------------------------------------- Security: 46625H100 Meeting Type: Annual Meeting Date: 15-May-2018 Ticker: JPM ISIN: US46625H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Linda B. Bammann Mgmt For For 1b. Election of Director: James A. Bell Mgmt For For 1c. Election of Director: Stephen B. Burke Mgmt For For 1d. Election of Director: Todd A. Combs Mgmt For For 1e. Election of Director: James S. Crown Mgmt For For 1f. Election of Director: James Dimon Mgmt For For 1g. Election of Director: Timothy P. Flynn Mgmt For For 1h. Election of Director: Mellody Hobson Mgmt For For 1i. Election of Director: Laban P. Jackson Jr. Mgmt For For 1j. Election of Director: Michael A. Neal Mgmt For For 1k. Election of Director: Lee R. Raymond Mgmt For For 1l. Election of Director: William C. Weldon Mgmt For For 2. Ratification of special meeting provisions Mgmt For For in the Firm's By-Laws 3. Advisory resolution to approve executive Mgmt For For compensation 4. Approval of Amended and Restated Long-Term Mgmt For For Incentive Plan effective May 15, 2018 5. Ratification of independent registered Mgmt For For public accounting firm 6. Independent Board chairman Shr Against For 7. Vesting for government service Shr For Against 8. Proposal to report on investments tied to Shr Against For genocide 9. Cumulative Voting Shr Against For -------------------------------------------------------------------------------------------------------------------------- KEYCORP Agenda Number: 934749980 -------------------------------------------------------------------------------------------------------------------------- Security: 493267108 Meeting Type: Annual Meeting Date: 10-May-2018 Ticker: KEY ISIN: US4932671088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Bruce D. Broussard Mgmt For For 1b. Election of Director: Charles P. Cooley Mgmt For For 1c. Election of Director: Gary M. Crosby Mgmt For For 1d. Election of Director: Alexander M. Cutler Mgmt For For 1e. Election of Director: H. James Dallas Mgmt For For 1f. Election of Director: Elizabeth R. Gile Mgmt For For 1g. Election of Director: Ruth Ann M. Gillis Mgmt For For 1h. Election of Director: William G. Gisel, Jr. Mgmt For For 1i. Election of Director: Carlton L. Highsmith Mgmt For For 1j. Election of Director: Richard J. Hipple Mgmt For For 1k. Election of Director: Kristen L. Manos Mgmt For For 1l. Election of Director: Beth E. Mooney Mgmt For For 1m. Election of Director: Demos Parneros Mgmt For For 1n. Election of Director: Barbara R. Snyder Mgmt For For 1o. Election of Director: David K. Wilson Mgmt For For 2. Ratification of the appointment of Mgmt For For independent auditor. 3. Advisory approval of executive Mgmt For For compensation. 4. Shareholder proposal seeking to reduce Shr For Against ownership threshold to call special shareholder meeting. -------------------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION Agenda Number: 934739270 -------------------------------------------------------------------------------------------------------------------------- Security: 55261F104 Meeting Type: Annual Meeting Date: 17-Apr-2018 Ticker: MTB ISIN: US55261F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Brent D. Baird Mgmt For For C. Angela Bontempo Mgmt For For Robert T. Brady Mgmt For For T.J. Cunningham III Mgmt For For Gary N. Geisel Mgmt For For Richard S. Gold Mgmt For For Richard A. Grossi Mgmt For For John D. Hawke, Jr. Mgmt For For Rene F. Jones Mgmt For For Richard H. Ledgett, Jr. Mgmt For For Newton P.S. Merrill Mgmt For For Melinda R. Rich Mgmt For For Robert E. Sadler, Jr. Mgmt For For Denis J. Salamone Mgmt Withheld Against John R. Scannell Mgmt For For David S. Scharfstein Mgmt For For Herbert L. Washington Mgmt For For 2. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For CORPORATION'S NAMED EXECUTIVE OFFICERS. 3. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2018. -------------------------------------------------------------------------------------------------------------------------- MACKINAC FINANCIAL CORPORATION Agenda Number: 934784150 -------------------------------------------------------------------------------------------------------------------------- Security: 554571109 Meeting Type: Special Meeting Date: 10-May-2018 Ticker: MFNC ISIN: US5545711096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 A PROPOSAL TO APPROVE THE ISSUANCE OF Mgmt For For MACKINAC FINANCIAL CORPORATION'S COMMON STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 16, 2018, AS AMENDED, BY AND AMONG MACKINAC FINANCIAL CORPORATION, FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC. AND MFNC ACQUISITION, LLC, AS DISCLOSED IN THE PROXY STATEMENT FOR THE SPECIAL MEETING. 2 A PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF PROPOSAL 1. -------------------------------------------------------------------------------------------------------------------------- MACKINAC FINANCIAL CORPORATION Agenda Number: 934817288 -------------------------------------------------------------------------------------------------------------------------- Security: 554571109 Meeting Type: Annual Meeting Date: 30-May-2018 Ticker: MFNC ISIN: US5545711096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Walter J. Aspatore Mgmt For For Robert H. Orley Mgmt For For Randolph C. Paschke Mgmt For For 2. A PROPOSAL TO APPROVE IN A NON-BINDING Mgmt For For ADVISORY VOTE THE CORPORATION'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING. 3. TO RATIFY THE APPOINTMENT OF PLANTE & Mgmt For For MORAN, PLLC AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2018. -------------------------------------------------------------------------------------------------------------------------- MAINSOURCE FINANCIAL GROUP, INC. Agenda Number: 934694490 -------------------------------------------------------------------------------------------------------------------------- Security: 56062Y102 Meeting Type: Special Meeting Date: 04-Dec-2017 Ticker: MSFG ISIN: US56062Y1029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For DATED AS OF JULY 25, 2017, BY AND BETWEEN MAINSOURCE FINANCIAL GROUP, INC. ("MAINSOURCE") AND FIRST FINANCIAL BANCORP. ("FIRST FINANCIAL"), AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME, PURSUANT TO WHICH MAINSOURCE WILL MERGE WITH AND INTO FIRST FINANCIAL, WITH FIRST FINANCIAL AS THE SURVIVING CORPORATION (THE "MERGER"). 2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO MAINSOURCE'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER, AND THE AGREEMENTS OR UNDERSTANDINGS PURSUANT TO WHICH SUCH COMPENSATION MAY BE PAID OR BECOME PAYABLE. 3. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES BY MAINSOURCE IN FAVOR OF THE MERGER. -------------------------------------------------------------------------------------------------------------------------- MIDWESTONE FINANCIAL GROUP, INC. Agenda Number: 934736452 -------------------------------------------------------------------------------------------------------------------------- Security: 598511103 Meeting Type: Annual Meeting Date: 19-Apr-2018 Ticker: MOFG ISIN: US5985111039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard R. Donohue Mgmt For For Nathaniel J. Kaeding Mgmt For For Ruth E. Stanoch Mgmt For For Kurt R. Weise Mgmt For For 2. To approve, on a non-binding, advisory Mgmt For For basis, the compensation of the named executive officers of the Company. 3. To approve, on a non-binding, advisory Mgmt 1 Year For basis, the frequency with which shareholders will vote on the compensation of the named executive officers of the Company. 4. To ratify the appointment of RSM US LLP to Mgmt For For serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- MUTUALFIRST FINANCIAL,INC. Agenda Number: 934748320 -------------------------------------------------------------------------------------------------------------------------- Security: 62845B104 Meeting Type: Annual Meeting Date: 02-May-2018 Ticker: MFSF ISIN: US62845B1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michelle R. Altobella Mgmt For For Mark L. Barkley Mgmt For For Patrick C. Botts Mgmt For For Richard J. Lashley Mgmt For For James M. Bernard Mgmt For For William V. Hughes Mgmt For For Brian C. Hewitt Mgmt For For James D. Rosema Mgmt For For 2. Adoption of an advisory (non-binding) Mgmt For For resolution to approve our executive compensation as disclosed in the accompanying Proxy Statement. 