0001145549-24-011874.txt : 20240228
0001145549-24-011874.hdr.sgml : 20240228
20240228132239
ACCESSION NUMBER: 0001145549-24-011874
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240228
DATE AS OF CHANGE: 20240228
PERIOD START: 20231231
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
CENTRAL INDEX KEY: 0000925683
ORGANIZATION NAME:
IRS NUMBER: 043241844
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-08568
FILM NUMBER: 24693221
BUSINESS ADDRESS:
STREET 1: C/O JOHN HANCOCK INVESTMENT MANAGEMENT
STREET 2: 200 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-663-3000
MAIL ADDRESS:
STREET 1: C/O JOHN HANCOCK INVESTMENT MANAGEMENT
STREET 2: 200 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: JOHN HANCOCK BANK & THRIFT OPPORTUNITY FUND
DATE OF NAME CHANGE: 20110214
FORMER COMPANY:
FORMER CONFORMED NAME: HANCOCK JOHN BANK & THRIFT OPPORTUNITY FUND
DATE OF NAME CHANGE: 19940728
FORMER COMPANY:
FORMER CONFORMED NAME: HANCOCK JOHN REGIONAL BANK & THRIFT FUND
DATE OF NAME CHANGE: 19940620
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000925683
XXXXXXXX
John Hancock Financial Opportunities Fund
811-08568
0000925683
549300GAIJWXWTEVVK15
200 Berkeley Street
Boston
02116
617-543-9634
John Hancock Financial Opportunities Fund
549300GAIJWXWTEVVK15
2023-12-31
2023-12-31
N
728054889.860000000000
126298686.650000000000
601756203.210000000000
0.000000000000
0.000000000000
125000000.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
0.000000000000
10.400000000000
USD
N
Fund's Designated Reference Portfolio is the Fund's Securities Portfolio
N/A
Alpine Banks of Colorado
N/A
ALPINE BANKS OF COLORADO COMMON STOCK
020810107
173462
NS
USD
4943667
0.8215398485
Long
EC
CORP
US
N
1
N
N
N
Community Heritage Financial Inc.
N/A
COMMUNITY HERITAGE FINANCIAL I COMMON STOCK
20370L103
141197
NS
USD
2329750.5
0.3871585349
Long
EC
CORP
US
N
1
N
N
N
ConnectOne Bancorp Inc.
549300E2M5ZYAZKUK134
CONNECTONE BANCORP INC COMMON STOCK
20786W107
85763
NS
USD
1964830.33
0.3265160076
Long
EC
CORP
US
N
1
N
N
N
Cullen/Frost Bankers Inc.
N/A
CULLEN/FROST BANKERS INC COMMON STOCK USD.01
229899109
87349
NS
USD
9476493.01
1.5748060360
Long
EC
CORP
US
N
1
N
N
N
Cullen/Frost Capital Trust II
N/A
CULLEN/FROST CAPITAL TRUST II LIMITD GUARA 03/34 VAR
230000AB7
3000000
PA
USD
2617598.61
0.4349932076
Long
DBT
CORP
US
N
2
2034-03-01
Floating
7.188700000000
N
N
N
N
N
N
Discover Financial Services
Z1YLO2USPORE63VVUL20
DISCOVER FINANCIAL SERVICES COMMON STOCK USD.01
254709108
54395
NS
USD
6113998
1.0160257538
Long
EC
CORP
US
N
1
N
N
N
Eagle Bancorp Montana Inc.
549300P2SVRIY3YU1412
EAGLE BANCORP MONTANA INC COMMON STOCK USD.01
26942G100
127715
NS
USD
2016619.85
0.3351224033
Long
EC
CORP
US
N
1
N
N
N
East West Bancorp Inc.
N/A
EAST WEST BANCORP INC COMMON STOCK USD.001
27579R104
57098
NS
USD
4108201.1
0.6827019112
Long
EC
CORP
US
N
1
N
N
N
Eastern Bankshares Inc.
N/A
EASTERN BANKSHARES INC COMMON STOCK USD.01
27627N105
416161
NS
USD
5909486.2
0.9820399305
Long
EC
CORP
US
N
1
N
N
N
Enterprise Bancorp Inc.
N/A
ENTERPRISE BANCORP INC/MA COMMON STOCK USD.01
293668109
74904
NS
USD
2416403.04
0.4015584762
Long
EC
CORP
US
N
1
N
N
N
Equity Bancshares Inc.
549300BPQ2EJNU4WF694
EQUITY BANCSHARES INC COMMON STOCK USD.01
29460X109
147255
NS
USD
4991944.5
0.8295626158
Long
EC
CORP
US
N
1
N
N
N
ESSA Bancorp Inc.
N/A
ESSA BANCORP INC COMMON STOCK USD.01
29667D104
94578
NS
USD
1893451.56
0.3146542653
Long
EC
CORP
US
N
1
N
N
N
First Horizon Corporation
TF3RXI1ZB1TQ30H9JV10
FIRST HORIZON CORP COMMON STOCK USD.625
320517105
348843
NS
USD
4939616.88
0.8208667985
Long
EC
CORP
US
N
1
N
N
N
First Interstate BancSystem Inc.
N/A
FIRST INTERSTATE BANCSYSTEM IN COMMON STOCK
32055Y201
129540
NS
USD
3983355
0.6619549543
Long
EC
CORP
US
N
1
N
N
N
First Merchants Corporation
TZTBT0OTGQ2FEK6XMX94
FIRST MERCHANTS CORP COMMON STOCK
320817109
152194
NS
USD
5643353.52
0.9378139336
Long
EC
CORP
US
N
1
N
N
N
First Merchants Corporation
TZTBT0OTGQ2FEK6XMX94
FIRST MERCHANTS CORP PREFERRED STOCK 7.5
320817208
50000
NS
USD
1212500
0.2014935606
Long
EP
CORP
US
N
1
N
N
N
First Mid Bancshares Inc.
