-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WC9ulh/4mNmQbsHicDQ2HXnWtJ7NpQeAbOTZ/ijdPGkvqc/Ph7p3OIIwOI0Ly+07 CJ5ToauEe48eQdSFTMIARQ== 0000933259-98-000017.txt : 19980408 0000933259-98-000017.hdr.sgml : 19980408 ACCESSION NUMBER: 0000933259-98-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980310 FILED AS OF DATE: 19980407 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRIGEN ENERGY CORP CENTRAL INDEX KEY: 0000925655 STANDARD INDUSTRIAL CLASSIFICATION: STEAM & AIR CONDITIONING SUPPLY [4961] IRS NUMBER: 133378939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13264 FILM NUMBER: 98588998 BUSINESS ADDRESS: STREET 1: ONE WATER ST CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 9142866600 MAIL ADDRESS: STREET 1: ONE WATER ST CITY: WHITE PLAINS STATE: NY ZIP: 10601 COMPANY DATA: COMPANY CONFORMED NAME: SOCIETE LYONNAISE DES EAUX CENTRAL INDEX KEY: 0001024620 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 72 AVE DE LA LIBERTE CITY: NANTERRE FRANCE ZIP: 92000 MAIL ADDRESS: STREET 1: 185 RUE DE BERCY CITY: PARI FRANCE ZIP: 77561 4 1 FORM 4 OF SOCIETE LYONNAISE DES EAUX =================================== ---------------------------- FORM 4 OMB APPROVAL =================================== ---------------------------- |_| Check this box if no longer OMB Number 3235-0287 subject to Section 16. Form 4 Expires: April 30, 1998 or Form 5 obligations may Estimated average burden continue. See Instruction 1(b). hours per response...0.5 =================================== ---------------------------- U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------ ------------------------------------------- ------------------------------------------ 1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Issuer (Check all applicable) Societe Lyonnaise des Eaux Trigen Energy Corporation (TGN) _____ Director ___X___10% Owner - ------------------------------------------ ------------------ ------------------------ (Last) (First) (Middle) 3. IRS or Social 4. Statement for _____ Officer (give title below) Security Number Month/Year 1, rue d'Astorg of Reporting March 1998 _____ Other (specify below) - ------------------------------------------ Person ------------------------ (Street) (Voluntary) 5. If Amendment, Date of Original _________________________________ Paris, France 75008 (Month/Year) - ------------------------------------------ (City) (State) (Zip) ------------------ ------------------------ ------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned --------------------------------------------------------------------------------------------------------- - -------------------------- ---------- ------------ ----------------------------------- --------------- ------------- --------------- 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6.Owner- 7. Nature of (Instr. 3) action action or Disposed of (D) Securities ship Indirect Date Code (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. 8) owned at Direct Ownership (Month/ End of Month (D) or (Instr. 4) Day/ (Instr. 3 Indirect Year) and 4) (I) ------------ ---------------------------------- (Instr.4) ------ ----- ------------- ------ ------------- Code V Amount (A)or Price (D) - -------------------------- ---------- ------ ----- ------------- ------ -------------- ---------------- ------------- -------------- - -------------------------- ---------- ------ ----- ------------- ------ -------------- ---------------- ------------- -------------- Common Stock 8/10/97 J 1,515,745 D -0- 6,507,944 I See Notes 1&2 - -------------------------- ---------- ------ ----- ------------- ------ -------------- ---------------- ------------- -------------- - -------------------------- ---------- ------ ----- ------------- ------ -------------- ---------------- ------------- --------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) SEC 1474 (8-92) Page 1 of 2
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ----------------- ---------- ------- ------- ----------------- ------------ ------------------ -------- ---------- ------- --------- 1.Title of Deri- 2.Conver- 3.Trans-4.Trans-5.Number of Deri- 6.Date Exer- 7.Title and Amount 8.Price 9.Number 10.Own- 11.Nature vative Security sion or action action vative Securities cisable and of Underlying Sec- of Deri- of Deri- ership of Bene- (Instr. 3) Exercise Date Code Acquired (A) or Expiration urities vative vative Form of ficial Price of (Month/ (Instr. Disposed of (D) Date (Instr. 3 and 4) Security Securities Deriva- Indirect Deriva- Day/ 8) (Instr.3,4 and 5) (Month/Day (Instr. Benefi- tive Ownership tive Year) Year) 5) cially Securi (Instr. Security Owned at ty: Di- 4) End of rect (D) Month or In- (Instr. 4) direct (I) (Instr. 4) ------- ----------------- ------------- ----------------- ---- -- -------- -------- ------ ------ ------- --------- Code V (A) (D) Date Expir- Title Amount or Exer- ation Number of cis- Date Shares able - ----------------- ---------- ------- -------- ------- -------- ------ ------ ------- --------- -------- ---------- ------- --------- - ----------------- ---------- ------- -------- ------- -------- ------ ------ ------- --------- -------- ---------- ------- ---------
Explanation of Responses: Note 1: Lyonnaise indirectly owns the Common Stock through its subsidiary, Elyo S.A. which directly owns Cofreth American Corporation (CAC) and Compagnie Parisieene de Chauffage Urbain (CPCU). Note 2. The shares of Common Stock beneficially owned indirectly by Lyonnaise includes 1,515,745 shares beneficially owned indirectly by CAC and CPCU pursuant to the terms of a Stockholders' Agreement. Under the Stockholders' Agreement, certain individuals (Management Stockholders) agreed to vote all their shares of Common Stock in accordance with the instructions of the Elyo group. The obligations of the Management Stockholders to exercise their voting rights pursuant to the Stockholders' Agreement ended on August 10, 1997. SUEZ LYONNAISE DES EAUX April 7, 1998 Date By: /s/ Ray A. Mantle Ray A. Mantle, Attorney-in-Fact* * Signed pursuant to a Power of Attorney dated March 31, 1998. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 of 2 -----END PRIVACY-ENHANCED MESSAGE-----