3. Adoption of an advisory (non-binding) vote Mgmt 1 Year For on whether Stockholders should vote on compensation every one, two or three years. 4. Ratification of the appointment of BKD, LLP Mgmt For For as the Company's independent registered public accounting firm for the year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- NATIONAL COMMERCE CORPORATION Agenda Number: 934800219 -------------------------------------------------------------------------------------------------------------------------- Security: 63546L102 Meeting Type: Annual Meeting Date: 22-May-2018 Ticker: NCOM ISIN: US63546L1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Joel S. Arogeti Mgmt For For Bobby A. Bradley Mgmt For For Thomas H. Coley Mgmt For For Mark L. Drew Mgmt For For Brian C. Hamilton Mgmt For For R. Holman Head Mgmt For For John H. Holcomb, III Mgmt For For William E. Matthews, V Mgmt For For C. Phillip McWane Mgmt For For Richard Murray, IV Mgmt For For G. Ruffner Page, Jr. Mgmt For For Stephen A. Sevigny Mgmt For For W. Stancil Starnes Mgmt For For Temple W. Tutwiler, III Mgmt For For Russell H Vandevelde IV Mgmt For For 2. To ratify the Audit Committee's appointment Mgmt For For of Porter Keadle Moore, LLC as the Company's independent registered public accountants for the year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- NICOLET BANKSHARES, INC. Agenda Number: 934752420 -------------------------------------------------------------------------------------------------------------------------- Security: 65406E102 Meeting Type: Annual Meeting Date: 08-May-2018 Ticker: NCBS ISIN: US65406E1029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert W. Agnew Mgmt Withheld Against Robert B. Atwell Mgmt For For Michael E. Daniels Mgmt For For John N. Dykema Mgmt Withheld Against Terrence R. Fulwiler Mgmt For For Christopher J. Ghidorzi Mgmt For For Michael J. Gilson Mgmt For For Thomas L. Herlache Mgmt For For Andrew F. Hetzel, Jr. Mgmt For For Donald J. Long, Jr. Mgmt For For Dustin J. McClone Mgmt For For Susan L. Merkatoris Mgmt For For Randy J. Rose Mgmt Withheld Against Oliver Pierce Smith Mgmt For For Robert J. Weyers Mgmt For For 2. Ratification of selection of the Mgmt For For independent registered public accounting firm of Porter Keadle Moore, LLC to serve as the independent registered public accounting firm for the Company for the year ending December 31, 2018. 3. Approval of the Nicolet Bankshares, Inc. Mgmt For For Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- NORTHRIM BANCORP, INC. Agenda Number: 934790583 -------------------------------------------------------------------------------------------------------------------------- Security: 666762109 Meeting Type: Annual Meeting Date: 24-May-2018 Ticker: NRIM ISIN: US6667621097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Larry S. Cash Mgmt For For Anthony Drabek Mgmt For For Karl L. Hanneman Mgmt For For David W. Karp Mgmt For For David J. McCambridge Mgmt For For Krystal M. Nelson Mgmt For For Joseph M. Schierhorn Mgmt For For John C. Swalling Mgmt For For Linda C. Thomas Mgmt For For David G. Wight Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION: To Mgmt For For approve, by nonbinding vote, the compensation of the named executive officers. 3. RATIFY THE SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM: To ratify the selection of Moss Adams LLP as the independent registered public accounting firm for Northrim BanCorp, Inc. for fiscal year 2018. -------------------------------------------------------------------------------------------------------------------------- OAKTREE SPECIALTY LENDING CORP. Agenda Number: 934728885 -------------------------------------------------------------------------------------------------------------------------- Security: 67401P108 Meeting Type: Annual Meeting Date: 06-Apr-2018 Ticker: OCSL ISIN: US67401P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Marc H. Gamsin Mgmt For For Craig Jacobson Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2018. -------------------------------------------------------------------------------------------------------------------------- OLD NATIONAL BANCORP Agenda Number: 934737137 -------------------------------------------------------------------------------------------------------------------------- Security: 680033107 Meeting Type: Annual Meeting Date: 26-Apr-2018 Ticker: ONB ISIN: US6800331075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) DIRECTOR Alan W. Braun Mgmt For For Andrew E. Goebel Mgmt For For Jerome F. Henry, Jr. Mgmt For For Robert G. Jones Mgmt For For Ryan C. Kitchell Mgmt For For Phelps L. Lambert Mgmt For For Thomas E. Salmon Mgmt For For Randall T. Shepard Mgmt For For Rebecca S. Skillman Mgmt For For Kelly N. Stanley Mgmt For For Derrick J. Stewart Mgmt For For Katherine E. White Mgmt For For Linda E. White Mgmt For For 2) Approval of a non-binding advisory proposal Mgmt For For on Executive Compensation. 3) Ratification of the appointment of Crowe Mgmt For For Horwath LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- OLD SECOND BANCORP, INC. Agenda Number: 934790230 -------------------------------------------------------------------------------------------------------------------------- Security: 680277100 Meeting Type: Annual Meeting Date: 15-May-2018 Ticker: OSBC ISIN: US6802771005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director: James Eccher Mgmt For For 1.2 Election of Class I Director: Barry Finn Mgmt For For 1.3 Election of Class I Director: James F. Mgmt For For Tapscott 1.4 Election of Class I Director: Hugh McLean Mgmt For For 2. Approval, in a non-binding, advisory vote, Mgmt For For of the compensation of our named executive officers as described in the Proxy Statement for the Annual Meeting of Stockholders. 3. Ratification of the selection of Plante & Mgmt For For Moran, PLLC as our independent registered public accountants for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- PACIFIC PREMIER BANCORP, INC. Agenda Number: 934795040 -------------------------------------------------------------------------------------------------------------------------- Security: 69478X105 Meeting Type: Annual Meeting Date: 14-May-2018 Ticker: PPBI ISIN: US69478X1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John J. Carona Mgmt For For Ayad A. Fargo Mgmt For For Steven R. Gardner Mgmt For For Joseph L. Garrett Mgmt For For Jeff C. Jones Mgmt For For Simone F. Lagomarsino Mgmt For For Michael J. Morris Mgmt For For Zareh H. Sarrafian Mgmt For For Cora M. Tellez Mgmt For For 2. TO AMEND ARTICLE FOURTH OF THE COMPANY'S Mgmt For For CERTIFICATE OF INCORPORATION TO INCREASE THE COMPANY'S AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000 TO 150,000,000. 3. TO AMEND ARTICLE FIFTH OF THE COMPANY'S Mgmt For For CERTIFICATE OF INCORPORATION TO REMOVE THE PROHIBITION AGAINST STOCKHOLDER ACTION BY WRITTEN CONSENT. 4. TO AMEND ARTICLE FIFTH OF THE COMPANY'S Mgmt For For CERTIFICATE OF INCORPORATION TO REMOVE THE LIMITATION THAT ONLY THE BOARD OF DIRECTORS MAY CALL SPECIAL MEETINGS OF STOCKHOLDERS. 5. TO AMEND ARTICLE SEVENTH OF THE COMPANY'S Mgmt For For CERTIFICATE OF INCORPORATION TO PERMIT THE ADOPTION, AMENDMENT OR REPEAL OF OUR BYLAWS BY THE AFFIRMATIVE VOTE OF HOLDERS OF AT LEAST A MAJORITY OF THE VOTING POWER OF ALL OF OUR OUTSTANDING SHARES OF CAPITAL STOCK ENTITLED TO VOTE. 6. TO AMEND ARTICLE ELEVENTH OF THE COMPANY'S Mgmt For For CERTIFICATE OF INCORPORATION TO ELIMINATE THE REQUIREMENT THAT A SUPERMAJORITY VOTE OF HOLDERS OF OUR OUTSTANDING SHARES OF CAPITAL STOCK ENTITLED TO VOTE BE REQUIRED TO AMEND OR REPEAL CERTAIN PROVISIONS OF OUR CERTIFICATE OF INCORPORATION. 7. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 8. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt 1 Year For BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE NAMED EXECUTIVE OFFICER COMPENSATION. 9. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2018. 