N/A
FIRST MID BANCSHARES INC COMMON STOCK USD4.0
320866106
76166
NS
USD
2639913.56
0.4387015117
Long
EC
CORP
US
N
1
N
N
N
First Northwest Bancorp
549300YDR3VSTKB9DQ65
FIRST NORTHWEST BANCORP COMMON STOCK
335834107
52942
NS
USD
843895.48
0.1402387670
Long
EC
CORP
US
N
1
N
N
N
MIDSTATES BANK NA 99G44VDE7
N/A
MIDSTATES BANK NA 99G44VDE7
N/A
2065.86
PA
USD
2065.86
0.0003433051
Long
DBT
CORP
US
N
2
2024-06-03
None
0.000000000000
N
N
N
N
N
N
American Business Bank
549300OQ7NQEKOCGWF54
AMERICAN BUSINESS BANK COMMON STOCK
02475L105
74896
NS
USD
2694758.08
0.4478155880
Long
EC
CORP
US
N
1
N
N
N
Blackstone Mortgage Trust Inc.
549300OLDJ20R2Y2UW20
BLACKSTONE MORTGAGE TRUST INC SR UNSECURED 03/27 5.5
09257WAE0
3000000
PA
USD
2722500
0.4524257474
Long
DBT
CORP
US
N
2
2027-03-15
Fixed
5.500000000000
N
N
N
N
Y
Blackstone Mortgage Trust, Inc.
Blackstone Mortgage Trust, Inc.
USD
XXXX
N
N
N
First Reliance Bancshares Inc.
N/A
FIRST RELIANCE BANCSHARES INC COMMON STOCK USD.01
33615Q100
426454
NS
USD
3654710.78
0.6073407736
Long
EC
CORP
US
N
1
N
N
N
1st Source Corporation
N/A
1ST SOURCE CORP COMMON STOCK
336901103
120335
NS
USD
6612408.25
1.0988516969
Long
EC
CORP
US
N
1
N
N
N
Flushing Financial Corporation
N/A
FLUSHING FINANCIAL CORP COMMON STOCK USD.01
343873105
118649
NS
USD
1955335.52
0.3249381576
Long
EC
CORP
US
N
1
N
N
N
German American Bancorp Inc.
5493002JDOI3GTNVUD76
GERMAN AMERICAN BANCORP INC COMMON STOCK
373865104
124124
NS
USD
4022858.84
0.6685197126
Long
EC
CORP
US
N
1
N
N
N
Great Southern Bancorp Inc.
5493000ZL7DLNMN1AB26
GREAT SOUTHERN BANCORP INC COMMON STOCK USD.01
390905107
40257
NS
USD
2389252.95
0.3970466673
Long
EC
CORP
US
N
1
N
N
N
Brookfield Corporation
C6J3FGIWG6MBDGTE8F80
BROOKFIELD CORP COMMON STOCK
11271J107
124500
NS
USD
4994940
0.8300604087
Long
EC
CORP
CA
N
1
N
N
N
Business First Bancshares Inc.
N/A
BUSINESS FIRST BANCSHARES INC COMMON STOCK USD1.0
12326C105
182458
NS
USD
4497589.7
0.7474106085
Long
EC
CORP
US
N
1
N
N
N
Independent Bank Corporation
N/A
INDEPENDENT BANK CORP/MI COMMON STOCK USD1.0
453838609
163971
NS
USD
4266525.42
0.7090122872
Long
EC
CORP
US
N
1
N
N
N
Invesco Mortgage Capital Inc.
PV3BDP2HFZL2FNXQBL39
INVESCO MORTGAGE CAPITAL INC REIT
46131B407
99000
NS
USD
2227500
0.3701665206
Long
EC
CORP
US
N
1
N
N
N
Oba Federal Savings and Loan Association
N/A
OBA FEDERAL SAVINGS + LOAN CD 00000000 00000.0000000000
465992006
1368.03
PA
USD
1368.03
0.0002273396
Long
DBT
CORP
US
N
2
2024-06-17
None
0.000000000000
N
N
N
N
N
N
Farmers and Merchants Bancorp Inc.
N/A
FARMERS and MERCHANTS BANCORP IN COMMON STOCK
30779N105
114822
NS
USD
2847585.6
0.4732125045
Long
EC
CORP
US
N
1
N
N
N
JPMorgan Chase and Co.
8I5DZWZKVSZI1NUHU748
JPMORGAN CHASE and CO COMMON STOCK USD1.0
46625H100
60031
NS
USD
10211273.1
1.6969119796
Long
EC
CORP
US
N
1
N
N
N
KKR and Co. Inc.
N/A
KKR and CO INC COMMON STOCK USD.01
48251W104
126340
NS
USD
10467269
1.7394534438
Long
EC
CORP
US
N
1
N
N
N
Farmers National Banc Corp.
N/A
FARMERS NATIONAL BANC CORP COMMON STOCK
309627107
162398
NS
USD
2346651.1
0.3899670809
Long
EC
CORP
US
N
1
N
N
N
Fifth Third Bancorp
THRNG6BD57P9QWTQLG42
FIFTH THIRD BANCORP COMMON STOCK
316773100
290471
NS
USD
10018344.79
1.6648511036
Long
EC
CORP
US
N
1
N
N
N
KeyCorp
RKPI3RZGV1V1FJTH5T61
KEYCORP COMMON STOCK USD1.0
493267108
673808
NS
USD
9702835.2
1.6124196391
Long
EC
CORP
US
N
1
N
N
N
Landmark Bancorp Inc.
N/A
LANDMARK BANCORP INC/MANHATTAN COMMON STOCK USD.01
51504L107
64780
NS
USD
1255436.4
0.2086287426
Long
EC
CORP
US
N
1
N
N
N
The First Bancorp Inc.
N/A
FIRST BANCORP INC/THE COMMON STOCK USD.01
31866P102
226174
NS
USD
6382630.28
1.0606671350
Long
EC
CORP
US
N
1
N
N
N
The First Bancshares Inc.