10. TO ADJOURN OR POSTPONE THE ANNUAL MEETING Mgmt For For TO A LATER DATE OR DATES IF NECESSARY TO SOLICIT ADDITIONAL PROXIES. -------------------------------------------------------------------------------------------------------------------------- PACIFIC PREMIER BANCORP, INC. Agenda Number: 934801932 -------------------------------------------------------------------------------------------------------------------------- Security: 69478X105 Meeting Type: Special Meeting Date: 21-May-2018 Ticker: PPBI ISIN: US69478X1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the issuance of common stock to Mgmt For For Grandpoint Capital, Inc. shareholders pursuant to the Agreement and Plan of Reorganization, dated February 9, 2018, by and between Pacific Premier and Grandpoint Capital, Inc. pursuant to which Grandpoint Capital, Inc. will merge with and into Pacific Premier, with Pacific Premier as the surviving institution. 2. To adjourn the special meeting to a later Mgmt For For date or dates, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the time of the special meeting to approve the issuance of shares of Pacific Premier common stock in connection with the merger. -------------------------------------------------------------------------------------------------------------------------- PACWEST BANCORP Agenda Number: 934762306 -------------------------------------------------------------------------------------------------------------------------- Security: 695263103 Meeting Type: Annual Meeting Date: 14-May-2018 Ticker: PACW ISIN: US6952631033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Tanya M. Acker Mgmt Withheld Against Paul R. Burke Mgmt For For Craig A. Carlson Mgmt For For John M. Eggemeyer III Mgmt For For C. William Hosler Mgmt For For Susan E. Lester Mgmt For For Roger H. Molvar Mgmt For For James J. Pieczynski Mgmt For For Daniel B. Platt Mgmt For For Robert A. Stine Mgmt For For Matthew P. Wagner Mgmt For For Mark T. Yung Mgmt For For 2. Advisory Vote on Executive Compensation. To Mgmt For For approve, on an advisory basis (non binding), the compensation of the Company's named executive officers. 3. Ratification of the Appointment of Mgmt For For Independent Auditors. To ratify the appointment of KPMG LLP as the Company's independent auditors for the fiscal year ending December 31, 2018. 4. Adjournments. To consider and act upon a Mgmt For For proposal to approve, if necessary, an adjournment or postponement of the 2018 Annual Meeting of Stockholders (the "Annual Meeting") to solicit additional proxies. 5. Other Business. To consider and act upon Mgmt Against Against such other business and matters or proposals as may properly come before the Annual Meeting or any adjournments or postponements thereof. -------------------------------------------------------------------------------------------------------------------------- PARK HOTELS & RESORTS INC Agenda Number: 934766544 -------------------------------------------------------------------------------------------------------------------------- Security: 700517105 Meeting Type: Annual Meeting Date: 27-Apr-2018 Ticker: PK ISIN: US7005171050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas J. Baltimore Jr. Mgmt For For Gordon M. Bethune Mgmt For For Patricia M. Bedient Mgmt For For Geoffrey Garrett Mgmt For For Christie B. Kelly Mgmt For For Sen. Joseph I Lieberman Mgmt For For Timothy J. Naughton Mgmt For For Stephen I. Sadove Mgmt For For 2. To approve, on an advisory (non-binding) Mgmt For For basis, the compensation of our named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- PARK NATIONAL CORPORATION Agenda Number: 934741833 -------------------------------------------------------------------------------------------------------------------------- Security: 700658107 Meeting Type: Annual Meeting Date: 23-Apr-2018 Ticker: PRK ISIN: US7006581075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: F. William Englefield Mgmt For For IV 1B. Election of Director: Julia A. Sloat Mgmt For For 1C. Election of Director: David L. Trautman Mgmt For For 1D. Election of Director: Leon Zazworsky Mgmt For For 2. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes on the compensation of the Company's named executive officers. 3. Approval of advisory resolution on the Mgmt For For compensation of the Company's named executive officers. 4. Ratification of the appointment of Crowe Mgmt For For Horwath LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- PARK STERLING CORP Agenda Number: 934679676 -------------------------------------------------------------------------------------------------------------------------- Security: 70086Y105 Meeting Type: Special Meeting Date: 25-Oct-2017 Ticker: PSTB ISIN: US70086Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For MERGER, DATED AS OF APRIL 26, 2017, BY AND BETWEEN THE COMPANY AND SOUTH STATE CORPORATION. 2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE MERGER PROPOSAL. 3. TO ADOPT AN ADVISORY (NONBINDING) Mgmt For For RESOLUTION APPROVING THE COMPENSATION THAT CERTAIN EXECUTIVE OFFICERS OF THE COMPANY MAY RECEIVE IN CONNECTION WITH THE MERGER PURSUANT TO EXISTING AGREEMENTS OR ARRANGEMENTS WITH THE COMPANY. -------------------------------------------------------------------------------------------------------------------------- PEOPLES BANCORP INC. Agenda Number: 934757913 -------------------------------------------------------------------------------------------------------------------------- Security: 709789101 Meeting Type: Annual Meeting Date: 26-Apr-2018 Ticker: PEBO ISIN: US7097891011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR George W. Broughton Mgmt For For Charles W. Sulerzyski Mgmt For For Terry T. Sweet Mgmt For For 2. Advisory resolution to approve the Mgmt For For compensation of Peoples' named executive officers as disclosed in the Proxy Statement for the 2018 Annual Meeting of Shareholders. 3. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes on the compensation of Peoples' named executive officers. 4. Approval of the Peoples Bancorp Inc. Third Mgmt For For Amended and Restated 2006 Equity Plan. 5. Adoption of amendment to Section 2.02 of Mgmt For For Peoples' Code of Regulations in order to provide for annual election of all Directors of Peoples. 6. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Peoples' independent registered public accounting firm for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 934737000 -------------------------------------------------------------------------------------------------------------------------- Security: 72346Q104 Meeting Type: Annual Meeting Date: 17-Apr-2018 Ticker: PNFP ISIN: US72346Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Abney S. Boxley, III Mgmt For For 1b. Election of Director: Charles E. Brock Mgmt For For 1c. Election of Director: Renda J. Burkhart Mgmt For For 1d. Election of Director: Gregory L. Burns Mgmt For For 1e. Election of Director: Richard D. Callicutt, Mgmt For For II 1f. Election of Director: Marty G. Dickens Mgmt For For 1g. Election of Director: Thomas C. Farnsworth, Mgmt For For III 1h. Election of Director: Joseph C. Galante Mgmt For For 1i. Election of Director: Glenda Baskin Glover Mgmt For For 1j. Election of Director: David B. Ingram Mgmt For For 1k. Election of Director: Robert A. McCabe, Jr. Mgmt For For 1l. Election of Director: Ronald L. Samuels Mgmt For For 1m. Election of Director: Gary L. Scott Mgmt For For 1n. Election of Director: Reese L. Smith, III Mgmt For For 1o. Election of Director: Thomas R. Sloan Mgmt For For 1p. Election of Director: G. Kennedy Thompson Mgmt For For 1q. Election of Director: M. Terry Turner Mgmt For For 2. To ratify the appointment of Crowe Horwath Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. 3. To approve, on a non-binding, advisory Mgmt For For basis, the compensation of the Company's named executive officers as disclosed in the proxy statement for the annual meeting of shareholders. 4. To approve an amendment to the Company's Mgmt For For Amended and Restated Charter to increase the number of authorized shares of the Company's capital stock from 100,000,000 to 190,000,000; 180,000,000 of which shall be common stock and 10,000,000 shall be preferred stock. 5. To approve the Company's 2018 Omnibus Mgmt For For Equity Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- PRESIDIO BANK Agenda Number: 934766823 -------------------------------------------------------------------------------------------------------------------------- Security: 74101A100 Meeting Type: Annual Meeting Date: 08-May-2018 Ticker: PDOB ISIN: US74101A1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Bruce H. Cabral Mgmt For For Paula R. Collins Mgmt For For Stephen G. Heitel Mgmt For For Robert B. Leet Mgmt For For Stephen D. Mayer Mgmt For For Gregory J. Moss Mgmt For For Lawrence R. Nibbi Mgmt For For Marina H. Park Mgmt For For James S. Westfall Mgmt For For James R. Woolwine Mgmt Withheld Against 2. Ratification of the selection of Crowe Mgmt For For Horwath LLP, independent certified public accountants, to serve as the Bank's auditors for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- PRIME MERIDIAN HOLDING COMPANY Agenda Number: 934756149 -------------------------------------------------------------------------------------------------------------------------- Security: 74164R107 Meeting Type: Annual Meeting Date: 03-May-2018 Ticker: PMHG ISIN: US74164R1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William D. Crona Mgmt For For Sammie D. Dixon, Jr. Mgmt For For Steven L. Evans Mgmt For For R. Randy Guemple Mgmt For For Chris L. Jensen, Jr. Mgmt For For Kathleen C. Jones Mgmt Withheld Against Robert H. Kirby Mgmt For For Frank L. Langston Mgmt For For L. Collins Proctor, Sr. Mgmt For For Garrison A. Rolle, M.D. Mgmt For For Steven D. Smith Mgmt For For Marjorie R. Turnbull Mgmt For For Richard A. Weidner Mgmt For For 2. The ratification of the appointment of Mgmt For For Hacker, Johnson & Smith, P.A. as the independent auditors for the Company, for the fiscal year ending December 31, 2018. 3. The adjournment of the Annual Meeting to Mgmt Against Against solicit additional proxies in the event there are an insufficient number of votes to approve either one or both of the foregoing Proposals. -------------------------------------------------------------------------------------------------------------------------- PROVIDENT FINANCIAL HOLDINGS, INC. Agenda Number: 934694654 -------------------------------------------------------------------------------------------------------------------------- Security: 743868101 Meeting Type: Annual Meeting Date: 28-Nov-2017 Ticker: PROV ISIN: US7438681014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CRAIG G. BLUNDEN Mgmt For For ROY H. TAYLOR Mgmt For For 2. THE APPROVAL ON AN ADVISORY (NON-BINDING) Mgmt For For BASIS OF OUR EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. 3. ADVISORY (NON-BINDING) VOTE ON HOW OFTEN Mgmt 1 Year For SHAREHOLDERS SHALL VOTE ON EXECUTIVE COMPENSATION. 4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR PROVIDENT FINANCIAL HOLDINGS, INC. FOR THE FISCAL YEAR ENDING JUNE 30, 2018. -------------------------------------------------------------------------------------------------------------------------- PROVIDENT FINANCIAL SERVICES, INC. Agenda Number: 934741984 -------------------------------------------------------------------------------------------------------------------------- Security: 74386T105 Meeting Type: Annual Meeting Date: 26-Apr-2018 Ticker: PFS ISIN: US74386T1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Christopher Martin Mgmt For For John Pugliese Mgmt For For 2. The approval (non-binding) of executive Mgmt For For compensation. 3. The ratification of the appointment of KPMG Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- QCR HOLDINGS, INC. Agenda Number: 934781320 -------------------------------------------------------------------------------------------------------------------------- Security: 74727A104 Meeting Type: Annual Meeting Date: 23-May-2018 Ticker: QCRH ISIN: US74727A1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mary Kay Bates Mgmt For For John-Paul E. Besong Mgmt For For Todd A. Gipple Mgmt For For Donna J. Sorensen Mgmt For For 2. To approve, in a non-binding, advisory Mgmt For For vote, the compensation of certain executive officers which is referred to as a "say-on- pay" proposal. 3. To recommend, in a non-binding, advisory Mgmt 1 Year For vote, the frequency of which stockholders will vote on future say-on-pay proposals. 4. To ratify the appointment of RSM US LLP as Mgmt For For QCR Holding's independent registered public accounting firm for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION Agenda Number: 934740021 -------------------------------------------------------------------------------------------------------------------------- Security: 7591EP100 Meeting Type: Annual Meeting Date: 25-Apr-2018 Ticker: RF ISIN: US7591EP1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Carolyn H. Byrd Mgmt For For 1b. Election of Director: Don DeFosset Mgmt For For 1c. Election of Director: Samuel A. Di Piazza, Mgmt For For Jr. 1d. Election of Director: Eric C. Fast Mgmt For For 1e. Election of Director: O. B. Grayson Hall, Mgmt For For Jr. 1f. Election of Director: John D. Johns Mgmt For For 1g. Election of Director: Ruth Ann Marshall Mgmt For For 1h. Election of Director: Susan W. Matlock Mgmt For For 1i. Election of Director: John E. Maupin, Jr. Mgmt For For 1j. Election of Director: Charles D. McCrary Mgmt For For 1k. Election of Director: James T. Prokopanko Mgmt For For 1l. Election of Director: Lee J. Styslinger III Mgmt For For 1m. Election of Director: Jose S. Suquet Mgmt For For 2. Ratification of Appointment of Ernst & Mgmt For For Young LLP as the Independent Registered Public Accounting Firm for 2018. 3. Advisory Vote on Executive Compensation. Mgmt For For 4. Advisory Vote on the Frequency of Future Mgmt 1 Year For Advisory Votes on Executive Compensation. -------------------------------------------------------------------------------------------------------------------------- RENASANT CORPORATION Agenda Number: 934738949 -------------------------------------------------------------------------------------------------------------------------- Security: 75970E107 Meeting Type: Annual Meeting Date: 24-Apr-2018 Ticker: RNST ISIN: US75970E1073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Donald Clark, Jr. Mgmt For For Albert J. Dale, III Mgmt For For John T. Foy Mgmt For For C. Mitchell Waycaster Mgmt For For 2. To adopt, in a non-binding advisory vote, a Mgmt For For resolution approving the compensation of our named executive officers, as described in the proxy statement 3. To ratify the appointment of Horne LLP as Mgmt For For our independent registered public accountants for 2018 -------------------------------------------------------------------------------------------------------------------------- SANDY SPRING BANCORP, INC. Agenda Number: 934680338 -------------------------------------------------------------------------------------------------------------------------- Security: 800363103 Meeting Type: Special Meeting Date: 18-Oct-2017 Ticker: SASR ISIN: US8003631038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVAL OF THE ISSUANCE OF SHARES OF SANDY Mgmt For For SPRING BANCORP, INC. COMMON STOCK IN CONNECTION WITH THE MERGER OF TOUCHDOWN ACQUISITION, INC., A WHOLLY OWNED SUBSIDIARY OF SANDY SPRING BANCORP, INC., WITH AND INTO WASHINGTONFIRST BANKSHARES, INC. 2. APPROVAL OF THE ADJOURNMENT OF THE SANDY Mgmt For For SPRING BANCORP, INC. SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE SANDY SPRING BANCORP, INC. SHARE ISSUANCE PROPOSAL. -------------------------------------------------------------------------------------------------------------------------- SBT BANCORP, INC. Agenda Number: 934758725 -------------------------------------------------------------------------------------------------------------------------- Security: 78391C106 Meeting Type: Annual Meeting Date: 08-May-2018 Ticker: SBTB ISIN: US78391C1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James T. Fleming Mgmt For For Michael L. Hammer Mgmt For For Michael D. Nicastro Mgmt For For Kolawole A. Olofinboba Mgmt For For Penny R. Woodford Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation of SBT Bancorp, Inc.'s named executive officers as determined by the Compensation and Human Resources Committee. 3. To ratify the appointment of Crowe Horwath, Mgmt For For LLP as SBT Bancorp, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018. 