5493006DL5RXJODMAF36
FIRST BANCSHARES INC/THE COMMON STOCK USD1.0
318916103
181973
NS
USD
5337268.09
0.8869485784
Long
EC
CORP
US
N
1
N
N
N
LendingClub Corporation
549300YC50YO7Y1OJR92
LENDINGCLUB CORP COMMON STOCK USD.01
52603A208
260870
NS
USD
2280003.8
0.3788916155
Long
EC
CORP
US
N
1
N
N
N
First Business Financial Services Inc.
N/A
FIRST BUSINESS FINANCIAL SERVI COMMON STOCK USD.01
319390100
91858
NS
USD
3683505.8
0.6121259374
Long
EC
CORP
US
N
1
N
N
N
FIRST BUSINESS FINANCIAL SUBORDINATED 144A 12/99 VAR
N/A
FIRST BUSINESS FINANCIAL SUBORDINATED 144A 12/99 VAR
319390209
4000
NS
USD
3357196
0.5578996913
Long
EP
CORP
US
N
3
N
N
N
First Commonwealth Financial Corporation
N/A
FIRST COMMONWEALTH FINANCIAL C COMMON STOCK USD1.0
319829107
311718
NS
USD
4812925.92
0.7998132623
Long
EC
CORP
US
N
1
N
N
N
First Community Corporation
549300TC167ECI9SMC70
FIRST COMMUNITY CORP/SC COMMON STOCK USD1.0
319835104
132912
NS
USD
2861595.36
0.4755406500
Long
EC
CORP
US
N
1
N
N
N
First Financial Bancorp.
N/A
FIRST FINANCIAL BANCORP COMMON STOCK
320209109
345565
NS
USD
8207168.75
1.3638694053
Long
EC
CORP
US
N
1
N
N
N
THE MILFORD BANK PPEG2W329
N/A
THE MILFORD BANK PPEG2W329
N/A
1942.75
PA
USD
1942.75
0.0003228467
Long
DBT
CORP
US
N
2
2025-06-12
None
0
N
N
N
N
N
N
TriCo Bancshares
N/A
TRICO BANCSHARES COMMON STOCK
896095106
193684
NS
USD
8322601.48
1.3830520459
Long
EC
CORP
US
N
1
N
N
N
American National Bankshares Inc.
N/A
AMERICAN NATIONAL BANKSHARES I COMMON STOCK USD1.0
027745108
84377
NS
USD
4113378.75
0.6835623344
Long
EC
CORP
US
N
1
N
N
N
American Riviera Bancorp.
N/A
AMERICAN RIVIERA BANCORP COMMON STOCK
02933K103
218459
NS
USD
3604573.5
0.5990089476
Long
EC
CORP
US
N
1
N
N
N
Ameris Bancorp
PBJHNT51T5V6G5UQFV42
AMERIS BANCORP COMMON STOCK USD1.0
03076K108
179209
NS
USD
9507037.45
1.5798819188
Long
EC
CORP
US
N
1
N
N
N
Ares Management Corporation
N/A
ARES MANAGEMENT CORP COMMON STOCK
03990B101
77184
NS
USD
9178721.28
1.5253222536
Long
EC
CORP
US
N
1
N
N
N
Atlantic Union Bankshares Corporation
N/A
ATLANTIC UNION BANKSHARES CORP COMMON STOCK USD1.33
04911A107
134792
NS
USD
4925299.68
0.8184875625
Long
EC
CORP
US
N
1
N
N
N
Atlantic Union Bankshares Corporation
N/A
ATLANTIC UNION BANKSHARES CORP PREFERRED STOCK 6.875
04911A206
143775
NS
USD
3022150.5
0.5022217443
Long
EP
CORP
US
N
1
N
N
N
Avidbank Holdings Inc.
54930029UJ8M0B84EE44
AVIDBANK HOLDINGS INC COMMON STOCK
05368J103
257070
NS
USD
5493585.9
0.9129255121
Long
EC
CORP
US
N
1
N
N
N
BNP Paribas
R0MUWSFPU8MPRO8K5P83
BNP PARIBAS SA JR SUBORDINA 144A 12/99 VAR
05565AM34
2903000
PA
USD
2963295.31
0.4924411737
Long
DBT
CORP
FR
N
2
2029-08-16
Variable
7.750000000000
N
N
N
N
N
N
BNP Paribas
R0MUWSFPU8MPRO8K5P83
BNP PARIBAS SA JR SUBORDINA 144A 12/99 VAR
05565AS20
832000
PA
USD
889711.68
0.1478525149
Long
DBT
CORP
FR
N
2
2027-11-17
Variable
9.250000000000
N
N
N
N
N
N
NECESSITY RETAIL REIT INC/THE COMPANY GUAR 144A 09/28 4.5
N/A
NECESSITY RETAIL REIT INC/THE COMPANY GUAR 144A 09/28 4.5
02608AAA7
3000000
PA
USD
2526240
0.4198112103
Long
DBT
CORP
US
N
2
2028-09-30
Fixed
4.500000000000
N
N
N
N
N
N
Bank7 Corp.
N/A
BANK7 CORP COMMON STOCK USD.01
06652N107
116363
NS
USD
3182528.05
0.5288733266
Long
EC
CORP
US
N
1
N
N
N
Banner Corporation
N/A
BANNER CORP COMMON STOCK USD.01
06652V208
66503
NS
USD
3561900.68
0.5919175674
Long
EC
CORP
US
N
1
N
N
N
Bar Harbor Bankshares
N/A
BAR HARBOR BANKSHARES COMMON STOCK USD2.0
066849100
142394
NS
USD
4180687.84
0.6947477762
Long
EC
CORP
US
N
1
N
N
N
BayCom Corp
N/A
BAYCOM CORP COMMON STOCK
07272M107
173874
NS
USD
4101687.66
0.6816195061
Long
EC
CORP
US
N
1
N
N
N
CB Financial Services Inc.
N/A
CB FINANCIAL SERVICES INC COMMON STOCK
12479G101
57155
NS
USD
1361432.1
0.2262431351
Long
EC
CORP
US
N
1
N
N
N
CNB Financial Corporation
N/A
CNB FINANCIAL CORP/PA PREFERRED STOCK 7.125
126128206
69615
NS
USD
1512037.8
0.2512708289
Long
EP
CORP
US
N
1
N
N
N
Evans Bancorp Inc.
N/A
EVANS BANCORP INC COMMON STOCK USD.5
29911Q208
69760
NS
USD
2199532.8
0.3655189242
Long
EC
CORP
US
N
1
N
N
N
Huntington Bancshares Incorporated
549300XTVCVV9I7B5T19
HUNTINGTON BANCSHARES INC/OH COMMON STOCK USD.01
446150104
842465
NS
USD
10716154.8
1.7808133498
Long
EC
CORP
US
N
1
N
N
N
InBankshares Corp
N/A
INBANKSHARES CORP COMMON STOCK
45332V105
207676
NS
USD
1661408
0.2760932070
Long
EC
CORP
US
N
1
N
N
N
Independent Bank Corp.
N/A
INDEPENDENT BANK CORP COMMON STOCK USD.01
453836108
85080
NS
USD
5599114.8
0.9304623318
Long
EC
CORP
US
N
1
N
N
N
JH COLLATERAL
N/A
JH COLLATERAL
N/A
435356.75
NS
USD
4353654.57
0.7234914317
Long
STIV
RF
US
N
1
N
N
N
Virginia National Bankshares Corporation
N/A
VIRGINIA NATIONAL BANKSHARES C COMMON STOCK USD2.5
928031103
82690
NS
USD
2842882.2
0.4724308923
Long
EC
CORP
US
N
1
N
N
N
WSFS Financial Corporation
549300SU7VQHD6QRG886
WSFS FINANCIAL CORP COMMON STOCK USD.01
929328102
222325
NS
USD
10211387.25
1.6969309490
Long
EC
CORP
US
N
1
N
N
N
W.T.B. Financial Corporation
N/A
WTB FINANCIAL CORP COMMON STOCK
929334209
10170
NS
USD
3112020
0.5171562808
Long
EC
CORP
US
N
1
N
N
N
MutualOne Bank
N/A
MUTUAL ONE BANK 99E0FT5C3
N/A
4308.81
PA
USD
4308.81
0.0007160391
Long
DBT
CORP
US
N
2
2025-09-01
None
0
N
N
N
N
N
N
Truist Financial Corporation
549300DRQQI75D2JP341
TRUIST FINANCIAL CORP COMMON STOCK USD5.0
89832Q109
215638
NS
USD
7961354.96
1.3230200067
Long
EC
CORP
US
N
1
N
N
N
U.S. Bancorp
N1GZ7BBF3NP8GI976H15
US BANCORP COMMON STOCK USD.01
902973304
238928
NS
USD
10340803.84
1.7184374311
Long
EC
CORP
US
N
1
N
N
N
United Bancorporation of Alabama Inc.
N/A
UNITED BANCORP OF ALABAMA INC COMMON STOCK USD.01
90944R100
168566
NS
USD
7012345.6
1.1653133881
Long
EC
CORP
US
N
1
N
N
N
United Community Banks Inc.
549300GVW0FV66X3U703
UNITED COMMUNITY BANKS INC/GA PREFERRED STOCK 6.875
90985F205
86596
NS
USD
2012491.04
0.3344362766
Long
EP
CORP
US
N
1
N
N
N
Affinity Bank Inc
N/A
NEWTON SAVINGS BANK SHORT TERM
912BLC004
2001.29
PA
USD
2001.29
0.0003325749
Long
DBT
CORP
US
N
2
2024-06-03
None
0.000000000000
N
N
N
N
N
N
First Federal Savings and Loan Bank
N/A
FIRST FEDERAL SAVINGS BANK 00000000 00000.0000000000
912BLD002
3064.83
PA
USD
3064.83
0.0005093142
Long
DBT
CORP
US
N
2
2024-01-09
None
0.000000000000
N
N
N
N
N
N
Hudson City Savings Bank
N/A
HUDSON SAVINGS 00000000 00000.0000000000
912BUE000
2296.48
PA
USD
2296.48
0.0003816296
Long
DBT
CORP
US
N
2
2025-04-24
None
0.000000000000
N
N
N
N
N
N
Home Banking Company
N/A
HOME BANK 00000000 00000.0000000000
912BUF007
22033.62
PA
USD
22033.62
0.0036615526
Long
DBT
CORP
US
N
2
2024-11-06
None
0.000000000000
N
N
N
N
N
N
University Bancorp Inc.
N/A
UNIVERSITY BANCORP INC/ANN ARB SUBORDINATED 144A 01/33 VAR
914090AA3
2500000
PA
USD
2484400
0.4128582284
Long
DBT
CORP
US
N
2
2033-01-31
Variable
8.250000000000
N
N
N
N
N
N
First Bank Richmond
N/A
FIRST BANK RICHMOND 00000000 00000.0000000000
916BLH009
22465.82
PA
USD
22465.82
0.0037333757
Long
DBT
CORP
US
N
3
2025-12-05
None
0.000000000000
N
N
N
N
N
N
Central Valley Community Bancorp
N/A
CENTRAL VALLEY COMMUNITY BANCO COMMON STOCK
155685100
126760
NS
USD
2833086
0.4708029572
Long
EC
CORP
US
N
1
N
N
N
Citizens Financial Group Inc.
N/A
CITIZENS FINANCIAL GROUP INC COMMON STOCK USD.01
174610105
285466
NS
USD
9460343.24
1.5721222631
Long
EC
CORP
US
N
1
N
N
N
Citizens Community Bancorp Inc
N/A
CITIZENS COMMUNITY BANCORP INC COMMON STOCK USD.01
174903104
169116
NS
USD
1980348.36
0.3290947978
Long
EC
CORP
US
N
1
N
N
N
Civista Bancshares Inc.
5493001LX61Z2UVYSC48
CIVISTA BANCSHARES INC COMMON STOCK
178867107
183001
NS
USD
3374538.44
0.5607816624
Long
EC
CORP
US
N
1
N
N
N
Coastal Financial Corporation
N/A
COASTAL FINANCIAL CORP/WA COMMON STOCK
19046P209
132503
NS
USD
5884458.23
0.9778807761
Long
EC
CORP
US
N
1
N
N
N
Codorus Valley Bancorp Inc.