4. In their discretion, the Proxies, or either Mgmt Against Against of them, are authorized to vote upon such other business as may properly be brought before the meeting or any adjournment or postponement thereof. -------------------------------------------------------------------------------------------------------------------------- SHORE BANCSHARES, INC. Agenda Number: 934737113 -------------------------------------------------------------------------------------------------------------------------- Security: 825107105 Meeting Type: Annual Meeting Date: 25-Apr-2018 Ticker: SHBI ISIN: US8251071051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class III Director for term Mgmt Against Against expires 2021: David J. Bates 1b. Election of Class III Director for term Mgmt Against Against expires 2021: Lloyd L. Beatty, Jr. 1c. Election of Class III Director for term Mgmt Against Against expires 2021: James A. Judge 1d. Election of Class III Director for term Mgmt Against Against expires 2021: R. Michael Clemmer, Jr. 2. Ratify the appointment of Yount, Hyde & Mgmt For For Barbour, P.C. as the independent registered public accounting firm for 2018. 3. Adopt a non-binding advisory resolution Mgmt Against Against approving the compensation of the named executive officers. -------------------------------------------------------------------------------------------------------------------------- SIMMONS FIRST NATIONAL CORPORATION Agenda Number: 934748267 -------------------------------------------------------------------------------------------------------------------------- Security: 828730200 Meeting Type: Annual Meeting Date: 19-Apr-2018 Ticker: SFNC ISIN: US8287302009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To fix the number of directors at fifteen Mgmt For For (15). 2. DIRECTOR Jay D. Burchfield Mgmt For For William E. Clark, II Mgmt For For Steven A. Cosse Mgmt For For Mark C. Doramus Mgmt For For Edward Drilling Mgmt For For Eugene Hunt Mgmt For For Jerry Hunter Mgmt For For Chris R. Kirkland Mgmt For For Susan Lanigan Mgmt For For George A. Makris, Jr. Mgmt For For W. Scott McGeorge Mgmt For For Tom E. Purvis Mgmt For For Robert L. Shoptaw Mgmt For For Russell Teubner Mgmt For For Mindy West Mgmt For For 3. To adopt the following non-binding Mgmt For For resolution: RESOLVED, that the compensation paid to the Company's named executive officers, as disclosed in the Proxy Statement pursuant to Item 402 of Regulation SK, including the Compensation Discussion and Analysis, the compensation tables, and narrative discussion is hereby APPROVED. 4. To ratify the Audit Committee's selection Mgmt For For of the accounting firm of BKD, LLP as independent auditors of the Company and its subsidiaries for the year ending December 31, 2018. 5. To amend the Articles of Incorporation of Mgmt For For Simmons First National Corporation to increase the number of authorized shares of Class A, $0.01 par value, common stock from 120,000,000 to 175,000,000. -------------------------------------------------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Agenda Number: 934758357 -------------------------------------------------------------------------------------------------------------------------- Security: 828806109 Meeting Type: Annual Meeting Date: 08-May-2018 Ticker: SPG ISIN: US8288061091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Glyn F. Aeppel Mgmt For For 1b. Election of Director: Larry C. Glasscock Mgmt For For 1c. Election of Director: Karen N. Horn, Ph.D. Mgmt For For 1d. Election of Director: Allan Hubbard Mgmt For For 1e. Election of Director: Reuben S. Leibowitz Mgmt For For 1f. Election of Director: Gary M. Rodkin Mgmt For For 1g. Election of Director: Stefan M. Selig Mgmt For For 1h. Election of Director: Daniel C. Smith, Mgmt For For Ph.D. 1i. Election of Director: J. Albert Smith, Jr. Mgmt For For 1j. Election of Director: Marta R. Stewart Mgmt For For 2. An advisory vote to approve the Mgmt For For compensation of our Named Executive Officers. 3. Ratification of Ernst & Young LLP as our Mgmt For For independent registered public accounting firm for 2018. 4. A shareholder proposal that any future Shr Against For employment agreement with our CEO does not provide any termination benefits following a change in control. -------------------------------------------------------------------------------------------------------------------------- SOUTH STATE CORPORATION Agenda Number: 934735525 -------------------------------------------------------------------------------------------------------------------------- Security: 840441109 Meeting Type: Annual Meeting Date: 19-Apr-2018 Ticker: SSB ISIN: US8404411097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John C. Pollok Mgmt For For Cynthia A. Hartley Mgmt For For Thomas E. Suggs Mgmt For For Kevin P. Walker Mgmt For For James C. Cherry Mgmt For For Jean E. Davis Mgmt For For 2. Proposal to conduct an advisory vote on the Mgmt For For compensation of the Company's named executive officers (this is a nonbinding, advisory vote. 3. Proposal to ratify, as an advisory, Mgmt For For non-binding vote, the appointment of Dixon Hughes Goodman LLP, Certified Public Accountants, as independent registered public accounting firm for the Company for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- SOUTHERN FIRST BANCSHARES, INC. Agenda Number: 934780114 -------------------------------------------------------------------------------------------------------------------------- Security: 842873101 Meeting Type: Annual Meeting Date: 15-May-2018 Ticker: SFST ISIN: US8428731017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark A Cothran Mgmt Withheld Against Rudolph G Johnstone III Mgmt For For R Arthur Seaver, Jr. Mgmt For For 2. Proposal to conduct an advisory vote on the Mgmt For For compensation of our named executive officers as disclosed in this proxy statement (this is a non-binding, advisory vote). 3. Proposal to ratify the appointment of Mgmt For For Elliott Davis, LLC as our independent registered public accounting firm for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- SOUTHERN MISSOURI BANCORP, INC. Agenda Number: 934683562 -------------------------------------------------------------------------------------------------------------------------- Security: 843380106 Meeting Type: Annual Meeting Date: 30-Oct-2017 Ticker: SMBC ISIN: US8433801060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RONNIE D. BLACK Mgmt For For REBECCA M. BROOKS Mgmt For For DENNIS C. ROBISON Mgmt For For 2. THE ADVISORY (NON-BINDING) VOTE ON OUR Mgmt For For EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. 3. THE APPROVAL OF THE COMPANY'S 2017 OMNIBUS Mgmt For For INCENTIVE PLAN. 4. THE RATIFICATION OF THE APPOINTMENT OF BKD, Mgmt For For LLP AS SOUTHERN MISSOURI BANCORP'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2018. -------------------------------------------------------------------------------------------------------------------------- SOUTHWEST BANCORP, INC. Agenda Number: 934680047 -------------------------------------------------------------------------------------------------------------------------- Security: 844767103 Meeting Type: Special Meeting Date: 17-Oct-2017 Ticker: OKSB ISIN: US8447671038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For MERGER, DATED AS OF DECEMBER 14, 2016, AS AMENDED ON JULY 19, 2017, BY AND BETWEEN SIMMONS FIRST NATIONAL CORPORATION AND OKSB PURSUANT TO WHICH OKSB WILL MERGE WITH AND INTO SIMMONS (THE "OKSB MERGER PROPOSAL"). 2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For BASIS, COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO OKSB'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE COMPLETION OF THE OKSB MERGER BY APPROVING THE FOLLOWING RESOLUTION: RESOLVED, THAT THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO OKSB'S NAMED ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 3. TO ADJOURN THE OKSB SPECIAL MEETING, IF Mgmt For For NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE OKSB MERGER PROPOSAL. -------------------------------------------------------------------------------------------------------------------------- STATE BANK FINANCIAL CORPORATION Agenda Number: 934785051 -------------------------------------------------------------------------------------------------------------------------- Security: 856190103 Meeting Type: Annual Meeting Date: 23-May-2018 Ticker: STBZ ISIN: US8561901039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: James R. Balkcom, Jr. Mgmt For For 1b. Election of Director: Archie L. Bransford, Mgmt For For Jr. 1c. Election of Director: Kim M. Childers Mgmt For For 1d. Election of Director: Ann Q. Curry Mgmt For For 1e. Election of Director: Joseph W. Evans Mgmt For For 1f. Election of Director: Virginia A. Hepner Mgmt For For 1g. Election of Director: John D. Houser Mgmt For For 1h. Election of Director: Anne H. Kaiser Mgmt For For 1i. Election of Director: William D. McKnight Mgmt For For 1j. Election of Director: Asif Ramji Mgmt For For 1k. Election of Director: G. Scott Uzzell Mgmt For For 1l. Election of Director: J. Thomas Wiley, Jr. Mgmt For For 2. Proposal to approve on a non-binding, Mgmt For For advisory basis the compensation of our named executive officers as disclosed in the Proxy Statement. 