N/A
CODORUS VALLEY BANCORP INC COMMON STOCK USD2.5
192025104
99915
NS
USD
2567815.5
0.4267202376
Long
EC
CORP
US
N
1
N
N
N
Colony Bankcorp Inc.
N/A
COLONY BANKCORP INC COMMON STOCK USD1.0
19623P101
86996
NS
USD
1157046.8
0.1922783336
Long
EC
CORP
US
N
1
N
N
N
Columbia Banking System Inc.
N/A
COLUMBIA BANKING SYSTEM INC COMMON STOCK
197236102
269124
NS
USD
7180228.32
1.1932121816
Long
EC
CORP
US
N
1
N
N
N
Comerica Incorporated
I9Q57JVPWHHZ3ZGBW498
COMERICA INC COMMON STOCK USD5.0
200340107
64887
NS
USD
3621343.47
0.6017957855
Long
EC
CORP
US
N
1
N
N
N
FFB Bancorp
N/A
FFB BANCORP COMMON STOCK
20344D104
82186
NS
USD
6244525.15
1.0377167891
Long
EC
CORP
US
N
1
N
N
N
Prime Meridian Holding Company
N/A
PRIME MERIDIAN HOLDING CO COMMON STOCK
74164R107
125087
NS
USD
2945798.85
0.4895336075
Long
EC
CORP
US
N
1
N
N
N
Private Bancorp of America Inc.
N/A
PRIVATE BANCORP OF AMERICA INC COMMON STOCK
74274F100
116752
NS
USD
4086320
0.6790657044
Long
EC
CORP
US
N
1
N
N
N
Provident Financial Holdings Inc.
N/A
PROVIDENT FINANCIAL HOLDINGS I COMMON STOCK USD.01
743868101
97172
NS
USD
1225338.92
0.2036271356
Long
EC
CORP
US
N
1
N
N
N
QCR Holdings Inc.
N/A
QCR HOLDINGS INC COMMON STOCK USD1.0
74727A104
75459
NS
USD
4406051.01
0.7321986855
Long
EC
CORP
US
N
1
N
N
N
Red River Bancshares Inc.
N/A
RED RIVER BANCSHARES INC COMMON STOCK
75686R202
58027
NS
USD
3255894.97
0.5410654602
Long
EC
CORP
US
N
1
N
N
N
Redwood Trust Inc.
DRBV4N1ERQLEMIF11G78
REDWOOD TRUST INC SR UNSECURED 06/27 7.75
758075AF2
4179000
PA
USD
3831620.63
0.6367396978
Long
DBT
CORP
US
N
2
2027-06-15
Fixed
7.750000000000
N
N
N
N
Y
Redwood Trust, Inc.
Redwood Trust, Inc.
USD
XXXX
N
N
N
Regions Financial Corporation
CW05CS5KW59QTC0DG824
REGIONS FINANCIAL CORP COMMON STOCK USD.01
7591EP100
481460
NS
USD
9330694.8
1.5505772521
Long
EC
CORP
US
N
1
N
N
N
Renasant Corporation
549300OVE6OZHW2UUH81
RENASANT CORP COMMON STOCK USD5.0
75970E107
144643
NS
USD
4871576.24
0.8095597875
Long
EC
CORP
US
N
1
N
N
N
Riverview Bancorp Inc.
N/A
RIVERVIEW BANCORP INC COMMON STOCK USD.01
769397100
368806
NS
USD
2360358.4
0.3922449636
Long
EC
CORP
US
N
1
N
N
N
SB Financial Group Inc.
54930028E6P8OT8CTV58
SB FINANCIAL GROUP INC COMMON STOCK
78408D105
257156
NS
USD
3919057.44
0.6512699693
Long
EC
CORP
US
N
1
N
N
N
Shore Bancshares Inc.
N/A
SHORE BANCSHARES INC COMMON STOCK USD.01
825107105
406028
NS
USD
5785899
0.9615021780
Long
EC
CORP
US
N
1
N
N
N
Sierra Bancorp
N/A
SIERRA BANCORP COMMON STOCK
82620P102
163038
NS
USD
3676506.9
0.6109628584
Long
EC
CORP
US
N
1
N
N
N
Sixth Street Specialty Lending Inc.
549300TX61566GJWCN05
SIXTH STREET SPECIALTY LENDING COMMON STOCK USD.01
83012A109
217057
NS
USD
4688431.2
0.7791246978
Long
EC
CORP
US
N
1
N
N
N
Skyward Specialty Insurance Group Inc.
N/A
SKYWARD SPECIALTY INSURANCE GR COMMON STOCK USD.01
830940102
130513
NS
USD
4421780.44
0.7348126062
Long
EC
CORP
US
N
1
N
N
N
Sotherly Hotels Inc.
549300IYTT21F61LSR10
SOTHERLY HOTELS INC PUBLIC
83600C301
44519
NS
USD
894831.9
0.1487033944
Long
EC
CORP
US
N
1
N
N
N
Sotherly Hotels Inc.
549300IYTT21F61LSR10
SOTHERLY HOTELS INC PREFERRED STOCK 8.25
83600C509
59188
NS
USD
1251234.32
0.2079304398
Long
EP
CORP
US
N
1
N
N
N
South Atlantic Bancshares Inc.
N/A
SOUTH ATLANTIC BANCSHARES INC COMMON STOCK
83636T104
289568
NS
USD
3691992
0.6135361763
Long
EC
CORP
US
N
1
N
N
N
SouthState Corporation
549300JZUANXM0YQ4W53
SOUTHSTATE CORP COMMON STOCK USD2.5
840441109
84976
NS
USD
7176223.2
1.1925466097
Long
EC
CORP
US
N
1
N
N
N
Southern Missouri Bancorp Inc.