3. Proposal to ratify the appointment of Dixon Mgmt For For Hughes Goodman LLP as our independent registered public accounting firm for 2018. -------------------------------------------------------------------------------------------------------------------------- STOCK YARDS BANCORP, INC. Agenda Number: 934755161 -------------------------------------------------------------------------------------------------------------------------- Security: 861025104 Meeting Type: Annual Meeting Date: 26-Apr-2018 Ticker: SYBT ISIN: US8610251048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Paul J. Bickel III Mgmt For For 1b. Election of Director: J. McCauley Brown Mgmt For For 1c. Election of Director: Charles R. Edinger Mgmt For For III 1d. Election of Director: David P. Heintzman Mgmt For For 1e. Election of Director: Donna L. Heitzman Mgmt For For 1f. Election of Director: Carl G. Herde Mgmt For For 1g. Election of Director: James A. Hillebrand Mgmt For For 1h. Election of Director: Richard A. Lechleiter Mgmt For For 1i. Election of Director: Richard Northern Mgmt For For 1j. Election of Director: Stephen M. Priebe Mgmt For For 1k. Election of Director: Norman Tasman Mgmt For For 1l. Election of Director: Kathy C. Thompson Mgmt For For 2. The proposed amendment of the 2015 Omnibus Mgmt For For Equity Compensation Plan. 3. The advisory vote to approve the Mgmt For For compensation of Bancorp's named executive officers. -------------------------------------------------------------------------------------------------------------------------- SUN BANCORP, INC. Agenda Number: 934684918 -------------------------------------------------------------------------------------------------------------------------- Security: 86663B201 Meeting Type: Special Meeting Date: 24-Oct-2017 Ticker: SNBC ISIN: US86663B2016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For OF MERGER, DATED AS OF JUNE 30, 2017, BY AND AMONG OCEANFIRST FINANCIAL CORP., SUN BANCORP, INC., AND MERCURY MERGER SUB CORP., AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT") AND THE MERGER (THE "FIRST-STEP MERGER") OF MERCURY MERGER SUB CORP. INTO SUN BANCORP, INC. PURSUANT TO THE MERGER AGREEMENT (THE "MERGER PROPOSAL"). 2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For (NON-BINDING) BASIS, THE COMPENSATION THAT CERTAIN EXECUTIVE OFFICERS OF SUN BANCORP, INC. MAY RECEIVE IN CONNECTION WITH THE FIRST-STEP MERGER PURSUANT TO EXISTING AGREEMENTS OR ARRANGEMENTS WITH SUN BANCORP, INC. 3. PROPOSAL TO APPROVE ONE OR MORE Mgmt For For ADJOURNMENTS THE SUN BANCORP, INC. SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE MERGER PROPOSAL. -------------------------------------------------------------------------------------------------------------------------- SUNTRUST BANKS, INC. Agenda Number: 934732252 -------------------------------------------------------------------------------------------------------------------------- Security: 867914103 Meeting Type: Annual Meeting Date: 24-Apr-2018 Ticker: STI ISIN: US8679141031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of director: Agnes Bundy Scanlan Mgmt For For 1B. Election of director: Dallas S. Clement Mgmt For For 1C. Election of director: Paul R. Garcia Mgmt For For 1D. Election of director: M. Douglas Ivester Mgmt For For 1E. Election of director: Donna S. Morea Mgmt For For 1F. Election of director: David M. Ratcliffe Mgmt For For 1G. Election of director: William H. Rogers, Mgmt For For Jr. 1H. Election of director: Frank P. Scruggs, Jr. Mgmt For For 1I. Election of director: Bruce L. Tanner Mgmt For For 1J. Election of director: Steven C. Voorhees Mgmt For For 1K. Election of director: Thomas R. Watjen Mgmt For For 1L. Election of director: Dr. Phail Wynn, Jr. Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For Company's executive compensation. 3. To approve the SunTrust Banks, Inc. 2018 Mgmt For For Omnibus Incentive Compensation Plan. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent auditor for 2018. -------------------------------------------------------------------------------------------------------------------------- THE COMMUNITY FINANCIAL CORPORATION Agenda Number: 934767180 -------------------------------------------------------------------------------------------------------------------------- Security: 20368X101 Meeting Type: Annual Meeting Date: 16-May-2018 Ticker: TCFC ISIN: US20368X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William J. Pasenelli Mgmt For For E. Lawrence Sanders III Mgmt For For Austin J. Slater, Jr. Mgmt For For Joseph V. Stone, Jr. Mgmt For For 2. The ratification of the appointment of Mgmt For For Dixon Hughes Goodman LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2018. 3. The approval of a non-binding resolution of Mgmt For For the compensation of the named executive officers. -------------------------------------------------------------------------------------------------------------------------- THE FIRST BANCORP, INC. Agenda Number: 934751163 -------------------------------------------------------------------------------------------------------------------------- Security: 31866P102 Meeting Type: Annual Meeting Date: 25-Apr-2018 Ticker: FNLC ISIN: US31866P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Katherine M. Boyd Mgmt For For Robert B. Gregory Mgmt For For Renee W. Kelly Mgmt For For Tony C. McKim Mgmt For For Mark N. Rosborough Mgmt For For Cornelius J. Russell Mgmt For For Stuart G. Smith Mgmt For For Bruce B. Tindal Mgmt For For F. Stephen Ward Mgmt For For 2. To approve (on a non-binding basis), the Mgmt For For compensation of the Company's executives, as disclosed in the Company's annual report and proxy statement. 3. To ratify the Board of Directors Audit Mgmt For For Committee's selection of Berry Dunn McNeil & Parker, LLC, as independent auditors for the Company for 2018. -------------------------------------------------------------------------------------------------------------------------- THE FIRST BANCSHARES, INC. Agenda Number: 934783158 -------------------------------------------------------------------------------------------------------------------------- Security: 318916103 Meeting Type: Annual Meeting Date: 24-May-2018 Ticker: FBMS ISIN: US3189161033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Charles R. Lightsey Mgmt For For Fred A. McMurry Mgmt For For Thomas E. Mitchell Mgmt For For Andrew D. Stetelman Mgmt For For 2. Proposal to Ratify the appointment of Crowe Mgmt For For Horwath LLP as the Independent Registered Public Accounting Firm of the Company. 3. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers. 4. Approval of Amendment to Amended and Mgmt For For Restated Articles of Incorporation to increase number of authorized shares of common stock. -------------------------------------------------------------------------------------------------------------------------- THE FIRST OF LONG ISLAND CORPORATION Agenda Number: 934744207 -------------------------------------------------------------------------------------------------------------------------- Security: 320734106 Meeting Type: Annual Meeting Date: 17-Apr-2018 Ticker: FLIC ISIN: US3207341062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Paul T. Canarick Mgmt For For Alexander L. Cover Mgmt For For Stephen V. Murphy Mgmt For For Peter Quick Mgmt For For Denise Strain Mgmt For For Eric J. Tveter Mgmt For For 2. Non-binding, advisory vote to approve our Mgmt For For executive compensation as discussed in the proxy statement. 3. To approve an amendment to the Certificate Mgmt For For of Incorporation to increase the number of authorized shares of common stock from 40 million to 80 million. 