N/A
SOUTHERN MISSOURI BANCORP INC COMMON STOCK USD.01
843380106
104786
NS
USD
5594524.54
0.9296995212
Long
EC
CORP
US
N
1
N
N
N
Zions Bancorporation National Association
N/A
ZIONS BANCORP NA COMMON STOCK USD.001
989701107
226397
NS
USD
9932036.39
1.6505083516
Long
EC
CORP
US
N
1
N
N
N
SpareBank 1 SR-Bank ASA
549300Q3OIWRHQUQM052
SPAREBANK 1 SR-BANK ASA COMMON STOCK NOK25.0
B40JTQ902
127986
NS
1623119.36
0.2697303910
Long
EC
CORP
NO
N
2
N
N
N
Assured Guaranty Ltd.
N/A
ASSURED GUARANTY LTD COMMON STOCK USD.01
G0585R106
83698
NS
USD
6263121.34
1.0408071087
Long
EC
CORP
BM
N
1
N
N
N
Bank of Idaho Holding Co.
N/A
BANK OF IDAHO HOLDING CO COMMON STOCK
062722202
150000
NS
USD
4050000
0.6730300375
Long
EC
CORP
US
N
1
N
N
N
Bank of Marin Bancorp
N/A
BANK OF MARIN BANCORP COMMON STOCK
063425102
189583
NS
USD
4174617.66
0.6937390321
Long
EC
CORP
US
N
1
N
N
N
WaFd Inc..
N/A
WAFD INC PREFERRED STOCK 4.875
938824307
210875
NS
USD
3177886.25
0.5281019511
Long
EP
CORP
US
N
1
N
N
N
HBT Financial Inc.
N/A
HBT FINANCIAL INC COMMON STOCK USD.01
404111106
209443
NS
USD
4421341.73
0.7347397013
Long
EC
CORP
US
N
1
N
N
N
Hancock Whitney Corporation
549300GRNBWY8HIICT41
HANCOCK WHITNEY CORP COMMON STOCK USD3.33
410120109
206285
NS
USD
10023388.15
1.6656892104
Long
EC
CORP
US
N
1
N
N
N
Heritage Commerce Corp
549300CLIS851ELSR406
HERITAGE COMMERCE CORP COMMON STOCK
426927109
513678
NS
USD
5095685.76
0.8468023649
Long
EC
CORP
US
N
1
N
N
N
Heritage Financial Corporation
N/A
HERITAGE FINANCIAL CORP/WA COMMON STOCK
42722X106
90346
NS
USD
1932500.94
0.3211435013
Long
EC
CORP
US
N
1
N
N
N
Horizon Bancorp Inc.
549300U2OQ2EIT5MXG39
HORIZON BANCORP INC/IN COMMON STOCK
440407104
378518
NS
USD
5416592.58
0.9001307425
Long
EC
CORP
US
N
1
N
N
N
Hudson Pacific Properties Inc.
N/A
HUDSON PACIFIC PROPERTIES INC PREFERRED STOCK 4.75
444097307
118838
NS
USD
1664920.38
0.2766768952
Long
EP
CORP
US
N
1
N
N
N
Popular Inc.
N/A
POPULAR INC COMMON STOCK USD.01
733174700
133406
NS
USD
10948630.42
1.8194462079
Long
EC
CORP
PR
N
1
N
N
N
Premier Financial Corp.
N/A
PREMIER FINANCIAL CORP COMMON STOCK USD.01
74052F108
333084
NS
USD
8027324.4
1.3339828251
Long
EC
CORP
US
N
1
N
N
N
Southern California Bancorp
N/A
SOUTHERN CALIFORNIA BANCORP COMMON STOCK USD.01
84252A106
261632
NS
USD
4539315.2
0.7543445628
Long
EC
CORP
US
N
1
N
N
N
Stock Yards Bancorp Inc.
549300YERP9H5TDIQW16
STOCK YARDS BANCORP INC COMMON STOCK
861025104
79829
NS
USD
4110395.21
0.6830665289
Long
EC
CORP
US
N
1
N
N
N
Live Oak Bancshares Inc.
N/A
LIVE OAK BANCSHARES INC COMMON STOCK NPV
53803X105
110051
NS
USD
5007320.5
0.8321178034
Long
EC
CORP
US
N
1
N
N
N
Sunshine Bancorp Inc.
N/A
SUNSHINE FEDERAL SAVINGS 00000000 00000.0000000000
86799Q9R9
2108.05
PA
USD
2108.05
0.0003503163
Long
DBT
CORP
US
N
2
2025-05-12
None
0.000000000000
N
N
N
N
N
N
EAST BOSTON SAVINGS BANK PPE6L2G55
N/A
EAST BOSTON SAVINGS BANK PPE6L2G55
N/A
1943.62
PA
USD
1943.62
0.0003229913
Long
DBT
CORP
US
N
2
2025-11-03
None
0.000000000000
N
N
N
N
N
N
MandT Bank Corporation
N/A
MandT BANK CORP COMMON STOCK USD.5
55261F104
73564
NS
USD
10084153.12
1.6757871487
Long
EC
CORP
US
N
1
N
N
N
Machias Savings Bank
N/A
MACHIAL SAVINGS BANK SHORT TERM
55499Z9Y2
2023.1
PA
USD
2023.1
0.0003361993
Long
DBT
CORP
US
N
2
2024-05-31
None
0.000000000000
N
N
N
N
N
N
Milford Federal Bank
N/A
MILFORD FEDERAL SAVINGS + LOAN 00000000 00000.0000000000
56099E004
2075.48
PA
USD
2075.48
0.0003449038
Long
DBT
CORP
US
N
2
2024-04-29
None
0.000000000000
N
N
N
N
N
N
MetroCity Bankshares Inc.
N/A
METROCITY BANKSHARES INC COMMON STOCK
59165J105
65263
NS
USD
1567617.26
0.2605070378
Long
EC
CORP
US
N
1
N
N
N
WALDEN MUTUAL
N/A
WALDEN MUTUAL
N/A
100000
NS
USD
667800
0.1109751751
Long
EC
CORP
US
Y
3
N
N
N
Wesbanco Inc.
N/A
WESBANCO INC PREFERRED STOCK VAR
950810705
50000
NS
USD
1197500
0.1990008568
Long
EP
CORP
US
N
1
N
N
N
NEWTOWN SAVINGS BANK PPG00PLE3
N/A
NEWTOWN SAVINGS BANK PPG00PLE3
N/A
3904.71
PA
USD
3904.71
0.0006488857
Long
DBT
CORP
US
N
3
2024-08-29
None
0
N
N
N
N
N
N
FIRST SAVINGS BANK OF PERKASIE 0.74 04 07 2025
N/A
FIRST SAVINGS BANK OF PERKASIE 0.74 04 07 2025
N/A
5200.72
PA
USD
5200.72
0.0008642570
Long
DBT
CORP
US
N
2
2025-04-07
Variable
0.747000000000
N
N
N
N
N
N
Westamerica Bancorporation
N/A
WESTAMERICA BANCORP COMMON STOCK
957090103
112746
NS
USD
6360001.86
1.0569067383
Long
EC
CORP
US
N
1
N
N
N
Western Alliance Bancorporation
5493003VJXZ5JXT9S762
WESTERN ALLIANCE BANCORP COMMON STOCK USD.0001
957638109
53528
NS
USD
3521607.12
0.5852215733
Long
EC
CORP
US
N
1
N
N
N
BREMER FINL B BREMER FINL B
N/A
BREMER FINL B BREMER FINL B
N/A
41667
NS
USD
4229158.83
0.7028026977
Long
EC
CORP
US
Y
3
N
N
N
Bank of America Corporation
9DJT3UXIJIZJI4WXO774
BANK OF AMERICA CORP COMMON STOCK USD.01
060505104
295808
NS
USD
9959855.36
1.6551313151
Long
EC
CORP
US
N
1
N
N
N
Midland States Bancorp Inc.
5493006RHXW9TTBWYC94
MIDLAND STATES BANCORP INC PREFERRED STOCK VAR
597742303
120000
NS
USD
2916000
0.4845816270
Long
EP
CORP
US
N
1
N
N
N
MidWestOne Financial Group Inc.
N/A
MIDWESTONE FINANCIAL GROUP INC COMMON STOCK USD.01
598511103
133914
NS
USD
3603625.74
0.5988514486
Long
EC
CORP
US
N
1
N
N
N
NBT Bancorp Inc.
N/A
NBT BANCORP INC COMMON STOCK USD.01
628778102
104324
NS
USD
4372218.84
0.7265764469
Long
EC
CORP
US
N
1
N
N
N
New York Community Bancorp Inc.
N/A
NEW YORK COMMUNITY BANCORP INC COMMON STOCK USD.01
649445103
454005
NS
USD
4644471.15
0.7718194055
Long
EC
CORP
US
N
1
N
N
N
Newburyport Five Cents Bancorp Inc.
N/A
NEWBURYPORT FIVE CENT SVGS BK CD
65199C008
2182.95
PA
USD
2182.95
0.0003627632
Long
DBT
CORP
US
N
2
2024-10-19
None
0.000000000000
N
N
N
N
N
N
Nicolet Bankshares Inc.
N/A
NICOLET BANKSHARES INC COMMON STOCK USD.01
65406E102
90381
NS
USD
7273862.88
1.2087723967
Long
EC
CORP
US
N
1
N
N
N
Northpointe Bancshares Inc.
N/A
NORTHPOINTE BANCSHARES INC PREFERRED STOCK VAR
66661N308
160000
NS
USD
3680000
0.6115433427
Long
EP
CORP
US
N
2
N
N
N
Northrim BanCorp Inc.
N/A
NORTHRIM BANCORP INC COMMON STOCK USD1.0
666762109
92403
NS
USD
5286375.63
0.8784912564
Long
EC
CORP
US
N
1
N
N
N
OP Bancorp
N/A
OP BANCORP COMMON STOCK
67109R109
170717
NS
USD
1869351.15
0.3106492530
Long
EC
CORP
US
N
1
N
N
N
Synovus Financial Corp.
549300EIUS8UN5JTLE54
SYNOVUS FINANCIAL CORP COMMON STOCK USD1.0
87161C501
228255
NS
USD
8593800.75
1.4281200101
Long
EC
CORP
US
N
1
N
N
N
Synovus Financial Corp.
549300EIUS8UN5JTLE54
SYNOVUS FINANCIAL CORP PREFERRED STOCK VAR
87161C709
77222
NS
USD
1803133.7
0.2996452202
Long
EP
CORP
US
N
1
N
N
N
Tectonic Financial Inc.
N/A
TECTONIC FINANCIAL INC PREFERRED STOCK VAR
87217L208
186840
NS
USD
1887084
0.3135961025
Long
EP
CORP
US
N
1
N
N
N
Timberland Bancorp Inc.
N/A
TIMBERLAND BANCORP INC/WA COMMON STOCK USD.01
887098101
113266
NS
USD
3563348.36
0.5921581433
Long
EC
CORP
US
N
1
N
N
N
Mid Penn Bancorp Inc.
N/A
MID PENN BANCORP INC COMMON STOCK USD1.0
59540G107
71323
NS
USD
1731722.44
0.2877780787
Long
EC
CORP
US
N
1
N
N
N
California BanCorp
N/A
CALIFORNIA BANCORP COMMON STOCK
13005U101
121815
NS
USD
3016139.4
0.5012228181
Long
EC
CORP
US
N
1
N
N
N
Camden National Corporation
549300ZVEDL2L8UW4F28
CAMDEN NATIONAL CORP COMMON STOCK
133034108
68551
NS
USD
2579574.13
0.4286742897
Long
EC
CORP
US
N
1
N
N
N
The Carlyle Group Inc.
N/A
CARLYLE GROUP INC/THE COMMON STOCK USD1.0
14316J108
201936
NS
USD
8216775.84
1.3654659140
Long
EC
CORP
US
N
1
N
N
N
Central Pacific Financial Corp.