4. To ratify the appointment of Crowe Horwath Mgmt For For LLP as the Corporation's independent registered public accounting firm for 2018. -------------------------------------------------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934732961 -------------------------------------------------------------------------------------------------------------------------- Security: 693475105 Meeting Type: Annual Meeting Date: 24-Apr-2018 Ticker: PNC ISIN: US6934751057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Charles E. Bunch Mgmt For For 1B. Election of Director: Debra A. Cafaro Mgmt For For 1C. Election of Director: Marjorie Rodgers Mgmt For For Cheshire 1D. Election of Director: William S. Demchak Mgmt For For 1E. Election of Director: Andrew T. Feldstein Mgmt For For 1F. Election of Director: Daniel R. Hesse Mgmt For For 1G. Election of Director: Richard B. Kelson Mgmt For For 1H. Election of Director: Linda R. Medler Mgmt For For 1I. Election of Director: Martin Pfinsgraff Mgmt For For 1J. Election of Director: Donald J. Shepard Mgmt For For 1K. Election of Director: Michael J. Ward Mgmt For For 1L. Election of Director: Gregory D. Wasson Mgmt For For 2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- TOWNEBANK Agenda Number: 934802605 -------------------------------------------------------------------------------------------------------------------------- Security: 89214P109 Meeting Type: Annual Meeting Date: 23-May-2018 Ticker: TOWN ISIN: US89214P1093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director to serve for Mgmt Against Against a three-year term: Jacqueline B. Amato 1b. Election of Class II Director to serve for Mgmt For For a three-year term: Richard S. Bray 1c. Election of Class II Director to serve for Mgmt For For a three-year term: Andrew S. Fine 1d. Election of Class II Director to serve for Mgmt For For a three-year term: John R. Lawson, II 1e. Election of Class II Director to serve for Mgmt For For a three-year term: W. Ashton Lewis 1f. Election of Class II Director to serve for Mgmt For For a three-year term: R. Scott Morgan 1g. Election of Class II Director to serve for Mgmt For For a three-year term: Robert M. Oman 1h. Election of Class II Director to serve for Mgmt For For a three-year term: R.V. Owens, III 1i. Election of Class II Director to serve for Mgmt For For a three-year term: Elizabeth T. Patterson 1j. Election of Class II Director to serve for Mgmt For For a three-year term: Richard T. Wheeler, Jr. 1k. Election of Class I Director to serve for a Mgmt For For two-year term: Howard Jung 1l. Election of Class I Director to serve for a Mgmt For For two-year term: Robert C. Hatley 2. To ratify the selection of Dixon Hughes Mgmt For For Goodman LLP, independent certified public accountants, as auditors of TowneBank for 2018. 3. To approve, on a non-binding advisory Mgmt For For basis, TowneBank's named executive officer compensation. 4. To approve, on a non-binding advisory Mgmt 1 Year For basis, the frequency with which TowneBank will hold a stockholder vote to approve TowneBank's named executive officer compensation. 5. To approve an amendment to TowneBank's Mgmt For For articles of incorporation to increase the number of authorized shares of TowneBank's capital stock from 92,000,000 to 152,000,000, of which 150,000,000 shares shall be common stock and 2,000,000 shares shall be preferred stock. -------------------------------------------------------------------------------------------------------------------------- TRICO BANCSHARES Agenda Number: 934807340 -------------------------------------------------------------------------------------------------------------------------- Security: 896095106 Meeting Type: Annual Meeting Date: 22-May-2018 Ticker: TCBK ISIN: US8960951064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William J. Casey Mgmt For For Donald J. Amaral Mgmt For For L. Gage Chrysler III Mgmt For For Craig S. Compton Mgmt For For Cory W. Giese Mgmt For For John S. A. Hasbrook Mgmt For For Michael W. Koehnen Mgmt For For Martin A. Mariani Mgmt For For Richard P. Smith Mgmt For For W. Virginia Walker Mgmt For For 2. Advisory approval of the company's Mgmt For For executive compensation. 3. To ratify the selection of Moss Adams LLP Mgmt For For as the company's independent auditor for 2018. -------------------------------------------------------------------------------------------------------------------------- TRICO BANCSHARES Agenda Number: 934807314 -------------------------------------------------------------------------------------------------------------------------- Security: 896095106 Meeting Type: Special Meeting Date: 29-May-2018 Ticker: TCBK ISIN: US8960951064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the Agreement and Plan of Merger Mgmt For For and Reorganization by and between the Company and FNB Bancorp and the transactions contemplated therein, including the merger and the issuance of shares of the Company's common stock in the merger. 2. To approve one or more adjournments of the Mgmt For For Company's special meeting. -------------------------------------------------------------------------------------------------------------------------- U.S. BANCORP Agenda Number: 934735296 -------------------------------------------------------------------------------------------------------------------------- Security: 902973304 Meeting Type: Annual Meeting Date: 17-Apr-2018 Ticker: USB ISIN: US9029733048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WARNER L. BAXTER Mgmt For For 1B. ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For 1C. ELECTION OF DIRECTOR: ANDREW CECERE Mgmt For For 1D. Election of director: Arthur D. Collins, Mgmt For For Jr. 1E. Election of director: Kimberly J. Harris Mgmt For For 1F. Election of director: Roland A. Hernandez Mgmt For For 1G. Election of director: Doreen Woo Ho Mgmt For For 1H. Election of director: Olivia F. Kirtley Mgmt For For 1I. Election of director: Karen S. Lynch Mgmt For For 1J. Election of director: Richard P. McKenney Mgmt For For 1K. Election of director: David B. O'Maley Mgmt For For 1L. Election of director: O'dell M. Owens, Mgmt For For M.D., M.P.H. 1M. Election of director: Craig D. Schnuck Mgmt For For 1N. Election of director: Scott W. Wine Mgmt For For 2. The ratification of the selection of Ernst Mgmt For For & Young LLP as our independent auditor for the 2018 fiscal year. 3. An advisory vote to approve the Mgmt For For compensation of our executives disclosed in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- UNION BANKSHARES CORPORATION Agenda Number: 934680554 -------------------------------------------------------------------------------------------------------------------------- Security: 90539J109 Meeting Type: Special Meeting Date: 26-Oct-2017 Ticker: UBSH ISIN: US90539J1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For OF REORGANIZATION, DATED AS OF MAY 19, 2017, BETWEEN UNION BANKSHARES CORPORATION ("UNION") AND XENITH BANKSHARES, INC. ("XENITH"), INCLUDING THE RELATED PLAN OF MERGER, PURSUANT TO WHICH XENITH WILL MERGE WITH AND INTO UNION. 2. PROPOSAL TO ADJOURN THE MEETING, IF Mgmt For For NECESSARY AND APPROPRIATE, TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE PROPOSAL 1. -------------------------------------------------------------------------------------------------------------------------- UNION BANKSHARES CORPORATION Agenda Number: 934750995 -------------------------------------------------------------------------------------------------------------------------- Security: 90539J109 Meeting Type: Annual Meeting Date: 01-May-2018 Ticker: UBSH ISIN: US90539J1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Beverley E. Dalton Mgmt For For Thomas P. Rohman Mgmt For For Thomas G. Snead Jr. Mgmt For For Charles W. Steger Mgmt For For Ronald L. Tillett Mgmt For For Keith L. Wampler Mgmt For For Patrick E. Corbin Mgmt For For 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. 4. To approve, on an advisory (non-binding) Mgmt For For basis, the Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- UNITED COMMUNITY BANKS, INC. Agenda Number: 934760489 -------------------------------------------------------------------------------------------------------------------------- Security: 90984P303 Meeting Type: Annual Meeting Date: 09-May-2018 Ticker: UCBI ISIN: US90984P3038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert H. Blalock Mgmt For For L. Cathy Cox Mgmt For For Kenneth L. Daniels Mgmt For For H. Lynn Harton Mgmt For For Thomas A. Richlovsky Mgmt For For David C. Shaver Mgmt For For Jimmy C. Tallent Mgmt For For Tim R. Wallis Mgmt For For David H. Wilkins Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our Named Executive Officers. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as independent registered public accountant for 2018. -------------------------------------------------------------------------------------------------------------------------- UNITED COMMUNITY FINANCIAL CORP. Agenda Number: 934739030 -------------------------------------------------------------------------------------------------------------------------- Security: 909839102 Meeting Type: Annual Meeting Date: 26-Apr-2018 Ticker: UCFC ISIN: US9098391025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Marty E. Adams Mgmt For For Lee Burdman Mgmt For For Scott D. Hunter Mgmt For For 2. An advisory vote to approve the Mgmt For For compensation of UCFC's named executive officers. 3. The ratification of the selection of Crowe Mgmt For For Horwath LLP, certified public accountants, as the auditors of UCFC for the current fiscal year. -------------------------------------------------------------------------------------------------------------------------- UNITED FINANCIAL BANCORP, INC. Agenda Number: 934774212 -------------------------------------------------------------------------------------------------------------------------- Security: 910304104 Meeting Type: Annual Meeting Date: 17-May-2018 Ticker: UBNK ISIN: US9103041045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: William H. W. Mgmt For For Crawford, IV 1b. Election of Director: Michael F. Crowley Mgmt For For 1c. Election of Director: Raymond H. Lefurge, Mgmt For For Jr. 2. To approve an advisory (non-binding) Mgmt For For proposal on the Company's executive compensation. 3. To approve an amendment to the Certificate Mgmt For For of Incorporation to declassify the Board of Directors resulting in (after phase-in) annual Board terms from a Board with four classes of Directors serving staggered four-year terms. 4. Ratification of the appointment of Wolf & Mgmt For For Company, P.C. as independent auditors of the Company for the year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- WASHINGTON TRUST BANCORP, INC. Agenda Number: 934739078 -------------------------------------------------------------------------------------------------------------------------- Security: 940610108 Meeting Type: Annual Meeting Date: 24-Apr-2018 Ticker: WASH ISIN: US9406101082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Steven J. Crandall Mgmt For For Constance A. Howes, Esq Mgmt For For Joseph J. MarcAurele Mgmt For For Edwin J. Santos Mgmt For For 2. The ratification of the selection of KPMG Mgmt For For LLP as the Corporation's independent registered public accounting firm for the year ending December 31, 2018. 3. A non-binding advisory resolution to Mgmt For For approve the compensation of the Corporation's named executive officers. -------------------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY Agenda Number: 934740350 -------------------------------------------------------------------------------------------------------------------------- Security: 949746101 Meeting Type: Annual Meeting Date: 24-Apr-2018 Ticker: WFC ISIN: US9497461015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: John D. Baker II Mgmt For For 1b. Election of Director: Celeste A. Clark Mgmt For For 1c. Election of Director: Theodore F. Craver, Mgmt For For Jr. 1d. Election of Director: Elizabeth A. Duke Mgmt For For 1e. Election of Director: Donald M. James Mgmt For For 1f. Election of Director: Maria R. Morris Mgmt For For 1g. Election of Director: Karen B. Peetz Mgmt For For 1h. Election of Director: Juan A. Pujadas Mgmt For For 1i. Election of Director: James H. Quigley Mgmt For For 1j. Election of Director: Ronald L. Sargent Mgmt For For 1k. Election of Director: Timothy J. Sloan Mgmt For For 1l. Election of Director: Suzanne M. Vautrinot Mgmt For For 2. Advisory resolution to approve executive Mgmt For For compensation. 3. Ratify the appointment of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for 2018. 4. Shareholder Proposal - Special Shareowner Shr For Against Meetings. 5. Shareholder Proposal - Reform Executive Shr Against For Compensation Policy with Social Responsibility. 6. Shareholder Proposal - Report on Incentive Shr For Against Compensation and Risks of Material Losses. -------------------------------------------------------------------------------------------------------------------------- WESTBURY BANCORP, INC Agenda Number: 934718618 -------------------------------------------------------------------------------------------------------------------------- Security: 95727P106 Meeting Type: Annual Meeting Date: 21-Feb-2018 Ticker: WBBW ISIN: US95727P1066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Greg J. Remus Mgmt For For Donald J. Murn Mgmt For For Stephen W. Sinner Mgmt For For 2. Proposal to ratify the appointment of Mgmt For For CliftonLarsonAllen LLP as the Company's independent registered public accounting firm for the year ending September 30, 2018. -------------------------------------------------------------------------------------------------------------------------- WSFS FINANCIAL CORPORATION Agenda Number: 934760249 -------------------------------------------------------------------------------------------------------------------------- Security: 929328102 Meeting Type: Annual Meeting Date: 26-Apr-2018 Ticker: WSFS ISIN: US9293281021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Anat Bird Mgmt For For Jennifer W. Davis Mgmt For For Christopher T. Gheysens Mgmt For For 2. Ratification of the appointment of KPMG, Mgmt For For LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2018 3. Approval of the WSFS Financial Corporation Mgmt For For 2018 Incentive Plan 4. Advisory (non-binding) vote to approve the Mgmt For For compensation of the Company's named executive officers -------------------------------------------------------------------------------------------------------------------------- XENITH BANKSHARES, INC. Agenda Number: 934681087 -------------------------------------------------------------------------------------------------------------------------- Security: 984102202 Meeting Type: Special Meeting Date: 26-Oct-2017 Ticker: XBKS ISIN: US9841022026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For REORGANIZATION, DATED AS OF MAY 19, 2017, BY AND BETWEEN THE COMPANY AND UNION BANKSHARES CORPORATION ("UNION"), AND THE RELATED PLAN OF MERGER PROVIDED THEREIN, PURSUANT TO WHICH THE COMPANY WILL MERGE WITH AND INTO UNION (THE "MERGER"). 2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt Against Against BASIS, CERTAIN COMPENSATION THAT MAY BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. 3. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For NECESSARY OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. -------------------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION Agenda Number: 934775973 -------------------------------------------------------------------------------------------------------------------------- Security: 989701107 Meeting Type: Annual Meeting Date: 01-Jun-2018 Ticker: ZION ISIN: US9897011071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jerry C. Atkin Mgmt For For 1B. Election of Director: Gary L. Crittenden Mgmt For For 1C. Election of Director: Suren K. Gupta Mgmt For For 1D. Election of Director: J. David Heaney Mgmt For For 1E. Election of Director: Vivian S. Lee Mgmt For For 1F. Election of Director: Edward F. Murphy Mgmt For For 1G. Election of Director: Roger B. Porter Mgmt For For 1H. Election of Director: Stephen D. Quinn Mgmt For For 1I. Election of Director: Harris H. Simmons Mgmt For For 1J. Election of Director: Barbara A. Yastine Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Independent Registered Public Accounting Firm to audit the Company's financial statements for the current fiscal year. 3. Approval, on a nonbinding advisory basis, Mgmt For For of the compensation paid to the Company's named executive officers with respect to fiscal year ended December 31, 2017. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) John Hancock Financial Opportunities Fund By (Signature) /s/ Andrew G. Arnott Name Andrew G. Arnott Title President Date 08/20/2018