N/A
CENTRAL PACIFIC FINANCIAL CORP COMMON STOCK
154760409
144201
NS
USD
2837875.68
0.4715989075
Long
EC
CORP
US
N
1
N
N
N
OAKTREE SPECIALTY LENDING CORP COMMON STOCK USD.01
N/A
OAKTREE SPECIALTY LENDING CORP COMMON STOCK USD.01
67401P405
266364
NS
USD
5439152.88
0.9038798189
Long
EC
CORP
US
N
1
N
N
N
Ohio Valley Banc Corp.
N/A
OHIO VALLEY BANC CORP COMMON STOCK USD1.0
677719106
79347
NS
USD
1824981
0.3032758101
Long
EC
CORP
US
N
1
N
N
N
Plymouth Industrial REIT Inc.
N/A
PLYMOUTH INDUSTRIAL REIT INC REIT USD.01
729640102
141659
NS
USD
3409732.13
0.5666301588
Long
EC
CORP
US
N
1
N
N
N
CandF Financial Corporation
549300VFPAZLNS1R0361
CandF FINANCIAL CORP COMMON STOCK USD1.0
12466Q104
37912
NS
USD
2585219.28
0.4296124022
Long
EC
CORP
US
N
1
N
N
N
Eastern Bank
N/A
EASTERN BANK 00000000 00000.0000000000
73099E009
1970.08
PA
USD
1970.08
0.0003273884
Long
DBT
CORP
US
N
2
2025-04-24
None
0.000000000000
N
N
N
N
N
N
Old National Bancorp
549300MMK90CL5KMVX16
OLD NATIONAL BANCORP/IN COMMON STOCK
680033107
359938
NS
USD
6079352.82
1.0102684090
Long
EC
CORP
US
N
1
N
N
N
Old Second Bancorp Inc.
549300XVJC1MPUT81C04
OLD SECOND BANCORP INC COMMON STOCK USD1.0
680277100
351764
NS
USD
5431236.16
0.9025642164
Long
EC
CORP
US
N
1
N
N
N
Onex Corporation
N/A
ONEX CORP COMMON STOCK
68272K103
105066
NS
7336898.22
1.2192476257
Long
EC
CORP
CA
N
1
N
N
N
Orange County Bancorp Inc.
N/A
ORANGE COUNTY BANCORP INC COMMON STOCK USD.5
68417L107
43740
NS
USD
2634897.6
0.4378679581
Long
EC
CORP
US
N
1
N
N
N
The PNC Financial Services Group Inc.
CFGNEKW0P8842LEUIA51
PNC FINANCIAL SERVICES GROUP I COMMON STOCK USD5.0
693475105
63618
NS
USD
9851247.3
1.6370827999
Long
EC
CORP
US
N
1
N
N
N
Eurazeo
N/A
EURAZEO SE COMMON STOCK
704239904
101170
NS
8044449.61
1.3368286969
Long
EC
CORP
FR
N
2
N
N
N
Pinnacle Financial Partners Inc.
54930098EZ8JMSAZGS24
PINNACLE FINANCIAL PARTNERS IN COMMON STOCK USD1.0
72346Q104
112170
NS
USD
9783467.4
1.6258191187
Long
EC
CORP
US
N
1
N
N
N
Pinnacle Financial Partners Inc.
54930098EZ8JMSAZGS24
PINNACLE FINANCIAL PARTNERS IN PREFERRED STOCK 6.75
72346Q302
71825
NS
USD
1623245
0.2697512699
Long
EP
CORP
US
N
1
N
N
N
Plumas Bancorp
N/A
PLUMAS BANCORP COMMON STOCK
729273102
54412
NS
USD
2249936.2
0.3738949741
Long
EC
CORP
US
N
1
N
N
N
CVB Financial Corp.
N/A
CVB FINANCIAL CORP COMMON STOCK
126600105
222784
NS
USD
4498008.96
0.7474802812
Long
EC
CORP
US
N
1
N
N
N
IRS USD P 1.08 20230904-20300304
N/A
IRS USD P 1.08 20230904-20300304
N/A
25000000
PA
USD
3687487.5
0.6127876174
N/A
DIR
CORP
US
N
2
CHICAGO MERCANTILE EXCHANGE
SNZ2OJLFK8MNNCLQOF39
Y
2030-03-04
0.000000000000
USD
6379.240000000000
USD
25000000
USD
3693866.74
N
N
N
IRS USD P 1.14 20230903-20300303
N/A
IRS USD P 0.01 20230903-20300303
N/A
25000000
PA
USD
3605927.5
0.5992339557
N/A
DIR
CORP
US
N
2
CHICAGO MERCANTILE EXCHANGE
SNZ2OJLFK8MNNCLQOF39
Y
2030-03-03
0.000000000000
USD
6491.510000000000
USD
25000000
USD
3612419.01
N
N
N
IRS USD P 3.87 20231222-20261222
N/A
IRS USD P 3.87 20231222-20261222
N/A
10000000
PA
USD
-55014
-0.0091422406
N/A
DIR
CORP
US
N
2
CHICAGO MERCANTILE EXCHANGE
SNZ2OJLFK8MNNCLQOF39
Y
2026-12-22
0.000000000000
USD
0.000000000000
USD
10000000
USD
-55014
N
N
N
IRS USD P 3.36 20230503-20280503
N/A
IRS USD P 3.36 20230503-20280503
N/A
10000000
PA
USD
71827
0.0119362293
N/A
DIR
CORP
US
N
2
CHICAGO MERCANTILE EXCHANGE
SNZ2OJLFK8MNNCLQOF39
Y
2028-05-03
0.000000000000
USD
0.000000000000
USD
10000000
USD
71827
N
N
N
IRS USD P 1.22 20230902-20300302
N/A
IRS USD P 1.22 20230902-20300302
N/A
15000000
PA
USD
2094993
0.3481464734
N/A
DIR
CORP
US
N
2
CHICAGO MERCANTILE EXCHANGE
SNZ2OJLFK8MNNCLQOF39
Y
2030-03-02
0.000000000000
USD
4063.360000000000
USD
15000000
USD
2099056.36
N
N
N
2024-01-30
John Hancock Financial Opportunities Fund
/s/Salvatore Schiavone
Salvatore Schiavone
Treasurer